COMMISSION IMPLEMENTING REGULATION (EU) No 1011/2014
of 22 September 2014
laying down detailed rules for implementing Regulation (EU) No 1303/2013 of the European Parliament and of the Council as regards the models for submission of certain information to the Commission and the detailed rules concerning the exchanges of information between beneficiaries and managing authorities, certifying authorities, audit authorities and intermediate bodies
CHAPTER I
MODELS AND FORMAT TO BE USED FOR SUBMISSION OF CERTAIN INFORMATION TO THE COMMISSION
Article 1
Format for notification of a selected major project
Article 2
Model for transmission of financial data
Article 3
Model for the description of the functions and procedures in place for the managing authority and the certifying authority
Article 4
Model for the report of the independent audit body
Article 5
Model for opinion of the independent audit body
Article 6
Model for the payment application including additional information concerning financial instruments
Article 7
Model for the accounts
CHAPTER II
DETAILED RULES CONCERNING THE EXCHANGES OF INFORMATION BETWEEN BENEFICIARIES AND MANAGING AUTHORITIES, CERTIFYING AUTHORITIES, AUDIT AUTHORITIES AND INTERMEDIATE BODIES
Article 8
Definition and scope of electronic data exchange systems
Article 9
Characteristics of the electronic data exchange systems
Article 10
Transmission of documents and data through the electronic data exchange systems
Article 11
ANNEX I
Format for the notification of a selected major project
NOTIFICATION TO THE COMMISSION OF THE SELECTED MAJOR PROJECT IN ACCORDANCE WITH THE FIRST SUBPARAGRAPH OF ARTICLE 102(1) OF REGULATION (EU) No 1303/2013
EUROPEAN REGIONAL DEVELOPMENT FUND/COHESION FUND
INFRASTRUCTURE/PRODUCTIVE INVESTMENT
Project title [‘’]
CCI []
PART A
Information required by Article 102(1)(a) of Regulation (EU) No 1303/2013
A. BODY RESPONSIBLE FOR IMPLEMENTATION OF THE MAJOR PROJECT
A.1.
Authority responsible for project notification (managing authority or intermediate body)
A.1.1 |
Name: |
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A.1.2 |
Address: |
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A.1.3 |
Name of contact person |
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A.1.4 |
Position of contact person |
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A.1.5 |
Telephone: |
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A.1.6 |
E-mail: |
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A.2.
Body responsible for project implementation (beneficiary
(2)
)
A.2.1 |
Name: |
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A.2.2 |
Address: |
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A.2.3 |
Name of contact person |
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A.2.4 |
Position of contact person |
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A.2.5 |
Telephone: |
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A.2.6 |
E-mail: |
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A.3.
Is this project a phase of a major project
(3)
?
Yes |
☐ |
No |
☐ |
A.4.
Has the Commission previously approved any part of this major project?
Yes |
☐ |
No |
☐ |
A.5.
Has the quality review of the independent experts been completed and their report attached in Part B?
Yes |
☐ |
No(4) |
☐ |
B. DESCRIPTION OF THE INVESTMENT, ITS LOCATION, TIMETABLE AND EXPECTED CONTRIBUTION OF THE MAJOR PROJECT TO THE SPECIFIC OBJECTIVES OF THE RELEVANT PRIORITY AXIS OR AXES
B.1.
Categorisation of project activity
(5)
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Code |
Amount |
Percentage |
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B.2.
Operational programme or operational programmes and priority axis or priority axes)
CCI of OP |
Priority axis of OP |
Co-financing Fund |
OP1 |
Priority axis of OP1 |
ERDF/CF
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OP1 |
Priority axis of OP1 |
ERDF/CF
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OP2 |
Priority axis of OP2 |
ERDF/CF
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OP2 |
Priority axis of OP2 |
ERDF/CF
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B.3.
Project description
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Start date (A) |
Completion date (B) |
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C. TOTAL COST AND TOTAL ELIGIBLE COST
C.1.
Please complete table below on the basis of the format for submission of information set out in accordance with Article 101 of Regulation (EU) No 1303/2013.
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EUR |
Total Project costs (A) |
Ineligible costs (B) |
Eligible costs (C) = (A) – (B) |
Percentage of total eligible costs |
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Input |
Input |
Calculated |
Calculated |
1 |
Planning/design fees |
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2 |
Land purchase |
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3 |
Building and construction |
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4 |
Plant and machinery or equipment |
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5 |
Contingencies |
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6 |
Price adjustment (if applicable) |
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7 |
Publicity |
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8 |
Supervision during construction implementation |
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9 |
Technical assistance |
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10 |
Sub-total |
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11 |
(VAT) |
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12 |
TOTAL |
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C.2.
