TRADE AND COOPERATION
Agreement between the European Union and the European Atomic Energy Community, of the one part, and the United Kingdom of Great Britain and Northern Ireland, of the other part
PART ONE
COMMON AND INSTITUTIONAL PROVISIONS
TITLE I
GENERAL PROVISIONS
Article 1
Purpose
Article 2
Supplementing agreements
Article 3
Good faith
TITLE II
PRINCIPLES OF INTERPRETATION AND DEFINITIONS
Article 4
Public international law
Article 5
Private rights
Article 6
Definitions
TITLE III
INSTITUTIONAL FRAMEWORK
Article 7
Partnership Council
Article 8
Committees
Article 9
Working Groups
Article 10
Decisions and recommendations
Article 11
Parliamentary cooperation
Article 12
Participation of civil society
Article 13
Domestic advisory groups
Article 14
Civil Society Forum
PART TWO
TRADE, TRANSPORT, FISHERIES AND OTHER ARRANGEMENTS
HEADING ONE
TRADE
TITLE I
TRADE IN GOODS
CHAPTER 1
NATIONAL TREATMENT AND MARKET ACCESS FOR GOODS (INCLUDING TRADE REMEDIES)
Article 15
Objective
Article 16
Scope
Article 17
Definitions
Article 18
Classification of goods
Article 19
National treatment on internal taxation and regulation
Article 20
Freedom of transit
Article 21
Prohibition of customs duties
Article 22
Export duties, taxes or other charges
Article 23
Fees and formalities
Article 24
Repaired goods
Article 25
Remanufactured goods
Article 26
Import and export restrictions
Article 27
Import and export monopolies
Article 28
Import licensing procedures
Article 29
Export licensing procedures
Article 30
Customs valuation
Article 31
Preference utilisation
Article 32
Trade remedies
Article 33
Use of existing WTO tariff rate quotas
Article 34
Measures in case of breaches or circumventions of customs legislation
Article 35
Management of administrative errors
Article 36
Cultural property
CHAPTER 2
RULES OF ORIGIN
SECTION 1
RULES OF ORIGIN
Article 37
Objective
Article 38
Definitions
Article 39
General requirements
Article 40
Cumulation of origin
Article 41
Wholly obtained products
Article 42
Tolerances
Article 43
Insufficient production
Article 44
Unit of qualification
Article 45
Packing materials and containers for shipment
Article 46
Packaging materials and containers for retail sale
Article 47
Accessories, spare parts and tools
Article 48
Sets
Article 49
Neutral elements
Article 50
Accounting segregation
Article 51
Returned products
Article 52
Non-alteration
Article 53
Review of drawback of, or exemption from, customs duties
SECTION 2
ORIGIN PROCEDURES
Article 54
Claim for preferential tariff treatment
Article 55
Time of the claim for preferential tariff treatment
Article 56
Statement on origin
Article 57
Discrepancies
Article 58
Importer's knowledge
Article 59
Record-keeping requirements
Article 60
Small consignments
Article 61
Verification
Article 62
Administrative cooperation
Article 63
Denial of preferential tariff treatment
Article 64
Confidentiality
Article 65
Administrative measures and sanctions
SECTION 3
OTHER PROVISIONS
Article 66
Ceuta and Melilla
Article 67
Transitional provisions for products in transit or storage
Article 68
Amendment to this Chapter and its Annexes
CHAPTER 3
SANITARY AND PHYTOSANITARY MEASURES
Article 69
Objectives
Article 70
Scope
Article 71
Definitions
Article 72
Rights and obligations
Article 73
General principles
Article 74
Official certification
Article 75
Import conditions and procedures
Article 76
Lists of approved establishments
Article 77
Transparency and exchange of information
Article 78
Adaptation to regional conditions
Article 79
Audits and verifications
Article 80
Notification and consultation
Article 81
Emergency measures
Article 82
Multilateral international fora
Article 83
Implementation and competent authorities
Article 84
Cooperation on animal welfare
Article 85
Cooperation on antimicrobial resistance
Article 86
Sustainable food systems
Article 87
Trade Specialised Committee on Sanitary and Phytosanitary Measures
CHAPTER 4
TECHNICAL BARRIERS TO TRADE
Article 88
Objective
Article 89
Scope
Article 90
Relationship with the TBT Agreement
Article 91
Technical regulations
Article 92
Standards
Article 93
Conformity assessment
Article 94
Transparency
Article 95
Marking and labelling
Article 96
Cooperation on market surveillance and non-food product safety and compliance
Article 97
Technical discussions
Article 98
Cooperation
Article 99
Contact points
Article 100
Trade Specialised Committee on Technical Barriers to Trade
CHAPTER 5
CUSTOMS AND TRADE FACILITATION
Article 101
Objective
Article 102
Definitions
Article 103
Customs cooperation
Article 104
Customs and other trade related legislation and procedures
Article 105
Release of goods
Article 106
Simplified customs procedures
Article 107
Transit and transhipment
Article 108
Risk management
Article 109
Post-clearance audit
Article 110
Authorised Economic Operators
Article 111
Publication and availability of information
Article 112
Advance rulings
Article 113
Customs brokers
Article 114
Pre-shipment inspections
Article 115
Review and appeal
Article 116
Relations with the business community
Article 117
Temporary admission
Article 118
Single window
Article 119
Facilitation of roll-on, roll-off traffic
