Regulation (EU) 2024/1620 of the European Parliament and of the Council of 31 May... (32024R1620)
INHALT
Regulation (EU) 2024/1620 of the European Parliament and of the Council of 31 May 2024 establishing the Authority for Anti-Money Laundering and Countering the Financing of Terrorism and amending Regulations (EU) No 1093/2010, (EU) No 1094/2010 and (EU) No 1095/2010 (Text with EEA relevance)
- REGULATION (EU) 2024/1620 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
- of 31 May 2024
- establishing the Authority for Anti-Money Laundering and Countering the Financing of Terrorism and amending Regulations (EU) No 1093/2010, (EU) No 1094/2010 and (EU) No 1095/2010
- (Text with EEA relevance)
- CHAPTER I
- ESTABLISHMENT, LEGAL STATUS AND DEFINITIONS
- Article 1
- Establishment and scope of action
- Article 2
- Definitions
- Article 3
- Legal status
- Article 4
- Seat
- CHAPTER II
- TASKS AND POWERS OF THE AUTHORITY
- SECTION 1
- Tasks and powers
- Article 5
- Tasks
- Article 6
- Powers of the Authority
- SECTION 2
- AML/CFT supervisory system
- Article 7
- Cooperation within the AML/CFT supervisory system
- Article 8
- AML/CFT supervisory methodology
- Article 9
- Thematic reviews
- Article 10
- Mutual assistance in the AML/CFT supervisory system
- Article 11
- Central AML/CFT database
- SECTION 3
- Direct supervision of selected obliged entities
- Article 12
- Assessment of credit institutions and financial institutions for the purposes of selection for direct supervision
- Article 13
- The listing of selected obliged entities
- Article 14
- Additional transfer of direct supervision tasks and powers in exceptional circumstances upon the request of a financial supervisor
- Article 15
- Cooperation within the AML/CFT supervisory system for the purposes of direct supervision
- Article 16
- Joint supervisory teams
- Article 17
- Requests for information
- Article 18
- General investigations
- Article 19
- On-site inspections
- Article 20
- Authorisation by a judicial authority
- Article 21
- Administrative measures
- Article 22
- Pecuniary sanctions
- Article 23
- Periodic penalty payments
- Article 24
- Hearing of persons subject to proceedings
- Article 25
- Publication of administrative measures, pecuniary sanctions and periodic penalty payments
- Article 26
- Enforcement of pecuniary sanctions and periodic penalty payments and allocation of the amounts of those sanctions and payments
- Article 27
- Procedural rules for taking supervisory measures and imposing pecuniary sanctions and periodic penalty payments
- Article 28
- Review by the Court of Justice of the European Union
- Article 29
- Language arrangements in direct supervision
- SECTION 4
- Indirect supervision of non-selected obliged entities
- Article 30
- Assessments of the state of supervisory convergence
- Article 31
- Coordination and facilitation of the work of the AML/CFT supervisory colleges in the financial sector
- Article 32
- Requests to act in exceptional circumstances following indications of serious, repeated or systematic breaches
- Article 33
- Settlement of disagreements between financial supervisors in cross-border situations
- Article 34
- Action in cases of systematic failures of supervision
- SECTION 5
- Oversight of the non-financial sector
- Article 35
- Peer reviews
- Article 36
- Coordination and facilitation of the work of AML/CFT supervisory colleges in the non-financial sector
- Article 37
- Warnings of breaches of Union law by non-financial supervisors and public authorities overseeing self-regulatory bodies
- Article 38
- Settlement of disagreements between non-financial supervisors in cross-border situations
- SECTION 6
- Support and coordination mechanism for FIUs
- Article 39
- Cooperation between the Authority and Financial Intelligence Units
- Article 40
- Conduct of joint analyses
- Article 41
- Reporting and transmission of the results of joint analyses
- Article 42
- Requests by the Authority for the initiation of a joint analysis
- Article 43
- Review of the methods and procedures for, and conduct of, joint analyses