Compliance with State aid rules
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Amount of aid (EUR) in GGE(13) |
Total amount of eligible cost (EUR)(14) |
Aid intensity (in %) |
State aid number/registry number for block-exempted aid |
Approved aid scheme or approved ad hoc aid |
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Aid falling under a block exemption regulation |
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Aid in line with the SGEI decision(15) or the regulation on public land passenger traffic(16) |
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Not applicable |
Total aid granted |
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Not applicable |
Not applicable |
Not applicable |
C.3.
Total eligible cost calculation
Method of calculation of the potential net revenue |
Put x in one box only |
Calculation of the discounted net revenue |
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Flat rate method |
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Decreased co-financing rate method |
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Calculation of the discounted net revenue (Article 61(3)(b) of Regulation (EU) No 1303/2013)
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Value |
1. |
Total eligible cost before taking account of the requirements set out in Article 61 of Regulation (EU) No 1303/2013 (in EUR, not discounted) |
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2. |
Pro-rata application of discounted net revenue (%) (if applicable) |
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3. |
Total eligible cost after taking into account of the requirements set out in Article 61 of Regulation (EU) No 1303/2013 (in EUR, not discounted) = (1)*(2) The maximum public contribution must respect the State aid rules and the amount of total aid granted reported above (if applicable) |
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Flat rate method or decreased co-financing rate method (Article 61(3)(a) and Article 61(5) of Regulation (EU) No 1303/2013)
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Value |
1. |
Total eligible cost before taking account of the requirements set out in Article 61 of Regulation (EU) No 1303/2013 (in EUR, not discounted) |
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2. |
Net revenue flat rate as defined in Annex V to Regulation (EU) No 1303/2013 or delegated acts (FR) (%) |
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3. |
Total eligible cost after taking account of the requirements set out in Article 61 of Regulation (EU) No 1303/2013 (in EUR, not discounted) = (1)*(1-FR)* The maximum public contribution must respect the State aid rules and the amount of total aid granted reported above (if applicable) * In case of decreased co-financing rate method, this formula is not applicable (flat rate is reflected in co-financing rate of the priority axis, resulting in lower ERDF/CF financing) and the total eligible cost is equal to the amount mentioned in point (1) |
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D. FINANCING PLAN, AND PHYSICAL AND FINANCIAL INDICATORS FOR MONITORING PROGRESS, TAKING ACCOUNT OF THE IDENTIFIED RISKS
D.1.
Sources of co-financing
Source of financing total investment expenditure (EUR) |
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Of which (for information) |
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Total investment cost [C.1.12.(A)] |
Union support |
National public (or equivalent) |
National private |
Other sources (specify) |
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EIB/EIF financing: |
(a) = (b) + (c) + (d) + (e) |
(b) |
(c) |
(d) |
(e) |
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(f) |
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D.2.
Annual plan of total eligible expenditure to be declared to the Commission (financial indicator for monitoring progress)
(in EUR) |
2014 |
2015 |
2016 |
2017 |
2018 |
2019 |
2020 |
2021 |
2022 |
2023 |
Total eligible expenditure |
Priority axis of OP1 |
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Priority axis of OP1 |
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Priority axis of OP2 |
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Priority axis of OP2 |
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D.3.
Output indicators
(17)
and other physical indicators for monitoring progress
OP and priority axis |
Name of indicator |
Measurement unit |
Target value for the major project |
Target year |
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Common:
Other:
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Common:
Other:
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D.4.
Risk assessment
E. IS THE PROJECT SUBJECT TO A LEGAL PROCEDURE FOR NON-COMPLIANCE WITH UNION LAW?
Yes |
☐ |
No |
☐ |
F. HAS THE UNDERTAKING PREVIOUSLY BEEN, OR IS IT CURRENTLY, SUBJECT OF A PROCEDURE(18) TO RECOVER UNION SUPPORT FOLLOWING THE RELOCATION OF A PRODUCTIVE ACTIVITY OUTSIDE THE PROGRAMME AREA OR OUTSIDE THE UNION?