Article 120
Administrative cooperation in VAT and mutual assistance for recovery of taxes and duties
Article 121
Trade Specialised Committee on Customs Cooperation and Rules of Origin
Article 122
Amendments
TITLE II
SERVICES AND INVESTMENT
CHAPTER 1
GENERAL PROVISIONS
Article 123
Objective and scope
Article 124
Definitions
Article 125
Denial of benefits
Article 126
Review
CHAPTER 2
INVESTMENT LIBERALISATION
Article 127
Scope
Article 128
Market access
Article 129
National treatment
Article 130
Most-favoured-nation-treatment
Article 131
Senior management and boards of directors
Article 132
Performance requirements
Article 133
Non-conforming measures and exceptions
CHAPTER 3
CROSS-BORDER TRADE IN SERVICES
Article 134
Scope
Article 135
Market access
Article 136
Local presence
Article 137
National treatment
Article 138
Most-favoured-nation treatment
Article 139
Non-conforming measures
CHAPTER 4
ENTRY AND TEMPORARY STAY OF NATURAL PERSONS FOR BUSINESS PURPOSES
Article 140
Scope and definitions
Article 141
Intra-corporate transferees and business visitors for establishment purposes
Article 142
Short-term business visitors
Article 143
Contractual service suppliers and independent professionals
Article 144
Non-conforming measures
Article 145
Transparency
CHAPTER 5
REGULATORY FRAMEWORK
SECTION 1
DOMESTIC REGULATION
Article 146
Scope and definitions
Article 147
Submission of applications
Article 148
Application timeframes
Article 149
Electronic applications and acceptance of copies
Article 150
Processing of applications
Article 151
Fees
Article 152
Assessment of qualifications
Article 153
Publication and information available
Article 154
Technical standards
Article 155
Conditions for authorisation
Article 156
Limited numbers of licences
SECTION 2
PROVISIONS OF GENERAL APPLICATION
Article 157
Review procedures for administrative decisions
Article 158
Professional qualifications
SECTION 3
DELIVERY SERVICES
Article 159
Scope and definitions
Article 160
Universal service
Article 161
Universal service funding
Article 162
Prevention of market distortive practices
Article 163
Licences
Article 164
Independence of the regulatory body
SECTION 4
TELECOMMUNICATIONS SERVICES
Article 165
Scope
Article 166
Definitions
Article 167
Telecommunications regulatory authority
Article 168
Authorisation to provide telecommunications networks or services
Article 169
Interconnection
Article 170
Access and use
Article 171
Resolution of telecommunications disputes
Article 172
Competitive safeguards on major suppliers
Article 173
Interconnection with major suppliers
Article 174
Access to major suppliers' essential facilities
Article 175
Scarce resources
Article 176
Universal service
Article 177
Number portability
Article 178
Open internet access
Article 179
Confidentiality of information
Article 180
Foreign shareholding
Article 181
International mobile roaming (28)
SECTION 5
FINANCIAL SERVICES
Article 182
Scope
Article 183
Definitions
Article 184
Prudential carve-out
Article 185
Confidential information
Article 186
International standards
Article 187
Financial services new to the territory of a Party
Article 188
Self-regulatory organisations
Article 189
Clearing and payment systems
SECTION 6
INTERNATIONAL MARITIME TRANSPORT SERVICES
Article 190
Scope and definitions
Article 191
Obligations
SECTION 7
LEGAL SERVICES
Article 192
Scope
Article 193
Definitions
Article 194
Obligations
Article 195
Non-conforming measures
TITLE III
DIGITAL TRADE
CHAPTER 1
GENERAL PROVISIONS
Article 196
Objective
Article 197
Scope
Article 198
Right to regulate
Article 199
Exceptions
Article 200
Definitions
CHAPTER 2
DATA FLOWS AND PERSONAL DATA PROTECTION
Article 201
Cross-border data flows
Article 202
Protection of personal data and privacy
CHAPTER 3
SPECIFIC PROVISIONS
Article 203
Customs duties on electronic transmissions
Article 204
No prior authorisation
Article 205
Conclusion of contracts by electronic means
Article 206
Electronic authentication and electronic trust services
Article 207
Transfer of or access to source code
Article 208
Online consumer trust
Article 209
Unsolicited direct marketing communications
Article 210
Open government data
Article 211
Cooperation on regulatory issues with regard to digital trade
Article 212
Understanding on computer services
TITLE IV
CAPITAL MOVEMENTS, PAYMENTS, TRANSFERS AND TEMPORARY SAFEGUARD MEASURES
Article 213
Objectives
Article 214
Current account
Article 215
Capital movements
Article 216
Measures affecting capital movements, payments or transfers
Article 217
Temporary safeguard measures
Article 218
Restrictions in case of balance of payments and external financial difficulties
TITLE V
INTELLECTUAL PROPERTY
CHAPTER 1
GENERAL PROVISIONS
Article 219
Objectives
Article 220
Scope
Article 221
Definitions
Article 222
International agreements
Article 223
Exhaustion
Article 224
National treatment
CHAPTER 2
STANDARDS CONCERNING INTELLECTUAL PROPERTY RIGHTS
SECTION 1
COPYRIGHT AND RELATED RIGHTS
Article 225
Authors
Article 226
Performers
Article 227
Producers of phonograms
Article 228
Broadcasting organisations
Article 229
Broadcasting and communication to the public of phonograms published for commercial purposes
