Regulation (EU) 2021/821 of the European Parliament and of the Council of 20 May ... (32021R0821)
INHALT
Regulation (EU) 2021/821 of the European Parliament and of the Council of 20 May 2021 setting up a Union regime for the control of exports, brokering, technical assistance, transit and transfer of dual-use items (recast)
- REGULATION (EU) 2021/821 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
- of 20 May 2021
- setting up a Union regime for the control of exports, brokering, technical assistance, transit and transfer of dual-use items (recast)
- CHAPTER I
- SUBJECT AND DEFINITIONS
- Article 1
- Article 2
- CHAPTER II
- SCOPE
- Article 3
- Article 4
- Article 5
- Article 6
- Article 7
- Article 8
- Article 9
- Article 10
- Article 11
- CHAPTER III
- EXPORT AUTHORISATION AND AUTHORISATION FOR BROKERING SERVICES AND TECHNICAL ASSISTANCE
- Article 12
- Article 13
- Article 14
- Article 15
- Article 16
- CHAPTER IV
- AMENDMENT OF LISTS OF DUAL
- -
- USE ITEMS AND DESTINATIONS
- Article 17
- Article 18
- Article 19
- Article 20
- CHAPTER V
- CUSTOMS PROCEDURES
- Article 21
- Article 22
- CHAPTER VI
- ADMINISTRATIVE COOPERATION, IMPLEMENTATION AND ENFORCEMENT
- Article 23
- Article 24
- Article 25
- CHAPTER VII
- TRANSPARENCY, OUTREACH, MONITORING, EVALUATION
- Article 26
- CHAPTER VIII
- CONTROL MEASURES
- Article 27
- Article 28
- CHAPTER IX
- COOPERATION WITH THIRD COUNTRIES
- Article 29
- CHAPTER X
- FINAL PROVISIONS
- Article 30
- Article 31
- Article 32
- ANNEX I
- LIST OF DUAL-USE ITEMS REFERRED TO IN ARTICLE 3 OF THIS REGULATION
- PART I -
- General Notes, Acronyms and Abbreviations, and Definitions
- GENERAL NOTES TO ANNEX I
- NUCLEAR TECHNOLOGY NOTE (NTN)
- GENERAL TECHNOLOGY NOTE (GTN)
- NUCLEAR SOFTWARE NOTE (NSN)
- GENERAL SOFTWARE NOTE (GSN)
- GENERAL "INFORMATION SECURITY" NOTE (GISN)
- EDITORIAL PRACTICES IN THE
- OFFICIAL JOURNAL OF THE EUROPEAN UNION
- ACRONYMS AND ABBREVIATIONS USED IN THIS ANNEX
- ACRONYMS AND ABBREVIATIONS
- DEFINITIONS OF TERMS USED IN THIS ANNEX
- PART II –
- Category 0
- CATEGORY 0
- -
- NUCLEAR MATERIALS, FACILITIES AND EQUIPMENT
- 0A
- Systems, Equipment and Components
- 0B
- Test, Inspection and Production Equipment
- 0C
- Materials
- 0D
- Software
- 0E
- Technology
- PART III –
- Category 1
- CATEGORY 1 – SPECIAL MATERIALS AND RELATED EQUIPMENT
- 1A
- Systems, Equipment and Components
- 1B
- Test, Inspection and Production Equipment
- 1C
- Materials
- 1D
- Software
- 1E
- Technology
- PART IV –
- Category 2
- CATEGORY 2 - MATERIALS PROCESSING
- 2A
- Systems, Equipment and Components
- 2B
- Test, Inspection and Production Equipment
- 2C
- Materials
- 2D
- Software
- 2E
- Technology
- PART V –
- Category 3
- CATEGORY 3 - ELECTRONICS
- 3A
- Systems, Equipment and Components
- 3B
- Test, Inspection and Production Equipment
- 3C
- Materials
- 3D
- Software
- 3E
- Technology
- PART VI –
- Category 4
- CATEGORY 4 - COMPUTERS
- 4A
- Systems, Equipment and Components
- 4B
- Test, Inspection and Production Equipment
- 4C
- Materials
- 4D
- Software
- 4E
- Technology
- TECHNICAL NOTE ON "ADJUSTED PEAK PERFORMANCE" ("APP")
- Abbreviations used in this Technical Note
- Outline of "APP" calculation method
- PART VII –
- Category 5
- CATEGORY 5 - TELECOMMUNICATIONS AND "INFORMATION SECURITY"
- Part 1 - TELECOMMUNICATIONS
- 5A1
- Systems, Equipment and Components
- 5B1
- Test, Inspection and Production Equipment
- 5C1
- Materials
- 5D1
- Software
- 5E1
- Technology
- Part 2 - "INFORMATION SECURITY"
- 5A2
- Systems, Equipment and Components
- 5B2
- Test, Inspection and Production Equipment
- 5C2
- Materials
- 5D2
- Software
- 5E2
- Technology
- PART VIII –
- Category 6
- CATEGORY 6 - SENSORS AND LASERS
- 6A
- Systems, Equipment and Components
- 6B
- Test, Inspection and Production Equipment
- 6C
- Materials
- 6D
- Software
- 6E
- Technology
- PART IX –
- Category 7
- CATEGORY 7 - NAVIGATION AND AVIONICS
- 7A
- Systems, Equipment and Components
- 7B
- Test, Inspection and Production Equipment
- 7C
- Materials
- 7D
- Software
- 7E
- Technology
- PART X –
- Category 8
- CATEGORY 8 - MARINE
- 8A
- Systems, Equipment and Components
- 8B
- Test, Inspection and Production Equipment
- 8C
- Materials
