Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 supplementing Direc... (32017R0584)
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Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues (Text with EEA relevance. )
- COMMISSION DELEGATED REGULATION (EU) 2017/584
- of 14 July 2016
- supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues
- (Text with EEA relevance)
- CHAPTER I
- Article 1
- Subject matter and scope
- (Article 48 of Directive 2014/65/EU)
- Article 2
- Self-assessments of compliance with Article 48 of Directive 2014/65/EU
- (Article 48 of Directive 2014/65/EU)
- Article 3
- Governance of trading venues
- (Article 48(1) of Directive 2014/65/EU)
- Article 4
- Compliance function within the governance arrangements
- (Article 48(1) of Directive 2014/65/EU)
- Article 5
- Staffing
- (Article 48(1) of Directive 2014/65/EU)
- Article 6
- Outsourcing and procurement
- (Article 48(1) of Directive 2014/65/EU)
- CHAPTER II
- Article 7
- Due diligence for members of trading venues
- (Article 48(1) of Directive 2014/65/EU)
- Article 8
- Testing of the trading systems
- (Article 48(1) of Directive 2014/65/EU)
- Article 9
- Conformance testing
- (Article 48(6) of Directive 2014/65/EU)
- Article 10
- Testing the members' algorithms to avoid disorderly trading conditions
- (Article 48(6) of Directive 2014/65/EU)
- Article 11
- Trading venues' capacity
- (Article 48(1) of Directive 2014/65/EU)
- Article 12
- General monitoring obligations
- (Article 48(1) of Directive 2014/65/EU)
- Article 13
- Ongoing monitoring
- (Article 48(1) of Directive 2014/65/EU)
- Article 14
- Periodic review of the performance and capacity of the algorithmic trading systems
- (Article 48(1) of Directive 2014/65/EU)
- Article 15
- Business continuity arrangements
- (Article 48(1) of Directive 2014/65/EU)
- Article 16
- Business continuity plan
- (Article 48(1) of Directive 2014/65/EU)
- Article 17
- Periodic review of business continuity arrangements
- (Article 48(1) of Directive 2014/65/EU)
- Article 18
- Prevention of disorderly trading conditions
- (Article 48(4), (5) and (6) of Directive 2014/65/EU)
- Article 19
- Mechanisms to manage volatility
- (Article 48(5) of Directive 2014/65/EU)
- Article 20
- Pre-trade and post-trade controls
- (Article 48(4) and (6) of Directive 2014/65/EU)
- Article 21
- Pre-determination of the conditions to provide direct electronic access
- (Article 48(7) of Directive 2014/65/EU)
- Article 22
- Specific requirements for trading venues permitting sponsored access
- (Article 48(7) of Directive 2014/65/EU)
- Article 23
- Security and limits to access
- (Article 48(1) of Directive 2014/65/EU)
- Article 24
- Entry into force
- ANNEX
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