Article 230
Term of protection
Article 231
Resale right
Article 232
Collective management of rights
Article 233
Exceptions and limitations
Article 234
Protection of technological measures
Article 235
Obligations concerning rights management information
SECTION 2
TRADE MARKS
Article 236
Trade mark classification
Article 237
Signs of which a trade mark may consist
Article 238
Rights conferred by a trade mark
Article 239
Registration procedure
Article 240
Well-known trade marks
Article 241
Exceptions to the rights conferred by a trade mark
Article 242
Grounds for revocation
Article 243
The right to prohibit preparatory acts in relation to the use of packaging or other means
Article 244
Bad faith applications
SECTION 3
DESIGN
Article 245
Protection of registered designs
Article 246
Duration of protection
Article 247
Protection of unregistered designs
Article 248
Exceptions and exclusions
Article 249
Relationship to copyright
SECTION 4
PATENTS
Article 250
Patents and public health
Article 251
Extension of the period of protection conferred by a patent on medicinal products and on plant protection products
SECTION 5
PROTECTION OF UNDISCLOSED INFORMATION
Article 252
Protection of trade secrets
Article 253
Protection of data submitted to obtain an authorisation to put a medicinal product on the market
Article 254
Protection of data submitted to obtain marketing authorisation for plant protection products or biocidal products
SECTION 6
PLANT VARIETIES
Article 255
Protection of plant varieties rights
CHAPTER 3
ENFORCEMENT OF INTELLECTUAL PROPERTY RIGHTS
SECTION 1
GENERAL PROVISIONS
Article 256
General obligations
Article 257
Persons entitled to apply for the application of the measures, procedures and remedies
SECTION 2
CIVIL AND ADMINISTRATIVE ENFORCEMENT
Article 258
Measures for preserving evidence
Article 259
Evidence
Article 260
Right of information
Article 261
Provisional and precautionary measures
Article 262
Corrective measures
Article 263
Injunctions
Article 264
Alternative measures
Article 265
Damages
Article 266
Legal costs
Article 267
Publication of judicial decisions
Article 268
Presumption of authorship or ownership
Article 269
Administrative procedures
SECTION 3
CIVIL JUDICIAL PROCEDURES AND REMEDIES OF TRADE SECRETS
Article 270
Civil judicial procedures and remedies of trade secrets
SECTION 4
BORDER ENFORCEMENT
Article 271
Border measures
Article 272
Consistency with GATT 1994 and the TRIPS Agreement
CHAPTER 4
OTHER PROVISIONS
Article 273
Cooperation
Article 274
Voluntary stakeholder initiatives
Article 275
Review in relation to geographical indications
TITLE VI
PUBLIC PROCUREMENT
CHAPTER 1
SCOPE
Article 276
Objective
Article 277
Incorporation of certain provisions of the GPA and covered procurement
CHAPTER 2
ADDITIONAL RULES FOR COVERED PROCUREMENT
Article 278
Use of electronic means in procurement
Article 279
Electronic publication
Article 280
Supporting evidence
Article 281
Conditions for participation
Article 282
Registration systems and qualification procedures
Article 283
Selective tendering
Article 284
Abnormally low prices
Article 285
Environmental, social and labour considerations
Article 286
Domestic review procedures
CHAPTER 3
NATIONAL TREATMENT BEYOND COVERED PROCUREMENT
Article 287
Definitions
Article 288
National treatment of locally established suppliers
CHAPTER 4
OTHER PROVISIONS
Article 289
Modifications and rectifications of market access commitments
Article 290
Modifications
Article 291
Rectifications
Article 292
Consultations and dispute resolution
Article 293
Amendment of Section B of Annex 25
Article 294
Cooperation
TITLE VII
SMALL AND MEDIUM-SIZED ENTERPRISES
Article 295
Objective
Article 296
Information sharing
Article 297
Small and medium-sized enterprises contact points
Article 298
Relation with Part Six
TITLE VIII
ENERGY
CHAPTER 1
GENERAL PROVISIONS
Article 299
Objectives
Article 300
Definitions
Article 301
Relationship with other Titles
Article 302
Principles
CHAPTER 2
ELECTRICITY AND GAS
SECTION 1
COMPETITION IN ELECTRICITY AND GAS MARKETS
Article 303
Competition in markets and non-discrimination
Article 304
Provisions relating to wholesale electricity and gas markets
Article 305
Prohibition of market abuse on wholesale electricity and gas markets
Article 306
Third-party access to transmission and distribution networks
Article 307
System operation and unbundling of transmission network operators
Article 308
Public policy objectives for third-party access and ownership unbundling
Article 309
Existing exemptions for interconnectors
Article 310
Independent regulatory authority
SECTION 2
TRADING OVER INTERCONNECTORS
Article 311
Efficient use of electricity interconnectors
Article 312
Electricity trading arrangements at all timeframes
Article 313
Efficient use of gas interconnectors
SECTION 3
NETWORK DEVELOPMENT AND SECURITY OF SUPPLY
Article 314
Network development
Article 315
Cooperation on security of supply
Article 316
Risk preparedness and emergency plans
SECTION 4
TECHNICAL COOPERATION
Article 317
Cooperation between transmission system operators
Article 318
Cooperation between regulatory authorities
