Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementin... (32013R0150)
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Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository Text with EEA relevance
- COMMISSION DELEGATED REGULATION (EU) No 150/2013
- of 19 December 2012
- supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository
- (Text with EEA relevance)
- CHAPTER 1
- Article 1
- Identification, legal status and class of derivatives
- Article 2
- Policies and procedures
- Article 3
- Ownership of the trade repository
- Article 4
- Ownership chart
- Article 5
- Organisational chart
- Article 6
- Corporate governance
- Article 7
- Internal controls
- Article 8
- Regulatory compliance
- Article 9
- Senior management and members of the board
- Article 10
- Staffing policies and procedures
- Article 11
- Fitness and properness
- Article 12
- Financial reports and business plans
- Article 13
- Management of conflicts of interest
- Article 14
- Confidentiality
- Article 15
- Inventory and mitigation of conflicts of interest
- Article 16
- Information Technology resources and outsourcing
- Article 17
- Ancillary services
- Article 18
- Transparency about access rules
- Article 19
- Transparency about compliance arrangements and accuracy of data
- Article 20
- Pricing policy transparency
- Article 21
- Operational risk
- Article 22
- Recordkeeping policy
- Article 23
- Data availability mechanisms
- Article 24
- Verification of the accuracy and completeness of the application
- Article 25
- Entry into force
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