Yes |
☐ |
No |
☐ |
PART B
Independent quality review report
Member State |
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Region and project location |
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Project name |
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Beneficiary |
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Managing authority |
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Independent experts reference |
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[NAME and FUNCTION] Independent experts |
Signature: |
DATE |
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Put x where appropriate |
Give details |
Yes |
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No |
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1. THE BODY RESPONSIBLE FOR IMPLEMENTATION OF THE MAJOR PROJECT, AND ITS CAPACITY
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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2. DESCRIPTION OF THE INVESTMENT AND ITS LOCATION
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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3. EXPLANATION AS TO HOW IT IS CONSISTENT WITH THE RELEVANT PRIORITY AXES OF THE OPERATIONAL PROGRAMME(S) CONCERNED, AND ITS EXPECTED CONTRIBUTION TO ACHIEVING THE SPECIFIC OBJECTIVES OF THOSE PRIORITY AXES AND THE EXPECTED CONTRIBUTION TO SOCIOECONOMIC DEVELOPMENT
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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4. TOTAL COST AND TOTAL ELIGIBLE COST
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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Yes |
☐ |
No |
☐ |
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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5. FEASIBILITY STUDIES CARRIED OUT, INCLUDING OPTION ANALYSIS, AND THE RESULTS
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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6. A COST-BENEFIT ANALYSIS, INCLUDING A FINANCIAL AND AN ECONOMIC ANALYSIS, AND A RISK ASSESSMENT
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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7. AN ANALYSIS OF THE ENVIRONMENTAL IMPACT, TAKING INTO ACCOUNT CLIMATE CHANGE ADAPTATION AND MITIGATION NEEDS, AND DISASTER RESILIENCE
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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8. THE FINANCING PLAN SHOWING THE TOTAL PLANNED FINANCING RESOURCES AND THE PLANNED SUPPORT FROM THE FUNDS, THE EIB, AND ALL OTHER SOURCES OF FINANCING, TOGETHER WITH PHYSICAL AND FINANCIAL INDICATORS FOR MONITORING PROGRESS, TAKING ACCOUNT OF THE IDENTIFIED RISKS
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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9. THE TIMETABLE FOR IMPLEMENTING THE MAJOR PROJECT
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Put x where appropriate |
Give a statement and justification |
Yes |
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No |
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CONCLUSIONS OF THE INDEPENDENT QUALITY REVIEW
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Based on the information made available by the project beneficiary for this Independent quality review and the analysis of this information on the basis of Article 23 and Annex II to Commission Delegated Regulation (EU) No 480/2014, do the independent experts appraise the major project positively and confirm its feasibility and economic viability? |
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Yes |
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No |
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Please put x where appropriate |
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PART C
Declaration of competent national authority
ANNEX II
Model for the transmission of financial data(1)
1. |
2. |
3. |
4. |
5. |
6. |
7. |
8. |
9. |
10. |
11. |
12. |
The financial allocation of the priority axis based on the operational programme [extracted from Table 18a of the operational programme] |
Cumulative data on the financial progress of the operational programme |
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Priority axis |
Fund(2) |
Category of region(3) |
Basis for the calculation of Union support* (Total eligible cost or public eligible cost) |
Total funding (EUR) |
Co-financing rate (%) |
Total eligible cost of operations selected for support (EUR) |
Proportion of the total allocation covered with selected operations (%) [column 7/column 5 × 100] |
Public eligible cost of operations selected for support (EUR) |
Total eligible expenditure declared by beneficiaries to the managing authority |
Proportion of the total allocation covered by eligible expenditure declared by beneficiaries (%) [column 10/column 5 × 100] |
Number of operations selected |
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Calculation |
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Calculation |
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Priority axis 1 |
ERDF |
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Priority axis 2 |
ESF |
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Priority axis 3 |
YEI(4) |
NA |
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Priority axis 4 |
ESF |
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YEI(5) |
NA |
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Priority axis 5 |
Cohesion Fund |
NA |
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Total |
ERDF |
Less developed |
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Total |
ERDF |
Transition |
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Total |
ERDF |
More developed |
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Total |
ERDF |
Special allocation to outermost regions or northern sparsely populated regions |
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Total |
ESF(6) |
Less developed |
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Total |
ESF(7) |
Transition |
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Total |
ESF(8) |
More developed |
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Total |
YEI(9) |
NA |
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Total |
Cohesion Fund |
NA |
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Grand Total |
All Funds |
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Priority axis |
Characteristics of expenditure |
Categorisation dimensions |
Financial data |
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Fund(10) |
Category of region |
1 Intervention field |
2 Form of finance |
3 Territorial dimension |
4 Territorial delivery mechanism |
5 Thematic objective dimension ERDF/Cohesion Fund |
6 ESF secondary theme |
7 Economic dimension |
8 Location dimension |
Total eligible cost of operations selected for support (EUR) |
Public eligible cost of operations selected for support (EUR) |
The total eligible expenditure declared by beneficiaries to the managing authority |
Number of operations selected |
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Fund |
Category of region |
Union contribution |
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[current financial year] |
[subsequent financial year] |
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January — October |
November — December |
January — December |
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ERDF |
Less developed regions |
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Transition regions |
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More developed regions |
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Outermost regions and Northern sparsely populated regions(11) |
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ETC |
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ESF |
Less developed regions |
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Transition regions |
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More developed regions |
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YEI(12) |
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Cohesion Fund |
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ANNEX III
Model for the description of the functions and procedures in place for the managing authority and the certifying authority
1. GENERAL
2. MANAGING AUTHORITY
2.1.