CHAPTER 3
SAFE AND SUSTAINABLE ENERGY
Article 319
Renewable energy and energy efficiency
Article 320
Support for renewable energy
Article 321
Cooperation in the development of offshore renewable energy
Article 322
Offshore risk and safety
Article 323
Cooperation on standards
Article 324
Research, development and innovation
CHAPTER 4
ENERGY GOODS AND RAW MATERIALS
Article 325
Export pricing
Article 326
Regulated pricing
Article 327
Authorisation for exploration and production of hydrocarbons and generation of electricity
Article 328
Safety and integrity of energy equipment and infrastructure
CHAPTER 5
FINAL PROVISIONS
Article 329
Effective implementation and amendments
Article 330
Dialogue
Article 331
Termination of this Title
TITLE IX
TRANSPARENCY
Article 332
Objective
Article 333
Definition
Article 334
Scope
Article 335
Publication
Article 336
Enquiries
Article 337
Administration of measures of general application
Article 338
Review and appeal
Article 339
Relation to other Titles
TITLE X
GOOD REGULATORY PRACTICES AND REGULATORY COOPERATION
Article 340
General principles
Article 341
Definitions
Article 342
Scope
Article 343
Internal coordination
Article 344
Description of processes and mechanisms
Article 345
Early information on planned regulatory measures
Article 346
Public consultation
Article 347
Impact assessment
Article 348
Retrospective evaluation
Article 349
Regulatory register
Article 350
Exchange of information on good regulatory practices
Article 351
Regulatory cooperation activities
Article 352
Trade Specialised Committee on Regulatory Cooperation
Article 353
Contact points
Article 354
Non-application of dispute settlement
TITLE XI
LEVEL PLAYING FIELD FOR OPEN AND FAIR COMPETITION AND SUSTAINABLE DEVELOPMENT
CHAPTER 1
GENERAL PROVISIONS
Article 355
Principles and objectives
Article 356
Right to regulate, precautionary approach (52) and scientific and technical information
Article 357
Dispute settlement
CHAPTER 2
COMPETITION POLICY
Article 358
Principles and definitions
Article 359
Competition law
Article 360
Enforcement
Article 361
Cooperation
Article 362
Dispute settlement
CHAPTER 3
SUBSIDY CONTROL
Article 363
Definitions
Article 364
Scope and exceptions
Article 365
Services of public economic interest
Article 366
Principles
Article 367
Prohibited subsidies and subsidies subject to conditions
Article 368
Use of subsidies
Article 369
Transparency
Article 370
Consultations on subsidy control
Article 371
Independent authority or body and cooperation
Article 372
Courts and tribunals
Article 373
Recovery
Article 374
Remedial measures
Article 375
Dispute settlement
CHAPTER 4
STATE-OWNED ENTERPRISES, ENTERPRISES GRANTED SPECIAL RIGHTS OR PRIVILEGES AND DESIGNATED MONOPOLIES
Article 376
Definitions
Article 377
Scope
Article 378
Relationship with the WTO Agreement
Article 379
General provisions
Article 380
Non-discriminatory treatment and commercial considerations
Article 381
Regulatory framework
Article 382
Information exchange
CHAPTER 5
TAXATION
Article 383
Good governance
Article 384
Taxation standards
Article 385
Dispute settlement
CHAPTER 6
LABOUR AND SOCIAL STANDARDS
Article 386
Definition
Article 387
Non-regression from levels of protection
Article 388
Enforcement
Article 389
Dispute settlement
CHAPTER 7
ENVIRONMENT AND CLIMATE
Article 390
Definitions
Article 391
Non-regression from levels of protection
Article 392
Carbon pricing
Article 393
Environmental and climate principles
Article 394
Enforcement
Article 395
Cooperation on monitoring and enforcement
Article 396
Dispute settlement
CHAPTER 8
OTHER INSTRUMENTS FOR TRADE AND SUSTAINABLE DEVELOPMENT
Article 397
Context and objectives
Article 398
Transparency
Article 399
Multilateral labour standards and agreements
Article 400
Multilateral environmental agreements
Article 401
Trade and climate change
Article 402
Trade and biological diversity
Article 403
Trade and forests
Article 404
Trade and sustainable management of marine biological resources and aquaculture
Article 405
Trade and investment favouring sustainable development
Article 406
Trade and responsible supply chain management
Article 407
Dispute settlement
CHAPTER 9
HORIZONTAL AND INSTITUTIONAL PROVISIONS
Article 408
Consultations
Article 409
Panel of experts
Article 410
Panel of experts for non-regression areas
Article 411
Rebalancing
TITLE XII
EXCEPTIONS
Article 412
General exceptions
Article 413
Taxation
Article 414
WTO Waivers
Article 415
Security exceptions
Article 416
Confidential information
HEADING TWO
AVIATION
TITLE I
AIR TRANSPORT
Article 417
Definitions
Article 418
Route schedule
Article 419
Traffic rights
Article 420
Code-share and blocked space arrangements
Article 421
Operational flexibility
Article 422
Operating authorisations and technical permissions
Article 423
Operating plans, programmes and schedules
Article 424
Refusal, revocation, suspension or limitation of operating authorisation
Article 425
Ownership and control of air carriers
Article 426
Compliance with laws and regulations
Article 427
Non-Discrimination
Article 428
Doing business
Article 429
Commercial operations
Article 430
Fiscal provisions
Article 431
User charges