- 8D
- Software
- 8E
- Technology
- PART XI –
- Category 9
- CATEGORY 9 – AEROSPACE AND PROPULSION
- 9A
- Systems, Equipment and Components
- 9B
- Test, Inspection and Production Equipment
- 9C
- Materials
- 9D
- Software
- 9E
- Technology
- ANNEX II
- UNION GENERAL EXPORT AUTHORISATIONS
- A. EXPORTS TO AUSTRALIA, CANADA, ICELAND, JAPAN, NEW ZEALAND, NORWAY, SWITZERLAND, INCLUDING LIECHTENSTEIN, THE UNITED KINGDOM AND THE UNITED STATES
- UNION GENERAL EXPORT AUTHORISATION No EU001
- (referred to in point (d) of Article 12(1) of this Regulation)
- Exports to Australia, Canada, Iceland, Japan, New Zealand, Norway, Switzerland, including Liechtenstein, the United Kingdom and the United States
- Issuing authority: European Union
- Part 1 – Items
- Part 2 – Destinations
- Part 3 – Conditions and requirements for use
- B. EXPORTS OF CERTAIN DUAL-USE ITEMS TO CERTAIN DESTINATIONS
- UNION GENERAL EXPORT AUTHORISATION No EU002
- (referred to in point (d) of Article 12(1) of this Regulation)
- Exports of certain dual-use items to certain destinations
- Issuing authority: European Union
- Part 1 — Items
- Part 2 — Destinations
- Part 3 — Conditions and requirements for use
- C. EXPORT AFTER REPAIR/REPLACEMENT
- UNION GENERAL EXPORT AUTHORISATION No EU003
- (referred to in point (d) of Article 12(1) of this Regulation)
- Export after repair/replacement
- Issuing authority: European Union
- Part 1 — Items
- Part 2 — Destinations
- Part 3 — Conditions and requirements for use
- D. TEMPORARY EXPORT FOR EXHIBITION OR FAIR
- UNION GENERAL EXPORT AUTHORISATION No EU004
- (referred to in point (d) of Article 12(1) of this Regulation)
- Temporary export for exhibition or fair
- Issuing authority: European Union
- Part 1 — Items
- Part 2 — Destinations
- Part 3 — Conditions and requirements for use
- E. TELECOMMUNICATIONS
- UNION GENERAL EXPORT AUTHORISATION No EU005
- (referred to in point (d) of Article 12(1) of this Regulation)
- Telecommunications
- Issuing authority: European Union
- Part 1 — Items
- Part 2 — Destinations
- Part 3 — Conditions and requirements for use
- F. CHEMICALS
- UNION GENERAL EXPORT AUTHORISATION No EU006
- (referred to in point (d) of Article 12(1) of this Regulation)
- Chemicals
- Issuing authority: European Union
- Part 1 — Items
- Part 2 — Destinations
- Part 3 — Conditions and requirements for use
- G. INTRA-GROUP EXPORT OF SOFTWARE AND TECHNOLOGY
- UNION GENERAL EXPORT AUTHORISATION No EU007
- (referred to in point (d) of Article 12(1) of this Regulation)
- Intra-group export of software and technology
- Issuing authority: European Union
- Part 1 – Items
- Part 2 – Destinations
- Part 3 – Conditions and requirements for use
- H. ENCRYPTION
- UNION GENERAL EXPORT AUTHORISATION No EU008
- (referred to in point (d) of Article 12(1) of this Regulation)
- Encryption
- Issuing authority: European Union
- Part 1 — Items
- Part 2 — Destinations
- Part 3 — Conditions and requirements for use
- I. LIST REFERRED TO IN POINT (A) OF ARTICLE 12(6) OF THIS REGULATION AND SECTIONS A, C, D AND G OF THIS ANNEX
- ANNEX III
- MODELS FOR AUTHORISATION FORMS
- A. Model for individual or global export authorisation forms
- (referred to in Article 12(2) of this Regulation)
- B. Model for brokering services / technical assistance authorisation forms
- (referred to in Article 13(5) of this Regulation)
- C. Common elements for publication of national general export authorisations in national Official Journals
- (referred to in point (b) of Article 12(6) of this Regulation)
- ANNEX IV
- LIST OF DUAL-USE ITEMS REFERRED TO IN ARTICLE 11(1) OF THIS REGULATION
- PART I
- (possibility of National General Authorisation for intra-Union trade)
- Items of stealth technology
- Items of the Union strategic control
- Items of the Union strategic control— Cryptanalysis — Category 5, Part 2
- Items of the MTCR technology
- Exemptions:
- PART II
- (NO NATIONAL GENERAL AUTHORISATION FOR INTRA-UNION TRADE)
- Items of the CWC (Chemical Weapons Convention)
- Items of the NSG technology
- ANNEX V
- REPEALED REGULATION WITH LIST OF THE SUCCESSIVE AMENDMENTS THERETO
- ANNEX VI
- CORRELATION TABLE
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