INHALT

Commission Implementing Regulation (EU) 2017/394 of 11 November 2016 laying down implementing technical standards with regard to standard forms, templates and procedures for authorisation, review and evaluation of central securities depositories, for the cooperation between authorities of the home Member State and the host Member State, for the consultation of authorities involved in the authorisation to provide banking-type ancillary services, for access involving central securities depositories, and with regard to the format of the records to be maintained by central securities depositories in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council (Text with EEA relevance. )

COMMISSION IMPLEMENTING REGULATION (EU) 2017/394
of 11 November 2016
laying down implementing technical standards with regard to standard forms, templates and procedures for authorisation, review and evaluation of central securities depositories, for the cooperation between authorities of the home Member State and the host Member State, for the consultation of authorities involved in the authorisation to provide banking-type ancillary services, for access involving central securities depositories, and with regard to the format of the records to be maintained by central securities depositories in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council
(Text with EEA relevance)
CHAPTER I
CSD AUTHORISATION
(Article 17(10) of Regulation (EU) No 909/2014)
Article 1
Standard forms, templates and procedures for application
CHAPTER II
REVIEW AND EVALUATION
(Article 22(11) of Regulation (EU) No 909/2014)
Article 2
Standard forms and templates for the provision of information
Article 3
Procedure for the provision of information
Article 4
Provision of information to the authorities referred to in Article 22(7) of Regulation (EU) No 909/2014
Article 5
Exchange of information between competent authorities
CHAPTER III
COOPERATION ARRANGEMENTS
(Article 24(8) of Regulation (EU) No 909/2014)
Article 6
General requirements for cooperation arrangements
Article 7
Supervision of a branch
Article 8
On-site-inspections in the branch
Article 9
Exchange of information on the CSD's activities in the host Member State
Article 10
CSD breach of obligations
CHAPTER IV
RECORD KEEPING
(Article 29(4) of Regulation (EU) No 909/2014)
Article 11
Format of records
CHAPTER V
ACCESS
(Articles 33(6), 49(6), 52(4) and 53(5) of Regulation (EU) No 909/2014)
Article 12
Standard forms and templates for the access procedure
CHAPTER VI
PROCEDURE FOR AUTHORISATION TO PROVIDE BANKING-TYPE ANCILLARY SERVICES AND FINAL PROVISION
Article 13
List of authorities
Article 14
Transmission of information and request for a reasoned opinion
Article 15
Reasoned opinion and reasoned decision
Article 16
Authorisation irrespective of negative reasoned opinion
Article 17
Entry into force and application
ANNEX I
Forms and templates for the CSD application for authorisation
(Article 17(10) of Regulation (EU) No 909/2014)
ANNEX II
Templates for submission of information for the review and evaluation
(Article 22(11) of Regulation (EU) No 909/2014)
ANNEX III
Forms and templates for the cooperation between authorities of the home Member State and of the host Member State
(Article 24(8) of Regulation (EU) No 909/2014)
ANNEX IV
Format of CSD records
(Article 29(4) of Regulation (EU) No 909/2014)
ANNEX V
Forms and templates for access procedures
(Articles 33(6), 49(6), 52(4) and 53(5) of Regulation (EU) No 909/2014)
ANNEX VI
Forms and templates for the consultation of authorities prior to granting authorisation to provide banking-type ancillary services
(Article 55(8) of Regulation (EU) No 909/2014)
SECTION 1
Template for transmitting the relevant information and requesting of issuance of a reasoned opinion
SECTION 2
Reasoned opinion template
SECTION 3
Template for the reasoned decision addressing a negative reasoned opinion
SECTION 4
Template for the request for ESMA assistance