Article 432
Tariffs
Article 433
Statistics
Article 434
Aviation safety
Article 435
Aviation security
Article 436
Air traffic management
Article 437
Air carrier liability
Article 438
Consumer protection
Article 439
Relationship to other agreements
Article 440
Suspension and Termination
Article 441
Termination of this Title
Article 442
Registration of this Agreement
TITLE II
AVIATION SAFETY
Article 443
Objectives
Article 444
Definitions
Article 445
Scope and implementation
Article 446
General obligations
Article 447
Preservation of regulatory authority
Article 448
Safeguard measures
Article 449
Communication
Article 450
Transparency, regulatory cooperation and mutual assistance
Article 451
Exchange of safety information
Article 452
Cooperation in enforcement activities
Article 453
Confidentiality and protection of data and information
Article 454
Adoption and amendments of Annexes to this Title
Article 455
Cost recovery
Article 456
Other agreements and prior arrangements
Article 457
Suspension of reciprocal acceptance obligations
Article 458
Termination of this Title
HEADING THREE
ROAD TRANSPORT
TITLE I
TRANSPORT OF GOODS BY ROAD
Article 459
Objective
Article 460
Scope
Article 461
Definitions
Article 462
Transport of goods between, through and within the territories of the Parties
Article 463
Requirements for operators
Article 464
Exemptions from licencing requirement
Article 465
Requirements for drivers
Article 466
Requirements for vehicles
Article 467
Road traffic rules
Article 468
Development of laws and Specialised Committee on Road Transport
Article 469
Remedial measures
Article 470
Taxation
Article 471
Obligations in other Titles
Article 472
Termination of this Title
TITLE II
TRANSPORT OF PASSENGERS BY ROAD
Article 473
Scope
Article 474
Definitions
Article 475
Passenger transport by coach and bus between, through and within the territories of the Parties
Article 476
Conditions for the provision of services referred to in Article 475
Article 477
Authorisation
Article 478
Submission of application for authorisation
Article 479
Authorisation procedure
Article 480
Renewal and alteration of authorisation
Article 481
Lapse of an authorisation
Article 482
Obligations of transport operators
Article 483
Documents to be kept on the coach or bus
Article 484
Road traffic rules
Article 485
Application
Article 486
Obligations in other Titles
Article 487
Specialised Committee
HEADING FOUR
SOCIAL SECURITY COORDINATION AND VISAS FOR SHORT-TERM VISITS
TITLE I
SOCIAL SECURITY COORDINATION
Article 488
Overview
Article 489
Legally residing
Article 490
Cross-border situations
Article 491
Immigration applications
TITLE II
VISAS FOR SHORT-TERM VISITS
Article 492
Visas for short-term visits
HEADING FIVE
FISHERIES
CHAPTER 1
INITIAL PROVISIONS
Article 493
Sovereign rights of coastal States exercised by the Parties
Article 494
Objectives and principles
Article 495
Definitions
CHAPTER 2
CONSERVATION AND SUSTAINABLE EXPLOITATION
Article 496
Fisheries management
Article 497
Authorisations, compliance and enforcement
CHAPTER 3
ARRANGEMENTS ON ACCESS TO WATERS AND RESOURCES
Article 498
Fishing opportunities
Article 499
Provisional TACs
Article 500
Access to waters
Article 501
Compensatory measures in case of withdrawal or reduction of access
Article 502
Specific access arrangements relating to the Bailiwick of Guernsey, the Bailiwick of Jersey and the Isle of Man
Article 503
Notification periods relating to the importation and direct landing of fishery products
Article 504
Alignment of management areas
Article 505
Shares of TACs for certain other stocks
CHAPTER 4
ARRANGEMENTS ON GOVERNANCE
Article 506
Remedial measures and dispute resolution
Article 507
Data sharing
Article 508
Specialised Committee on Fisheries
Article 509
Termination
Article 510
Review clause
Article 511
Relationship with other agreements
HEADING SIX
OTHER PROVISIONS
Article 512
Definitions
Article 513
WTO Agreements
Article 514
Establishment of a free trade area
Article 515
Relation to the WTO Agreement
Article 516
WTO case-law
Article 517
Fulfilment of obligations
Article 518
References to laws and other Agreements
Article 519
Tasks of the Partnership Council in Part Two
Article 520
Geographical application
Article 521
Termination of Part Two
PART THREE
LAW ENFORCEMENT AND JUDICIAL COOPERATION IN CRIMINAL MATTERS
TITLE I
GENERAL PROVISIONS
Article 522
Objective
Article 523
Definitions
Article 524
Protection of human rights and fundamental freedoms
Article 525
Protection of personal data
Article 526
Scope of cooperation where a Member State no longer participates in analogous measures under Union law
TITLE II
EXCHANGES OF DNA, FINGERPRINTS AND VEHICLE REGISTRATION DATA
Article 527
Objective
Article 528
Definitions
Article 529
Establishment of domestic DNA analysis files
Article 530
Automated searching of DNA profiles
Article 531
Automated comparison of DNA profiles
Article 532
Collection of cellular material and supply of DNA profiles
Article 533
Dactyloscopic data
Article 534
Automated searching of dactyloscopic data
Article 535
National contact points
Article 536
Supply of further personal data and other information