Managing authority and its main functions
2.2.
Organisation and procedures of the managing authority
2.3.
Audit trail
2.4.
Irregularities and recoveries
3. CERTIFYING AUTHORITY
3.1.
Certifying authority and its main functions
3.2.
Organisation of the certifying authority
3.3.
Recoveries
4. INFORMATION SYSTEM
ANNEX IV
Model for the report of an independent audit body under Article 124(2) of Regulation (EU) No 1303/2013
1.
Introduction
2.
Methodology and scope of the work
3.
Results of assessment for each authority/system
CCI or system (group of CCIs) |
Concerned Authority(Managing or Certifying authority) |
Completeness and accuracy of description (Y/N) |
Conclusion (unqualified, qualified, adverse) |
Designation criteria affected |
Section of description of functions and procedures affected |
Shortcomings |
Priorities affected |
Recommendations/Corrective measures |
Timeframe agreed with concerned authority for implementation of corrective measures |
CCI x |
Managing authority |
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Certifying authority |
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System y |
Managing authority |
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Certifying authority |
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ANNEX V
Model for the opinion of an independent audit body on the compliance of the managing authority and the certifying authority with the designation criteria set out in Annex XIII to Regulation (EU) No 1303/2013
INTRODUCTION
SCOPE OF THE EXAMINATION
OPINION
(Unqualified opinion)
(Qualified opinion)
(Adverse opinion)
ANNEX VI
Model for the payment application including additional information concerning financial instruments
PAYMENT APPLICATION
EUROPEAN COMMISSION
Fund concerned (1) : |
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Commission reference (CCI): |
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Name of operational programme: |
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Commission Decision: |
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Date Commission Decision: |
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Payment application number: |
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Date of submission of the payment application: |
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National reference (optional): |
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An interim payment application, in accordance with Article 131 of Regulation (EU) No 1303/2013 |
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A final application for interim payment in accordance with Article 135(2) of Regulation (EU) No 1303/2013 |
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From(3) |
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until: |
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Expenditure broken down by priority and category of regions as entered into the accounts of the certifying authority
(Including programme contributions paid to financial instruments (Article 41 of Regulation (EU) No 1303/2013) and advances paid in context of State aid (Article 131(5) of Regulation (EU) No 1303/2013))
Priority |
Calculation basis (public or total) |
Total amount of eligible expenditure incurred by beneficiaries and paid in implementing operations |
Total amount of public expenditure incurred in implementing operations |
(A) |
(B) |
(C) |
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Priority 1 |
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Less developed regions |
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Transition regions |
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More developed regions |
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Outermost regions and Northern sparsely populated regions |
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YEI(4) |
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Priority 2 |
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Less developed regions |
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Transition regions |
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More developed regions |
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Outermost regions and Northern sparsely populated regions |
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YEI |
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Priority 3 |
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Less developed regions |
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Transition regions |
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More developed regions |
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Outermost regions and Northern sparsely populated regions |
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Priority 4 |
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YEI(5) |
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Totals |
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Less developed regions |
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Transition regions |
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More developed regions |
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Outermost regions and Northern sparsely populated regions |
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YEI |
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Grand Total |
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Priority |
Calculation basis (public or total)(6) |