- Article 44
- National FIU delegates
- Article 45
- Mutual assistance in the area of cooperation between FIUs
- Article 46
- Mediation between FIUs
- Article 47
- FIU.net
- Article 48
- Peer review
- SECTION 7
- Common instruments
- Article 49
- Regulatory technical standards
- Article 50
- Exercise of the delegation
- Article 51
- Objections to regulatory technical standards
- Article 52
- Non-endorsement or amendment of draft regulatory technical standards
- Article 53
- Implementing technical standards
- Article 54
- Guidelines and recommendations
- Article 55
- Opinions and technical advice
- CHAPTER III
- ORGANISATION OF THE AUTHORITY
- Article 56
- Administrative and management structure
- SECTION 1
- General board
- Article 57
- Composition of the General Board
- Article 58
- Delegation of tasks and decisions, and internal committees of the General Board
- Article 59
- Independence of the General Board
- Article 60
- Tasks of the General Board
- Article 61
- Voting rules of the General Board
- Article 62
- Meetings of the General Board
- SECTION 2
- Executive board
- Article 63
- Composition and appointment of the Executive Board
- Article 64
- Tasks of the Executive Board
- Article 65
- Annual and multiannual programming
- Article 66
- Voting rules of the Executive Board
- Article 67
- Fundamental Rights Officer
- SECTION 3
- The Chair of the Authority
- Article 68
- Appointment of the Chair of the Authority
- Article 69
- Responsibilities of the Chair of the Authority
- SECTION 4
- The Executive Director
- Article 70
- Appointment of the Executive Director
- Article 71
- Tasks of the Executive Director
- SECTION 5
- Administrative Board of Review
- Article 72
- Establishment and composition of the Administrative Board of Review
- Article 73
- Members of the Administrative Board of Review
- Article 74
- Decisions subject to review
- Article 75
- Exclusion and objection
- CHAPTER IV
- FINANCIAL PROVISIONS
- Article 76
- Budget
- Article 77
- Fees levied on selected and non-selected obliged entities
- Article 78
- Establishment of the budget
- Article 79
- Implementation of the budget
- Article 80
- Presentation of accounts and discharge
- Article 81
- Financial rules
- Article 82
- Anti-fraud measures
- Article 83
- IT security
- Article 84
- Accountability and reporting
- CHAPTER V
- STAFF AND COOPERATION
- SECTION 1
- Staff
- Article 85
- General provision
- Article 86
- Privileges and immunities
- Article 87
- Staff of the Authority previously employed by the EBA
- Article 88
- Obligation of professional secrecy
- Article 89
- Security rules on the protection of classified and sensitive non-classified information
- Article 90
- Reporting of breaches and protection of reporting persons
- SECTION 2
- Cooperation
- Article 91
- Cooperation with the European Supervisory Authorities
- Article 92
- Cooperation with non-AML/CFT authorities
- Article 93
- Partnerships for information sharing in the field of AML/CFT
- Article 94
- Cooperation with OLAF, Europol, Eurojust and the EPPO
- Article 95
- Cooperation with third countries and international organisations
- CHAPTER VI
- GENERAL AND FINAL PROVISIONS
- Article 96
- Access to documents
- Article 97
- General language arrangements
- Article 98
- Data protection
- Article 99
- Liability of the Authority
- Article 100
- Delegated acts
- Article 101
- Headquarters Agreement and operating conditions
- Article 102
- Evaluation and review
- Article 103
- Amendments to Regulation (EU) No 1093/2010
- Article 104
- Amendments to Regulation (EU) No 1094/2010
- Article 105
- Amendments to Regulation (EU) No 1095/2010
- Article 106
- Transitional arrangements
- Article 107
- Commencement of the Authority’s activities
- Article 108
- Entry into force and application
- ANNEX I
- List of the coefficients linked to aggravating and mitigating factors for the application of Article 22
- ANNEX II
- List of directly applicable requirements referred to in Article 22(3)
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