Article 537
Automated searching of vehicle registration data
Article 538
Accreditation of forensic service providers carrying out laboratory activities
Article 539
Implementing measures
Article 540
Ex ante evaluation
Article 541
Suspension and disapplication
TITLE III
TRANSFER AND PROCESSING OF PASSENGER NAME RECORD DATA
Article 542
Scope
Article 543
Definitions
Article 544
Purposes of the use of PNR data
Article 545
Ensuring PNR data is provided
Article 546
Police and judicial cooperation
Article 547
Non-discrimination
Article 548
Use of special categories of personal data
Article 549
Data security and integrity
Article 550
Transparency and notification of passengers
Article 551
Automated processing of PNR data
Article 552
Retention of PNR data
Article 553
Conditions for the use of PNR data
Article 554
Logging and documenting of PNR data processing
Article 555
Disclosure within the United Kingdom
Article 556
Disclosure outside the United Kingdom
Article 557
Method of transfer
Article 558
Frequency of transfer
Article 559
Cooperation
Article 560
Non-derogation
Article 561
Consultation and review
Article 562
Suspension of cooperation under this Title
TITLE IV
COOPERATION ON OPERATIONAL INFORMATION
Article 563
Cooperation on Operational Information
TITLE V
COOPERATION WITH EUROPOL
Article 564
Objective
Article 565
Definitions
Article 566
Forms of crime
Article 567
Scope of cooperation
Article 568
National contact point and liaison officers
Article 569
Exchanges of information
Article 570
Restrictions on access to and further use of transferred personal data
Article 571
Different categories of data subjects
Article 572
Facilitation of flow of personal data between the United Kingdom and Europol
Article 573
Assessment of reliability of the source and accuracy of information
Article 574
Security of the information exchange
Article 575
Liability for unauthorised or incorrect personal data processing
Article 576
Exchange of classified and sensitive non-classified information
Article 577
Working and administrative arrangements
Article 578
Notification of implementation
Article 579
Powers of Europol
TITLE VI
COOPERATION WITH EUROJUST
Article 580
Objective
Article 581
Definitions
Article 582
Forms of crime
Article 583
Scope of cooperation
Article 584
Contact points to Eurojust
Article 585
Liaison Prosecutor
Article 586
Liaison Magistrate
Article 587
Operational and strategic meetings
Article 588
Exchange of non-personal data
Article 589
Exchange of personal data
Article 590
Channels of transmission
Article 591
Onward transfers
Article 592
Liability for unauthorised or incorrect personal data processing
Article 593
Exchange of classified and sensitive non-classified information
Article 594
Working arrangement
Article 595
Powers of Eurojust
TITLE VII
SURRENDER
Article 596
Objective
Article 597
Principle of proportionality
Article 598
Definitions
Article 599
Scope
Article 600
Grounds for mandatory non-execution of the arrest warrant
Article 601
Other grounds for non-execution of the arrest warrant
Article 602
Political offence exception
Article 603
Nationality exception
Article 604
Guarantees to be given by the issuing State in particular cases
Article 605
Recourse to the central authority
Article 606
Content and form of the arrest warrant
Article 607
Transmission of an arrest warrant
Article 608
Detailed procedures for transmitting an arrest warrant
Article 609
Rights of a requested person
Article 610
Keeping the person in detention
Article 611
Consent to surrender
Article 612
Hearing of the requested person
Article 613
Surrender decision
Article 614
Decision in the event of multiple requests
Article 615
Time limits and procedures for the decision to execute the arrest warrant
Article 616
Situation pending the decision
Article 617
Hearing the person pending the decision
Article 618
Privileges and immunities
Article 619
Competing international obligations
Article 620
Notification of the decision
Article 621
Time limits for surrender of the person
Article 622
Postponed or conditional surrender
Article 623
Transit
Article 624
Deduction of the period of detention served in the executing State
Article 625
Possible prosecution for other offences
Article 626
Surrender or subsequent extradition
Article 627
Handing over of property
Article 628
Expenses
Article 629
Relation to other legal instruments
Article 630
Review of notifications
Article 631
Ongoing arrest warrants in case of disapplication
Article 632
Application to existing European arrest warrants
TITLE VIII
MUTUAL ASSISTANCE
Article 633
Objective
Article 634
Definition of competent authority
Article 635
Form for a request for mutual assistance
Article 636
Conditions for a request for mutual assistance
Article 637
Recourse to a different type of investigative measure
Article 638
Obligation to inform
Article 639
Ne bis in idem
Article 640
Time limits
Article 641
Transmission of requests for mutual assistance
Article 642
Joint Investigation Teams
TITLE IX
EXCHANGE OF CRIMINAL RECORD INFORMATION
Article 643
Objective
Article 644
Definitions
Article 645
Central authorities
Article 646
Notifications
Article 647
Storage of convictions