Total amount of eligible expenditure incurred by beneficiaries and paid in implementing operations |
Total amount of public expenditure incurred in implementing operations |
(A) |
(B) |
(C) |
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Priority 1 |
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Priority 2 |
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Priority 3 |
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Grand Total |
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CERTIFICATE
Representing the Certifying Authority: |
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APPLICATION FOR PAYMENT
FUND |
AMOUNTS |
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Less developed regions |
Transition regions |
More developed regions |
Outermost regions and Northern sparsely populated regions |
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(A) |
(B) |
(C) |
(D) |
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YEI(7) |
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FUND |
AMOUNT |
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Designated body |
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Bank |
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BIC |
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Bank account IBAN |
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Holder of account (where not the same as the designated body) |
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Appendix 1
Information on programme contributions paid to financial instruments as referred to in Article 41 of Regulation (EU) No 1303/2013 and included in the payment applications (cumulative from the start of the programme)(1)
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Programme contributions paid to financial instruments included in payment applications |
Amounts paid as eligible expenditure in the meaning of Article 42(1)(a), (b) and (d) of Regulation (EU) No 1303/2013(2) |
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(A) |
(B)(3) |
(C) |
(D)(4) |
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Priority(5) |
Total amount of programme contributions paid to financial instruments |
Amount of corresponding public expenditure |
Total amount of programme contributions effectively paid, or, in the case of guarantees, committed, as eligible expenditure in the meaning of Article 42(1)(a), (b) and (d) of Regulation (EU) No 1303/2013(2) |
Amount of corresponding public expenditure |
Priority 1 |
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Less developed regions |
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Transition regions |
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More developed regions |
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Outermost regions and Northern sparsely populated regions |
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YEI(6) |
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Priority 2 |
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Less developed regions |
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Transition regions |
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More developed regions |
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Outermost regions and Northern sparsely populated regions |
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YEI |
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Priority 3 |
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Less developed regions |
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Transition regions |
|
|
|
|
More developed regions |
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
YEI |
|
|
|
|
Priority 4 |
||||
YEI(7) |
|
|
|
|
|
|
|
|
|
Totals |
|
|
|
|
Less developed regions |
|
|
|
|
Transition regions |
|
|
|
|
More developed regions |
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
YEI |
|
|
|
|
|
|
|
|
|
Grand Total |
|
|
|
|
|
Programme contributions paid to financial instruments included in payment applications |
Amounts paid as eligible expenditure in the meaning of Article 42(1)(a), (b) and (d) of Regulation (EU) No 1303/2013(8) |
||
(A) |
(B) |
(C) |
(D) |
|
Priority |
Total amount of programme contributions paid to financial instruments |
Amount of corresponding public expenditure |
Total amount of programme contributions effectively paid, or, in the case of guarantees, committed, as eligible expenditure in the meaning of Article 42(1)(a), (b) and (d) of Regulation (EU) No 1303/2013(8) |
Amount of corresponding public expenditure |
Priority 1 |
|
|
|
|
Priority 2 |
|
|
|
|
Priority 3 |
|
|
|
|
|
|
|
|
|
Grand Total |
|
|
|
|
Appendix 2
Advances paid in the context of State aid (Article 131(5) of Regulation (EU) No 1303/2013) and included in the payment applications (cumulative from the start of the programme)
Priority |
Total amount paid from the operational programme as advances(1) |
Amount which has been covered by expenditure paid by beneficiaries within three years of the payment of the advance |
Amount which has not been covered by expenditure paid by beneficiaries and for which the three year period has not yet elapsed |
(A) |
(B) |
(C) |
|
Priority 1 |
|||
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI(2) |
|
|
|
Priority 2 |
|||
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI |
|
|
|
Priority 3 |
|||
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI |
|
|
|
Priority 4 |
|||
YEI(3) |
|
|
|
|
|
|
|
Totals |
|
|
|
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI |
