INHALT

Commission Implementing Regulation (EU) No 710/2014 of 23 June 2014 laying down implementing technical standards with regard to conditions of application of the joint decision process for institution-specific prudential requirements according to Directive 2013/36/EU of the European Parliament and of the Council Text with EEA relevance

COMMISSION IMPLEMENTING REGULATION (EU) No 710/2014
of 23 June 2014
laying down implementing technical standards with regard to conditions of application of the joint decision process for institution-specific prudential requirements according to Directive 2013/36/EU of the European Parliament and of the Council
(Text with EEA relevance)
CHAPTER I
SUBJECT MATTER AND DEFINITIONS
Article 1
Subject matter
Article 2
Definitions
CHAPTER II
JOINT DECISION PROCESS
Article 3
Planning of the steps of the joint decision process
Article 4
Involvement of other competent authorities and competent authorities of third countries in the group risk assessment process
Article 5
Preparation of the SREP reports and liquidity risk assessment reports
Article 6
Preparation of the draft group risk assessment report and draft group liquidity risk assessment report
Article 7
Dialogue on the draft group risk assessment report and draft group liquidity risk assessment report
Article 8
Finalisation of the group risk assessment report and group liquidity risk assessment report
Article 9
Preparation of the contributions to the draft capital joint decision and draft liquidity joint decision
Article 10
Preparation of the draft capital joint decision
Article 11
Preparation of the draft liquidity joint decision
Article 12
Reaching of the capital joint decision and liquidity joint decision
Article 13
Communication of the capital joint decision and liquidity joint decision
Article 14
Monitoring of the application of the capital joint decision and liquidity joint decision
CHAPTER III
DISAGREEMENTS AND DECISIONS TAKEN IN THE ABSENCE OF JOINT DECISION
Article 15
Decision process in the absence of joint decision
Article 16
Drafting of the capital decisions taken in the absence of capital joint decision
Article 17
Drafting of the liquidity decisions taken in the absence of a liquidity joint decision
Article 18
Communication of capital decisions and liquidity decisions taken in the absence of capital joint decision or liquidity joint decision
Article 19
Monitoring of the application of the capital decisions and liquidity decisions taken in the absence of capital joint decision or liquidity joint decision
CHAPTER IV
UPDATE AND EXTRAORDINARY UPDATE OF JOINT DECISIONS AND DECISIONS TAKEN IN THE ABSENCE OF JOINT DECISION
Article 20
Extraordinary update of joint decisions
Article 21
Annual and extraordinary update of decisions taken in the absence of joint decision
CHAPTER V
FINAL PROVISIONS
Article 22
ANNEX I
SREP REPORT TEMPLATE
ANNEX II
SREP REPORT TEMPLATE
Table 1
Summary of scores
Table 2
Summary of capital adequacy assessment
ANNEX III
GROUP RISK ASSESSMENT REPORT TEMPLATE
ANNEX IV
GROUP RISK ASSESSMENT REPORT TEMPLATE
Table 1
Summary of scores
Table 2
Summary of capital adequacy assessment
ANNEX V
LIQUIDITY RISK ASSESSMENT REPORT TEMPLATE
ANNEX VI
LIQUIDITY RISK ASSESSMENT REPORT TEMPLATE
Table 1
Summary of scores
Table 2
Summary of capital adequacy assessment
ANNEX VII
GROUP LIQUIDITY RISK ASSESSMENT REPORT TEMPLATE
ANNEX VIII
GROUP LIQUIDITY RISK REPORT TEMPLATE
Table 1
Summary of scores
Table 2
Summary of liquidity assessment