Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 Nov... (32015R2365)
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Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (Text with EEA relevance)
- REGULATION (EU) 2015/2365 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
- of 25 November 2015
- on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012
- (Text with EEA relevance)
- CHAPTER I
- SUBJECT MATTER, SCOPE AND DEFINITIONS
- Article 1
- Subject matter
- Article 2
- Scope
- Article 3
- Definitions
- CHAPTER II
- TRANSPARENCY OF SFTS
- Article 4
- Reporting obligation and safeguarding in respect of SFTs
- CHAPTER III
- REGISTRATION AND SUPERVISION OF A TRADE REPOSITORY
- Article 5
- Registration of a trade repository
- Article 6
- Notification of and consultation with competent authorities prior to registration or extension of registration
- Article 7
- Examination of the application
- Article 8
- Notification of ESMA decisions relating to registration or extension of registration
- Article 9
- Powers of ESMA
- Article 10
- Withdrawal of registration
- Article 11
- Supervisory fees
- Article 12
- Transparency and availability of data held in a trade repository
- CHAPTER IV
- TRANSPARENCY TOWARDS INVESTORS
- Article 13
- Transparency of collective investment undertakings in periodical reports
- Article 14
- Transparency of collective investment undertakings in pre-contractual documents
- CHAPTER V
- TRANSPARENCY OF REUSE
- Article 15
- Reuse of financial instruments received under a collateral arrangement
- CHAPTER VI
- SUPERVISION AND COMPETENT AUTHORITIES
- Article 16
- Designation and powers of competent authorities
- Article 17
- Cooperation between competent authorities
- Article 18
- Professional secrecy
- CHAPTER VII
- RELATIONSHIP WITH THIRD COUNTRIES
- Article 19
- Equivalence and recognition of trade repositories
- Article 20
- Indirect access to data between authorities
- Article 21
- Equivalence of reporting
- CHAPTER VIII
- ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES
- Article 22
- Administrative sanctions and other administrative measures
- Article 23
- Determination of administrative sanctions and other administrative measures
- Article 24
- Reporting of infringements
- Article 25
- Exchange of information with ESMA
- Article 26
- Publication of decisions
- Article 27
- Right of appeal
- Article 28
- Sanctions and other measures for the purpose of Articles 13 and 14
- CHAPTER IX
- REVIEW
- Article 29
- Reports and review
- CHAPTER X
- FINAL PROVISIONS
- Article 30
- Exercise of delegated powers
- Article 31
- Committee procedure
- Article 32
- Amendments to Regulation (EU) No 648/2012
- ‘Article 2a
- Equivalence decisions for the purposes of the definition of OTC derivatives
- Article 33
- Entry into force and application
- ANNEX
- Section A –
- Information to be provided in the UCITS half-yearly and annual reports and the AIF’s annual report
- Global data:
- Concentration data:
- Aggregate transaction data for each type of SFTs and total return swaps separately to be broken down according to the below categories:
- Data on reuse of collateral:
- Safekeeping of collateral received by the collective investment undertaking as part of SFTs and total return swaps:
- Safekeeping of collateral granted by the collective investment undertaking as part of SFTs and total return swaps:
- Section B –
- Information to be included in the UCITS Prospectus and AIF disclosure to investors:
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