|
|
|
|
|
|
|
Grand Total |
|
|
|
Priority |
Total amount paid from the operational programme as advances(4) |
Amount which has been covered by expenditure paid by beneficiaries within 3 years of the payment of the advance |
Amount which has not been covered by expenditure paid by beneficiaries and for which the 3 year period has not yet elapsed |
(A) |
(B) |
(C) |
|
Priority 1 |
|
|
|
Priority 2 |
|
|
|
Priority 3 |
|
|
|
|
|
|
|
Grand Total |
|
|
|
ANNEX VII
Model for the accounts
ACCOUNTS FOR ACCOUNTING PERIOD
EUROPEAN COMMISSION
Fund concerned (1) : |
|
Commission reference (CCI): |
|
Name of operational programme: |
|
Commission Decision: |
|
Date Commission Decision: |
|
Version of the accounts: |
|
Date of submission of the accounts: |
|
National reference (optional): |
|
CERTIFICATE
Representing the certifying authority: |
|
Appendix 1
Amounts entered into the accounting systems of the certifying authority — Article 137(1)(a) of Regulation (EU) No 1303/2013
Priority |
Total amount of eligible expenditure entered into the accounting systems of the certifying authority and which has been included in the payment applications submitted to the Commission |
Total amount of the corresponding public expenditure incurred in implementing operations |
Total amount of corresponding payments made to beneficiaries under Article 132(1) of Regulation (EU) No 1303/2013 |
(A) |
(B) |
(C) |
|
Priority 1 |
|||
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI(1) |
|
|
|
Priority 2 |
|||
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI |
|
|
|
Priority 3 |
|||
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI |
|
|
|
Priority 4 |
|||
YEI(2) |
|
|
|
|
|
|
|
Totals |
|
|
|
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI |
|
|
|
Grand Total |
|
|
|
Priority |
Total amount of eligible expenditure entered into the accounting systems of the certifying authority and which has been included in the payment applications submitted to the Commission |
Total amount of the corresponding public expenditure incurred in implementing operations |
Total amount of corresponding payments made to beneficiaries under Article 132(1) of Regulation (EU) No 1303/2013 |
(A) |
(B) |
(C) |
|
Priority 1 |
|
|
|
Priority 2 |
|
|
|
Priority 3 |
|
|
|
Grand Total |
|
|
|
Appendix 2
Amounts withdrawn and recovered during the accounting year — Article 137(1)(b) of Regulation (EU) No 1303/2013
Priority |
WITHDRAWALS |
RECOVERIES(1) |
||
Total eligible amount of expenditure included in payment applications |
Corresponding public expenditure |
Total eligible amount of expenditure included in payment applications |
Corresponding public expenditure |
|
|
(A) |
(B) |
(C) |
(D) |
Priority 1 |
||||
Less developed regions |
|
|
|
|
Transition regions |
|
|
|
|
More developed regions |
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
YEI(2) |
|
|
|
|
Priority 2 |
||||
Less developed regions |
|
|
|
|
Transition regions |
|
|
|
|
More developed regions |
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
YEI |
|
|
|
|
Priority 3 |
||||
Less developed regions |
|
|
|
|
Transition regions |
|
|
|
|
More developed regions |
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
YEI |
|
|
|
|
Priority 4 |
||||
YEI(3) |
|
|
|
|
|
|
|
|
|
Totals |
|
|
|
|
Less developed regions |
|
|
|
|
Transition regions |
|
|
|
|
More developed regions |
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
YEI |
|
|
|
|
GRAND TOTAL |
|
|
|
|
Split of amounts withdrawn and recovered during the accounting year by accounting year of declaration of the corresponding expenditure |
||||
In relation to accounting year ending 30 June 2015 (total) |
|
|
|
|
Out of which amounts corrected as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
|
|
In relation to accounting year ending 30 June … (total) |
|
|
|
|
Out of which amounts corrected as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
|
|
Priority |
WITHDRAWALS |
RECOVERIES(4) |
||
|
Total eligible amount of expenditure included in payment applications |
Corresponding public expenditure |
Total eligible amount of expenditure included in payment applications |
Corresponding public expenditure |
|
(A) |
(B) |
(C) |
(D) |
Priority 1 |
|
|
|
|
Priority 2 |
|
|
|
|
Priority 3 |
|
|
|
|
|
|
|
|
|
GRAND TOTAL |
|
|
|
|
Split of amounts withdrawn and recovered during the accounting year by accounting year of declaration of the corresponding expenditure |
||||
In relation to accounting year ending 30 June 2015 (total) |
|
|
|
|
Out of which amounts corrected as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
|
|
In relation to accounting year ending 30 June … (total) |
|
|
|
|
Out of which amounts corrected as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
|
|
Appendix 3
Amounts to be recovered as at the end of the accounting year — Article 137(1)(b) of Regulation (EU) No 1303/2013
Priority |
Total eligible amount of expenditure(1) |
Corresponding public expenditure |
(A) |
(B) |
|
Priority 1 |
||
Less developed regions |
|
|
Transition regions |
|
|
More developed regions |
|
|
Outermost regions and Northern sparsely populated regions |
|
|
YEI(2) |
|
|
Priority 2 |
||
Less developed regions |
|
|
Transition regions |
|
|
More developed regions |
|
|
Outermost regions and Northern sparsely populated regions |
|
|
YEI |
|
|
Priority 3 |
||
Less developed regions |
|
|
Transition regions |
|
|
More developed regions |
|
|
Outermost regions and Northern sparsely populated regions |
|
|
YEI |
|
|
Priority 4 |
||
YEI(3) |
|
|
|
|
|
