Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Direct... (32017L0593)
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Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits (Text with EEA relevance. )
- COMMISSION DELEGATED DIRECTIVE (EU) 2017/593
- of 7 April 2016
- supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
- (Text with EEA relevance)
- CHAPTER I
- Article 1
- Scope and definitions
- CHAPTER II
- Article 2
- Safeguarding of client financial instruments and funds
- Article 3
- Depositing client financial instruments
- Article 4
- Depositing client funds
- Article 5
- Use of client financial instruments
- Article 6
- Inappropriate use of title transfer collateral arrangements
- Article 7
- Governance arrangements concerning the safeguarding of client assets
- Article 8
- Reports by external auditors
- CHAPTER III
- Article 9
- Product governance obligations for investment firms manufacturing financial instruments
- Article 10
- Product governance obligations for distributors
- CHAPTER IV
- Article 11
- Inducements
- Article 12
- Inducements in respect of investment advice on an independent basis or portfolio management services
- Article 13
- Inducements in relation
- CHAPTER V
- Article 14
- Entry into force and application
- Article 15
- Article 16
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