Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Dire... (32017R1943)
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Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms (Text with EEA relevance. )
- COMMISSION DELEGATED REGULATION (EU) 2017/1943
- of 14 July 2016
- supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms
- (Text with EEA relevance)
- Article 1
- General information
- Article 2
- Information on capital
- Article 3
- Information on shareholders
- Article 4
- Information on the management body and persons who direct the business
- Article 5
- Financial information
- Article 6
- Information on the organisation of the firm
- Article 7
- General requirements
- Article 8
- Requirements applicable to the management of investment firms that are natural persons or investment firms that are legal persons managed by a single natural person
- Article 9
- Requirements applicable to shareholders and members with qualifying holdings
- Article 10
- Effective exercise of supervisory functions
- Article 11
- Entry into force and application
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