Commission Delegated Regulation (EU) 2020/1230 of 29 November 2019 supplementing ... (32020R1230)
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Commission Delegated Regulation (EU) 2020/1230 of 29 November 2019 supplementing Regulation (EU) 2017/2402 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration of a securitisation repository and the details of the simplified application for an extension of registration of a trade repository (Text with EEA relevance)
- COMMISSION DELEGATED REGULATION (EU) 2020/1230
- of 29 November 2019
- supplementing Regulation (EU) 2017/2402 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration of a securitisation repository and the details of the simplified application for an extension of registration of a trade repository
- (Text with EEA relevance)
- Article 1
- Definitions
- Article 2
- Identification, legal status and type of securitisation
- Article 3
- Organisational chart
- Article 4
- Corporate governance
- Article 5
- Internal control
- Article 6
- Conflicts of interest
- Article 7
- Ownership of the securitisation repository
- Article 8
- Ownership chart
- Article 9
- Policies and procedures
- Article 10
- Regulatory compliance
- Article 11
- Staffing policies and procedures
- Article 12
- Information about the applicant’s staff members involved in the provision of core securitisation services
- Article 13
- Financial reports and business plans
- Article 14
- Information technology resources
- Article 15
- Information collection and availability mechanisms
- Article 16
- Ancillary services
- Article 17
- Senior management and members of the board
- Article 18
- Transparency of access rules
- Article 19
- Pricing policy transparency
- Article 20
- Operational risk
- Article 21
- Outsourcing
- Article 22
- Security
- Article 23
- Verification procedures
- Article 24
- Quality of information produced
- Article 25
- Confidentiality
- Article 26
- Record-keeping policy
- Article 27
- Payment of fees
- Article 28
- Verification of the accuracy and completeness of the application
- Article 29
- Information requirements for a registered trade repository seeking to provide core securitisation services
- Article 30
- Entry into force
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