INHALT

Commission Delegated Regulation (EU) 2023/840 of 25 November 2022 supplementing Regulation (EU) 2021/23 of the European Parliament and of the Council with regard to regulatory technical standards specifying the methodology for calculation and maintenance of the additional amount of pre-funded dedicated own resources to be used in accordance with Article 9(14) of that Regulation (Text with EEA relevance)

COMMISSION DELEGATED REGULATION (EU) 2023/840
of 25 November 2022
supplementing Regulation (EU) 2021/23 of the European Parliament and of the Council with regard to regulatory technical standards specifying the methodology for calculation and maintenance of the additional amount of pre-funded dedicated own resources to be used in accordance with Article 9(14) of that Regulation
(Text with EEA relevance)
Article 1
Calculation and allocation of the additional amount of the CCP’s pre-funded dedicated own resources
Article 2
Determination of the percentage level of the additional amount of the CCP’s pre-funded dedicated own resources
Article 3
Maintenance of the additional amount of the CCPs’ pre-funded dedicated own resources
Article 4
Procedure for applying recovery measures where the additional amount is not immediately available
Article 5
Procedure for the compensation of non-defaulting clearing members that have provided a financial contribution where the additional amount is not immediately available
Article 6
Entry into force
ANNEX
1.
General instructions
2.
The nature and complexity of asset classes cleared
3.
The CCP’s relationships and interdependencies with other financial market infrastructures and other financial institutions
4.
The internal organisation of the CCP
5.
The robustness of the CCP’s risk management framework
6.
Pending remedial actions following findings by the CCP’s competent authority
7.
The CCP’s ownership, capital structure and profitability
8.
Remuneration of the senior management
9.
The clearing members’ and clients’ involvement in the CCP’s risk governance