Commission Implementing Regulation (EU) 2017/394 of 11 November 2016 laying down ... (32017R0394)
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Commission Implementing Regulation (EU) 2017/394 of 11 November 2016 laying down implementing technical standards with regard to standard forms, templates and procedures for authorisation, review and evaluation of central securities depositories, for the cooperation between authorities of the home Member State and the host Member State, for the consultation of authorities involved in the authorisation to provide banking-type ancillary services, for access involving central securities depositories, and with regard to the format of the records to be maintained by central securities depositories in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council (Text with EEA relevance. )
- COMMISSION IMPLEMENTING REGULATION (EU) 2017/394
- of 11 November 2016
- laying down implementing technical standards with regard to standard forms, templates and procedures for authorisation, review and evaluation of central securities depositories, for the cooperation between authorities of the home Member State and the host Member State, for the consultation of authorities involved in the authorisation to provide banking-type ancillary services, for access involving central securities depositories, and with regard to the format of the records to be maintained by central securities depositories in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council
- (Text with EEA relevance)
- CHAPTER I
- CSD AUTHORISATION
- (Article 17(10) of Regulation (EU) No 909/2014)
- Article 1
- Standard forms, templates and procedures for application
- CHAPTER II
- REVIEW AND EVALUATION
- (Article 22(11) of Regulation (EU) No 909/2014)
- Article 2
- Standard forms and templates for the provision of information
- Article 3
- Procedure for the provision of information
- Article 4
- Provision of information to the authorities referred to in Article 22(7) of Regulation (EU) No 909/2014
- Article 5
- Exchange of information between competent authorities
- CHAPTER III
- COOPERATION ARRANGEMENTS
- (Article 24(8) of Regulation (EU) No 909/2014)
- Article 6
- General requirements for cooperation arrangements
- Article 7
- Supervision of a branch
- Article 8
- On-site-inspections in the branch
- Article 9
- Exchange of information on the CSD's activities in the host Member State
- Article 10
- CSD breach of obligations
- CHAPTER IV
- RECORD KEEPING
- (Article 29(4) of Regulation (EU) No 909/2014)
- Article 11
- Format of records
- CHAPTER V
- ACCESS
- (Articles 33(6), 49(6), 52(4) and 53(5) of Regulation (EU) No 909/2014)
- Article 12
- Standard forms and templates for the access procedure
- CHAPTER VI
- PROCEDURE FOR AUTHORISATION TO PROVIDE BANKING-TYPE ANCILLARY SERVICES AND FINAL PROVISION
- Article 13
- List of authorities
- Article 14
- Transmission of information and request for a reasoned opinion
- Article 15
- Reasoned opinion and reasoned decision
- Article 16
- Authorisation irrespective of negative reasoned opinion
- Article 17
- Entry into force and application
- ANNEX I
- Forms and templates for the CSD application for authorisation
- (Article 17(10) of Regulation (EU) No 909/2014)
- ANNEX II
- Templates for submission of information for the review and evaluation
- (Article 22(11) of Regulation (EU) No 909/2014)
- ANNEX III
- Forms and templates for the cooperation between authorities of the home Member State and of the host Member State
- (Article 24(8) of Regulation (EU) No 909/2014)
- ANNEX IV
- Format of CSD records
- (Article 29(4) of Regulation (EU) No 909/2014)
- ANNEX V
- Forms and templates for access procedures
- (Articles 33(6), 49(6), 52(4) and 53(5) of Regulation (EU) No 909/2014)
- ANNEX VI
- Forms and templates for the consultation of authorities prior to granting authorisation to provide banking-type ancillary services
- (Article 55(8) of Regulation (EU) No 909/2014)
- SECTION 1
- Template for transmitting the relevant information and requesting of issuance of a reasoned opinion
- SECTION 2
- Reasoned opinion template
- SECTION 3
- Template for the reasoned decision addressing a negative reasoned opinion
- SECTION 4
- Template for the request for ESMA assistance
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