Commission Implementing Regulation (EU) 2024/910 of 15 December 2023 laying down ... (32024R0910)
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Commission Implementing Regulation (EU) 2024/910 of 15 December 2023 laying down implementing technical standards for the application of Directive 2009/65/EC of the European Parliament and of the Council with regard to the form and content of the information to be notified in respect of the cross-border activities of undertakings for collective investment in transferable securities (UCITS), UCITS management companies, the exchange of information between competent authorities on cross-border notification letters, and amending Commission Regulation (EU) No 584/2010
- COMMISSION IMPLEMENTING REGULATION (EU) 2024/910
- of 15 December 2023
- laying down implementing technical standards for the application of Directive 2009/65/EC of the European Parliament and of the Council with regard to the form and content of the information to be notified in respect of the cross-border activities of undertakings for collective investment in transferable securities (UCITS), UCITS management companies, the exchange of information between competent authorities on cross-border notification letters, and amending Commission Regulation (EU) No 584/2010
- (Text with EEA relevance)
- Article 1
- Form and content of standard model notification letters
- Article 2
- Transmission of the notifications made in accordance with Article 20(1) and Article 17(2) letter (d) of Directive 2009/65/EC
- Article 3
- Templates to be used for the exchange of information between competent authorities
- Article 4
- Transmission of notifications between competent authorities
- Article 5
- Receipt of notifications between competent authorities
- Article 6
- Amendments to Regulation (EU) No 584/2010
- Article 7
- Entry into force and application
- ANNEX I
- Model notification letter to be submitted by a UCITS for the cross-border marketing of UCITS under Article 93(1) of Directive 2009/65/EC
- PART 1
- Information on the management company or internally managed UCITS
- Section 1.
- Identification of the management company or internally managed UCITS
- Section 2.
- Facilities to investors
- PART 2
- Information on the UCITS
- Section 1.
- Identification of the UCITS
- Section 2.
- Arrangements made for marketing of units of UCITS
- Section 3.
- Attachments
- PART 3
- Confirmation of completeness
- ANNEX II
- Model letter to be submitted by a management company to the competent authorities of the UCITS home Member State under Article 20(1) of Directive 2009/65/EC
- PART 1
- Information on the management company
- PART 2
- Identification of the delegate and the delegated functions
- Administration
- PART 3
- Attachments
- ANNEX III
- Model for the communication by the competent authorities of a management company’s home Member State to the competent authorities of the management company’s host Member State of information under Article 17(2) or Article 18(1) of Directive 2009/65/EC
- PART 1
- Information on the management company
- PART 2
- Information to be provided by the management company pursuant to Article 17(1) and (2) of Directive 2009/65/EC to conduct its activities in the host Member State(s) through a branch
- Section 1.
- Information on the branch
- Section 2.
- Programme of operations of the branch
- Administration
- Non-core services
- Section 3.
- Organisational structure of the branch
- Section 4.
- Termination of the branch
- PART 3
- Activities to be conducted under the freedom to provide services
- Administration
- Non-core services
- ANNEX IV
- Attestation of the competent authority of compensation schemes intended to protect investors pursuant to Article 17(3), first subparagraph, and Article 18(2), second subparagraph, of Directive 2009/65/EC
- Section 1.
- Department responsible for the establishment of this attestation within the competent authority of the management company’s home Member State
- Section 2.
- Identification of management company this attestation relates to
- Section 3.
- Identification of the investor compensation scheme
- ANNEX V
- Attestation of the competent authority of the authorisation of a management company under Article 17(3), third subparagraph, and Article 18(2), third subparagraph, of Directive 2009/65/EC
- Section 1.
- Department responsible for the establishment of the attestation within the competent authority of the management company’s home Member State
- Section 2.
- Identification of the management company
- Section 3.
- Scope of the authorisation of the management company
- Administration
- Non-core services
- ANNEX VI
- Attestation of the competent authority under Article 93(3), second subparagraph, of Directive 2009/65/EC
- Section 1.
- Department responsible for the establishment of the attestation within the competent authority of the UCITS home Member State
- Section 2.
- Identification of the UCITS whose units will be marketed in the host Member State
- Section 3.
- Attestation of the fulfilment of the conditions set out in Directive 2009/65/EC
- ANNEX VII
- Model for the communication by the competent authorities of a management company’s home Member State to the competent authorities of the management company’s host Member State under Article 17(2) letter (d) of Directive 2009/65/EC
- NOTIFICATION OF A PERSON RESPONSIBLE FOR:
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