Article 648
Requests for information
Article 649
Replies to requests
Article 650
Channel of communication
Article 651
Conditions for the use of personal data
TITLE X
ANTI-MONEY LAUNDERING AND COUNTER TERRORIST FINANCING
Article 652
Objective
Article 653
Measures to prevent and combat money laundering and terrorist financing
Article 654
Beneficial ownership transparency for corporate and other legal entities
Article 655
Beneficial ownership transparency of legal arrangements
TITLE XI
FREEZING AND CONFISCATION
Article 656
Objective and principles of cooperation
Article 657
Definitions
Article 658
Obligation to assist
Article 659
Requests for information on bank accounts and safe deposit boxes
Article 660
Requests for information on banking transactions
Article 661
Requests for the monitoring of banking transactions
Article 662
Spontaneous information
Article 663
Obligation to take provisional measures
Article 664
Execution of provisional measures
Article 665
Obligation to confiscate
Article 666
Execution of confiscation
Article 667
Confiscated property
Article 668
Right of enforcement and maximum amount of confiscation
Article 669
Imprisonment in default
Article 670
Grounds for refusal
Article 671
Consultation and information
Article 672
Postponement
Article 673
Partial or conditional granting of a request
Article 674
Notification of documents
Article 675
Recognition of foreign decisions
Article 676
Authorities
Article 677
Direct communication
Article 678
Form of request and languages
Article 679
Legalisation
Article 680
Content of request
Article 681
Defective requests
Article 682
Plurality of requests
Article 683
Obligation to give reasons
Article 684
Information
Article 685
Restriction of use
Article 686
Confidentiality
Article 687
Costs
Article 688
Damages
Article 689
Legal remedies
TITLE XII
OTHER PROVISIONS
Article 690
Notifications
Article 691
Review and evaluation
Article 692
Termination
Article 693
Suspension
Article 694
Expenses
TITLE XIII
DISPUTE SETTLEMENT
Article 695
Objective
Article 696
Scope
Article 697
Exclusivity
Article 698
Consultations
Article 699
Mutually agreed solution
Article 700
Suspension
Article 701
Time Periods
PART FOUR
THEMATIC COOPERATION
TITLE I
HEALTH SECURITY
Article 702
Cooperation on health security
TITLE II
CYBER SECURITY
Article 703
Dialogue on cyber issues
Article 704
Cooperation on cyber issues
Article 705
Cooperation with the Computer Emergency Response Team – European Union
Article 706
Participation in specific activities of the Cooperation Group established pursuant to Directive (EU) 2016/1148
Article 707
Cooperation with the European Union Agency for Cybersecurity (ENISA)
PART FIVE
PARTICIPATION IN UNION PROGRAMMES, SOUND FINANCIAL MANAGEMENT AND FINANCIAL PROVISIONS
Article 708
Scope
Article 709
Definitions
CHAPTER 1
PARTICIPATION OF THE UNITED KINGDOM IN UNION PROGRAMMES AND ACTIVITIES
SECTION 1
GENERAL CONDITIONS FOR PARTICIPATION IN UNION PROGRAMMES AND ACTIVITIES
Article 710
Establishment of the participation
Article 711
Compliance with programme rules
Article 712
Conditions for participation
Article 713
Participation of the United Kingdom in the governance of programmes or activities
SECTION 2
RULES FOR FINANCING THE PARTICIPATION IN UNION PROGRAMMES AND ACTIVITIES
Article 714
Financial conditions
Article 715
Quasi exclusion from competitive grant award procedure
Article 716
Programmes to which an automatic correction mechanism applies
Article 717
Financing in relation to programmes implemented through financial instruments or budgetary guarantees
SECTION 3
SUSPENSION AND TERMINATION OF THE PARTICIPATION IN UNION PROGRAMMES
Article 718
Suspension of the participation of the United Kingdom in a Union programme by the Union
Article 719
Termination of the participation of the United Kingdom in a Union programme by the Union
Article 720
Termination of the participation in a programme or activity in the case of substantial modification to Union programmes
SECTION 4
REVIEW OF PERFORMANCE AND FINANCIAL INCREASES
Article 721
Performance review
Article 722
Financial increases review
CHAPTER 2
SOUND FINANCIAL MANAGEMENT
Article 723
Scope
SECTION 1
PROTECTION OF FINANCIAL INTERESTS AND RECOVERY
Article 724
Conduct of activity for the purposes of sound financial management
Article 725
Reviews and audits
Article 726
Fight against irregularities, fraud and other criminal offences affecting the financial interests of the Union
Article 727
Amendments to Articles 708, 723, 725 and 726
Article 728
Recovery and enforcement
SECTION 2
OTHER RULES FOR THE IMPLEMENTATION OF UNION PROGRAMMES
Article 729
Communication and exchange of information
Article 730
Statistical cooperation
CHAPTER 3
ACCESS OF THE UNITED KINGDOM TO SERVICES UNDER UNION PROGRAMMES
Article 731
Rules on service access
CHAPTER 4
REVIEWS
Article 732
Review clause
CHAPTER 5
PARTICIPATION FEE IN THE YEARS 2021 TO 2026
Article 733
Participation fee in the years 2021 to 2026
PART SIX
DISPUTE SETTLEMENT AND HORIZONTAL PROVISIONS
TITLE I
DISPUTE SETTLEMENT
CHAPTER 1
GENERAL PROVISIONS
Article 734
Objective
Article 735
Scope
Article 736
Exclusivity
Article 737
