Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 Dec... (32017R2402)
INHALT
Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/2012
- REGULATION (EU) 2017/2402 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
- of 12 December 2017
- laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/2012
- CHAPTER 1
- GENERAL PROVISIONS
- Article 1
- Subject matter and scope
- Article 2
- Definitions
- Article 3
- Selling of securitisations to retail clients
- Article 4
- Requirements for SSPEs
- CHAPTER 2
- PROVISIONS APPLICABLE TO ALL SECURITISATIONS
- Article 5
- Due-diligence requirements for institutional investors
- Article 6
- Risk retention
- Article 7
- Transparency requirements for originators, sponsors and SSPEs
- Article 8
- Ban on resecuritisation
- Article 9
- Criteria for credit-granting
- CHAPTER 3
- CONDITIONS AND PROCEDURES FOR REGISTRATION OF A SECURITISATION REPOSITORY
- Article 10
- Registration of a securitisation repository
- Article 11
- Notification and consultation with competent authorities prior to registration or extension of registration
- Article 12
- Examination of the application
- Article 13
- Notification of ESMA decisions relating to registration or extension of registration
- Article 14
- Powers of ESMA
- Article 15
- Withdrawal of registration
- Article 16
- Supervisory fees
- Article 17
- Availability of data held in a securitisation repository
- CHAPTER 4
- SIMPLE, TRANSPARENT AND STANDARDISED SECURITISATION
- Article 18
- Use of the designation ‘simple, transparent and standardised securitisation’
- SECTION 1
- Requirements for simple, transparent and standardised non-ABCP securitisation
- Article 19
- Simple, transparent and standardised securitisation
- Article 20
- Requirements relating to simplicity
- Article 21
- Requirements relating to standardisation
- Article 22
- Requirements relating to transparency
- SECTION 2
- Requirements for simple, transparent and standardised ABCP securitisation
- Article 23
- Simple, transparent and standardised ABCP securitisation
- Article 24
- Transaction-level requirements
- Article 25
- Sponsor of an ABCP programme
- Article 26
- Programme-level requirements
- SECTION 3
- STS notification
- Article 27
- STS notification requirements
- Article 28
- Third party verifying STS compliance
- CHAPTER 5
- SUPERVISION
- Article 29
- Designation of competent authorities
- Article 30
- Powers of the competent authorities
- Article 31
- Macroprudential oversight of the securitisation market
- Article 32
- Administrative sanctions and remedial measures
- Article 33
- Exercise of the power to impose administrative sanctions and remedial measures
- Article 34
- Criminal sanctions
- Article 35
- Notification duties
- Article 36
- Cooperation between competent authorities and the ESAs
- Article 37
- Publication of administrative sanctions
- CHAPTER 6
- AMENDMENTS
- Article 38
- Amendment to Directive 2009/65/EC
- ‘Article 50a
- Article 39
- Amendment to Directive 2009/138/EC
- Article 40
- Amendment to Regulation (EC) No 1060/2009
- Article 41
- Amendment to Directive 2011/61/EU
- ‘Article 17
- Article 42
- Amendment to Regulation (EU) No 648/2012
- Article 43
- Transitional provisions
- Article 44
- Reports
- Article 45
- Synthetic securitisations
- Article 46
- Review
- Article 47
- Exercise of the delegation
- Article 48
- Entry into force
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