Totals |
|
|
Less developed regions |
|
|
Transition regions |
|
|
More developed regions |
|
|
Outermost regions and Northern sparsely populated regions |
|
|
YEI |
|
|
|
|
|
GRAND TOTAL |
|
|
Split of amounts to be recovered as at the end of the accounting year by accounting year of declaration of the corresponding expenditure |
||
In relation to accounting year ending 30 June 2015 (total) |
|
|
Out of which amounts corrected as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
In relation to accounting year ending 30 June … (total) |
|
|
Out of which amounts corrected as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
Priority |
Total eligible amount of expenditure(4) |
Corresponding public expenditure |
(A) |
(B) |
|
Priority 1 |
|
|
Priority 2 |
|
|
Priority 3 |
|
|
|
|
|
GRAND TOTAL |
|
|
Split of amounts to be recovered as at the end of the accounting year by accounting year of declaration of the corresponding expenditure |
||
In relation to accounting year ending 30 June 2015 (total) |
|
|
Out of which amounts corrected as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
In relation to accounting year ending 30 June … (total) |
|
|
Out of which amounts corrected as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
Appendix 4
Recoveries effected pursuant to Article 71 of Regulation (EU) No 1303/2013 during the accounting year — Article 137(1)(b) of Regulation (EU) No 1303/2013
Priority |
RECOVERIES |
|
Total eligible amount of expenditure |
Corresponding public expenditure |
|
(A) |
(B) |
|
Priority 1 |
||
Less developed regions |
|
|
Transition regions |
|
|
More developed regions |
|
|
Outermost regions and Northern sparsely populated regions |
|
|
YEI(1) |
|
|
Priority 2 |
||
Less developed regions |
|
|
Transition regions |
|
|
More developed regions |
|
|
Outermost regions and Northern sparsely populated regions |
|
|
YEI |
|
|
Priority 3 |
||
Less developed regions |
|
|
Transition regions |
|
|
More developed regions |
|
|
Outermost regions and Northern sparsely populated regions |
|
|
YEI |
|
|
Priority 4 |
||
YEI(2) |
|
|
|
|
|
Totals |
|
|
Less developed regions |
|
|
Transition regions |
|
|
More developed regions |
|
|
Outermost regions and Northern sparsely populated regions |
|
|
YEI |
|
|
GRAND TOTAL |
|
|
Split of amounts recovered during the accounting year by accounting year of declaration of the corresponding expenditure |
||
In relation to accounting year ending 30 June 2015 (total) |
|
|
Out of which amounts corrected as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
In relation to accounting year ending 30 June … (total) |
|
|
Out of which amounts corrected as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
Priority |
RECOVERIES |
|
Total eligible amount of expenditure |
Corresponding public expenditure |
|
(A) |
(B) |
|
Priority 1 |
|
|
Priority 2 |
|
|
Priority 3 |
|
|
|
|
|
GRAND TOTAL |
|
|
Split of amounts recovered during the accounting year by accounting year of declaration of the corresponding expenditure |
||
In relation to accounting year ending 30 June 2015 (total) |
|
|
Out of which amounts corrected as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
In relation to accounting year ending 30 June … (total) |
|
|
Out of which amounts corrected as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
Appendix 5
Irrecoverable amounts as at the end of the accounting year — Article 137(1)(b) of Regulation (EU) No 1303/2013
Priority |
IRRECOVERABLE AMOUNTS |
||
Total eligible amount of expenditure(1) |
Corresponding public expenditure |
Comments (Obligatory) |
|
(A) |
(B) |
(C) |
|
Priority 1 |
|||
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI(2) |
|
|
|
Priority 2 |
|||
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI |
|
|
|
Priority 3 |
|||
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI |
|
|
|
Priority 4 |
|||
YEI(3) |
|
|
|
|
|
|
|
Totals |
|
|
|
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI |
|
|
|
GRAND TOTAL |
|
|
|
Priority |
IRRECOVERABLE AMOUNTS |
||
|
Total eligible amount of expenditure(4) |
Corresponding public expenditure |
Comments (Obligatory) |
(A) |
(B) |
||
Priority 1 |
|
|
|
Priority 2 |
|
|
|
Priority 3 |
|
|
|
|
|
|
|
GRAND TOTAL |
|
|
|
Appendix 6
Amounts of programme contributions paid to financial instruments under Article 41 of Regulation (EU) No 1303/2013 (cumulative from the start of the programme) — Article 137(1)(c) of Regulation (EU) No 1303/2013
|
Programme contributions paid to financial instruments included in payment applications |
Amounts paid as eligible expenditure in the meaning of Article 42(1)(a), (b) and (d) of Regulation (EU) No 1303/2013(1) |
||
(A) |
(B) |
(C) |
(D) |
|
Priority |
Total amount of programme contributions paid to financial instruments |
Amount of corresponding public expenditure |
Total amount of programme contributions effectively paid, or, in the case of guarantees, committed, as eligible expenditure in the meaning of Article 42(1)(a), (b) and (d) of Regulation (EU) No 1303/2013(2) |
Amount of corresponding public expenditure |
Priority 1 |
||||
Less developed regions |
|
|
|
|
Transitional regions |
|
|
|
|
More developed regions |
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
YEI(3) |
|
|
|
|
Priority 2 |
||||
Less developed regions |
|
|
|
|
Transition regions |
|
|
|
|
More developed regions |
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
YEI |
|
|
|
|
Priority 3 |
||||
Less developed regions |
|
|
|
|
Transition regions |
|
|
|
|
More developed regions |
