Regulation (EU) No 806/2014 of the European Parliament and of the Council of 15 J... (32014R0806)
INHALT
Regulation (EU) No 806/2014 of the European Parliament and of the Council of 15 July 2014 establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No 1093/2010
- REGULATION (EU) No 806/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
- of 15 July 2014
- establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No 1093/2010
- PART I
- GENERAL PROVISIONS
- Article 1
- Subject matter
- Article 2
- Scope
- Article 3
- Definitions
- Article 4
- Participating Member States
- Article 5
- Relation to Directive 2014/59/EU and applicable national law
- Article 6
- General principles
- Article 7
- Division of tasks within the SRM
- PART II
- SPECIFIC PROVISIONS
- TITLE I
- FUNCTIONS WITHIN THE SRM AND PROCEDURAL RULES
- CHAPTER 1
- Resolution planning
- Article 8
- Resolution plans drawn up by the Board
- Article 9
- Resolution plans drawn up by national resolution authorities
- Article 10
- Assessment of resolvability
- Article 11
- Simplified obligations for certain institutions
- Article 12
- Minimum requirement for own funds and eligible liabilities
- CHAPTER 2
- Early intervention
- Article 13
- Early intervention
- CHAPTER 3
- Resolution
- Article 14
- Resolution objectives
- Article 15
- General principles governing resolution
- Article 16
- Resolution of financial institutions and parent undertakings
- Article 17
- Order of priority of claims
- Article 18
- Resolution procedure
- Article 19
- State aid and Fund aid
- Article 20
- Valuation for the purposes of resolution
- Article 21
- Write-down and conversion of capital instruments
- Article 22
- General principles of resolution tools
- Article 23
- Resolution Scheme
- Article 24
- Sale of business tool
- Article 25
- Bridge institution tool
- Article 26
- Asset separation tool
- Article 27
- Bail-in tool
- Article 28
- Monitoring by the Board
- Article 29
- Implementation of decisions under this Regulation
- CHAPTER 4
- Cooperation
- Article 30
- Obligation to cooperate and information exchange within the SRM
- Article 31
- Cooperation within the SRM
- Article 32
- Consultation of, and cooperation with, non-participating Member States and third countries
- Article 33
- Recognition and enforcement of third-country resolution proceedings
- CHAPTER 5
- Investigatory powers
- Article 34
- Requests for information
- Article 35
- General investigations
- Article 36
- On-site inspections
- Article 37
- Authorisation by a judicial authority
- CHAPTER 6
- Penalties
- Article 38
- Fines
- Article 39
- Periodic penalty payments
- Article 40
- Hearing of the persons subject to the proceedings
- Article 41
- Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
- PART III
- INSTITUTIONAL FRAMEWORK
- TITLE I
- THE BOARD
- Article 42
- Legal status
- Article 43
- Composition
- Article 44
- Compliance with Union law
- Article 45
- Accountability
- Article 46
- National parliaments
- Article 47
- Independence
- Article 48
- Seat
- TITLE II
- PLENARY SESSION OF THE BOARD
- Article 49
- Participation in plenary sessions
- Article 50
- Tasks
- Article 51
- Meeting of the plenary session of the Board
- Article 52
- General provisions on the decision-making process
- TITLE III
- EXECUTIVE SESSION OF THE BOARD
- Article 53
- Participation in the executive sessions
- Article 54
- Tasks
- Article 55
- Decision-making
- TITLE IV
- CHAIR
- Article 56
- Appointment and tasks
- TITLE V
- FINANCIAL PROVISIONS
- CHAPTER 1
- General provisions
- Article 57
- Resources
- Article 58
- Budget
- Article 59
- Part I of the budget on the administration of the Board
- Article 60
- Part II of the budget on the Fund
- Article 61
- Establishment and implementation of the budget
- Article 62
- Internal audit and control
- Article 63
- Implementation of the budget, presentation of accounts and discharge
- Article 64
- Financial rules
- Article 65
- Contributions to the administrative expenditures of the Board
- Article 66
- Anti-fraud measures
- CHAPTER 2
- The Single Resolution Fund
- Section 1
- Constitution of the Fund
- Article 67
- General provisions
- Article 68
- Requirement to establish resolution financing arrangements
- Article 69
- Target level
- Article 70
- Ex-ante contributions
- Article 71
- Extraordinary ex-post contributions
- Article 72
- Voluntary borrowing between resolution financing arrangements
- Article 73
- Alternative funding means
- Article 74
- Access to financial facility
- Section 2
- Administration of the Fund
- Article 75
- Investments
- Section 3
- Use of the Fund
- Article 76
- Mission of the Fund
- Article 77
- Use of the Fund
- Article 78
- Mutualisation of national financing arrangements in the case of group resolution involving institutions in non-participating Member States
- Article 79
- Use of deposit guarantee schemes in the context of resolution
- TITLE VI
- OTHER PROVISIONS
- Article 80
- Privileges and Immunities
- Article 81
- Language arrangements
- Article 82
- Staff
- Article 83
- Staff exchange
- Article 84
- Internal committees
- Article 85
- Appeal Panel
- Article 86
- Actions before the Court of Justice
- Article 87
- Liability of the Board
- Article 88
- Professional secrecy and exchange of information
- Article 89
- Data protection
- Article 90
- Access to documents
- Article 91
- Security rules on the protection of classified and sensitive non-classified information
- Article 92
- Court of Auditors
- PART IV
- POWERS OF EXECUTION AND FINAL PROVISIONS
- Article 93
- Exercise of the delegation
- Article 94
- Review
- Article 95
- Amendment to Regulation (EU) No 1093/2010
- Article 96
- Replacement of national resolution financing arrangements
- Article 97
- Headquarters Agreement and operating conditions
- Article 98
- Start of the Board's activities
- Article 99
- Entry into force
Feedback