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
YEI |
|
|
|
|
Priority 4 |
||||
YEI(4) |
|
|
|
|
|
|
|
|
|
Totals |
|
|
|
|
Less developed regions |
|
|
|
|
Transition regions |
|
|
|
|
More developed regions |
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
YEI |
|
|
|
|
Grand Total |
|
|
|
|
|
Programme contributions paid to financial instruments included in payment applications |
Amounts paid as eligible expenditure in the meaning of Article 42(1)(a), (b) and (d) of Regulation (EU) No 1303/2013(5) |
||
(A) |
(B) |
(C) |
(D) |
|
Priority |
Total amount of programme contributions paid to financial instruments |
Amount of corresponding public expenditure |
Total amount of programme contributions effectively paid, or, in the case of guarantees, committed, as eligible expenditure in the meaning of Article 42(1)(a), (b) and (d) of Regulation (EU) No 1303/2013(5) |
Amount of corresponding public expenditure |
Priority 1 |
|
|
|
|
Priority 2 |
|
|
|
|
Priority 3 |
|
|
|
|
|
|
|
|
|
Grand Total |
|
|
|
|
Appendix 7
Advances paid in the context of State aid under Article 131(5) of Regulation (EU) No 1303/2013 (cumulative from the start of the programme) — Article 137(1)(c) of Regulation (EU) No 1303/2013
Priority |
Total amount paid from the operational programme as advances(1) |
Amount which has been covered by expenditure paid by beneficiaries within 3 years of the payment of the advance |
Amount which has not been covered by expenditure paid by beneficiaries and for which the 3 year period has not yet elapsed |
(A) |
(B) |
(C) |
|
Priority 1 |
|||
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI(2) |
|
|
|
Priority 2 |
|||
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI |
|
|
|
Priority 3 |
|||
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI |
|
|
|
Priority 4 |
|||
YEI(3) |
|
|
|
|
|
|
|
Totals |
|
|
|
Less developed regions |
|
|
|
Transition regions |
|
|
|
More developed regions |
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
YEI |
|
|
|
Grand Total |
|
|
|
Priority |
Total amount paid from the operational programme as advances(4) |
Amount which has been covered by expenditure paid by beneficiaries within three years of the payment of the advance |
Amount which has not been covered by expenditure paid by beneficiaries and for which the three year period has not yet elapsed |
(A) |
(B) |
(C) |
|
Priority 1 |
|
|
|
Priority 2 |
|
|
|
Priority 3 |
|
|
|
|
|
|
|
Grand Total |
|
|
|
Appendix 8
Reconciliation of expenditure — Article 137(1)(d) of Regulation (EU) No 1303/2013
Priority |
Total eligible expenditure included in payment applications submitted to the Commission (1) |
Expenditure declared in accordance with Article 137(1)(a) of Regulation (EU) No 1303/2013 (2) |
Difference (3) |
Comments (obligatory in case of difference) |
|||
Total amount of eligible expenditure incurred by beneficiaries and paid in implementing operations |
Total amount of public expenditure incurred in implementing operations |
Total amount of eligible expenditure entered into the accounting systems of the Certifying Authority and which has been included in the payment applications submitted to the Commission |
Total amount of the corresponding public expenditure incurred in implementing operations |
(E = A – C) |
(F = B – D) |
|
|
(A) |
(B) |
(C) |
(D) |
(E) |
(F) |
(G) |
|
Priority 1 |
|||||||
Less developed regions |
|
|
|
|
|
|
|
Transition regions |
|
|
|
|
|
|
|
More developed regions |
|
|
|
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
|
|
|
YEI (4) |
|
|
|
|
|
|
|
Priority 2 |
|||||||
Less developed regions |
|
|
|
|
|
|
|
Transition regions |
|
|
|
|
|
|
|
More developed regions |
|
|
|
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
|
|
|
YEI |
|
|
|
|
|
|
|
Priority 3 |
|||||||
YEI(5) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Totals |
|
|
|
|
|
|
|
Less developed regions |
|
|
|
|
|
|
|
Transition regions |
|
|
|
|
|
|
|
More developed regions |
|
|
|
|
|
|
|
Outermost regions and Northern sparsely populated regions |
|
|
|
|
|
|
|
YEI |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Grand Total |
|
|
|
|
|
|
|
Out of which amounts corrected in the current accounts as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
|
|
|
Priority |
Total eligible expenditure included in payment application submitted to the Commission (6) |
Expenditure declared in accordance with Article 137(1)(a) of Regulation (EU) No 1303/2013 (7) |
Difference (8) |
Comments (obligatory in case of difference) |
|||
Total amount of eligible expenditure incurred by beneficiaries and paid in implementing operations |
Total amount of public expenditure incurred in implementing operations |
Total amount of eligible expenditure entered into the accounting systems of the Certifying Authority and which has been included in the payment applications submitted to the Commission |
Total amount of the corresponding public expenditure incurred in implementing operations |
(E = A – C) |
(F = B – D) |
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(A) |
(B) |
(C) |
(D) |
(E) |
(F) |
(G) |
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Priority 1 |
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Priority 2 |
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Grand Total |
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Out of which amounts corrected in the current accounts as a result of audits of operations according to Article 127(1) of Regulation (EU) No 1303/2013 |
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