Choice of forum in case of a substantially equivalent obligation under another international agreement
CHAPTER 2
PROCEDURE
Article 738
Consultations
Article 739
Arbitration procedure
Article 740
Establishment of an arbitration tribunal
Article 741
Requirements for arbitrators
Article 742
Functions of the arbitration tribunal
Article 743
Terms of reference
Article 744
Urgent proceedings
Article 745
Ruling of the arbitration tribunal
CHAPTER 3
COMPLIANCE
Article 746
Compliance measures
Article 747
Reasonable Period of Time
Article 748
Compliance Review
Article 749
Temporary Remedies
Article 750
Review of any measure taken to comply after the adoption of temporary remedies
CHAPTER 4
COMMON PROCEDURAL PROVISIONS
Article 751
Receipt of information
Article 752
Lists of arbitrators
Article 753
Replacement of arbitrators
Article 754
Arbitration tribunal decisions and rulings
Article 755
Suspension and termination of the arbitration proceedings
Article 756
Mutually agreed solution
Article 757
Time Periods
Article 758
Costs
Article 759
Annexes
CHAPTER 5
SPECIFIC ARRANGEMENTS FOR UNILATERAL MEASURES
Article 760
Special procedures for remedial measures and rebalancing
Article 761
Suspension of obligations for the purposes of Article 374(12), Article 501(5) and Article 506(7)
Article 762
Conditions for rebalancing, remedial, compensatory and safeguard measures
TITLE II
BASIS FOR COOPERATION
Article 763
Democracy, rule of law and human rights
Article 764
Fight against climate change
Article 765
Countering proliferation of weapons of mass destruction
Article 766
Small arms and light weapons and other conventional weapons
Article 767
The most serious crimes of concern to the international community
Article 768
Counter-terrorism
Article 769
Personal data protection
Article 770
Global cooperation on issues of shared economic, environmental and social interest
Article 771
Essential elements
TITLE III
FULFILLMENT OF OBLIGATIONS AND SAFEGUARD MEASURES
Article 772
Fulfilment of obligations described as essential elements
Article 773
Safeguard measures
PART SEVEN
FINAL PROVISIONS
Article 774
Territorial scope
Article 775
Relationship with other agreements
Article 776
Review
Article 777
Classified information and sensitive non-classified information
Article 778
Integral parts of this Agreement
Article 779
Termination
Article 780
Authentic texts
Article 781
Future accessions to the Union
Article 782
Interim provision for transmission of personal data to the United Kingdom
Article 783
Entry into force and provisional application
ANNEX 1
RULES OF PROCEDURE OF THE PARTNERSHIP COUNCIL AND COMMITTEES
Rule 1
Chair
Rule 2
Secretariat
Rule 3
Meetings
Rule 4
Participation in meetings
Rule 5
Documents
Rule 6
Correspondence
Rule 7
Agenda for the meetings
Rule 8
Minutes
Rule 9
Decisions and Recommendations
Rule 10
Transparency
Rule 11
Languages
Rule 12
Expenses
Rule 13
Committees
ANNEX 2
INTRODUCTORY NOTES TO PRODUCT-SPECIFIC RULES OF ORIGIN
NOTE 1
General principles
NOTE 2
The structure of the list of product-specific rules of origin
NOTE 3
Application of the product-specific rules of origin
NOTE 4
Calculation of a maximum value of non-originating materials
NOTE 5
Definitions of processes referred to in Sections V to VII of Annex 3
NOTE 6
Definitions of terms used in Section XI of Annex 3
NOTE 7
Tolerances applicable to products containing two or more basic textile materials
NOTE 8
Other tolerances applicable to certain textile products
NOTE 9
Agricultural products
ANNEX 3
PRODUCT-SPECIFIC RULES OF ORIGIN
Column 1 Harmonised System classification (2017) including specific description |
Column 2 Product-specific rule of origin |
||||||||||
SECTION I |
LIVE ANIMALS; ANIMAL PRODUCTS |
||||||||||
Chapter 1 |
Live animals |
||||||||||
01.01-01.06 |
All animals of Chapter 1 are wholly obtained. |
||||||||||
Chapter 2 |
Meat and edible meat offal |
||||||||||
02.01-02.10 |
Production in which all the materials of Chapters 1 and 2 used are wholly obtained. |
||||||||||
Chapter 3 |
Fish and crustaceans, molluscs and other aquatic invertebrates |
||||||||||
03.01-03.08 |
Production in which all the materials of Chapter 3 used are wholly obtained. |
||||||||||
Chapter 4 |
Dairy produce; birds' eggs; natural honey; edible products of animal origin, not elsewhere specified or included |
||||||||||
04.01-04.10 |
Production in which:
|
||||||||||
Chapter 5 |
Products of animal origin, not elsewhere specified or included |
||||||||||
05.01-05.11 |
Production from non-originating materials of any heading. |
||||||||||
SECTION II |
VEGETABLE PRODUCTS |
||||||||||
Chapter 6 |
Live trees and other plants; bulbs, roots and the like; cut flowers and ornamental foliage |
||||||||||
06.01-06.04 |
Production in which all the materials of Chapter 6 used are wholly obtained. |
||||||||||
Chapter 7 |
Edible vegetables and certain roots and tubers |
||||||||||
07.01-07.14 |
Production in which all the materials of Chapter 7 used are wholly obtained. |
||||||||||
Chapter 8 |
Edible fruit and nuts; peel of citrus fruit or melons |
||||||||||
08.01-08.14 |
Production in which:
|
||||||||||
Chapter 9 |
Coffee, tea, maté and spices |
||||||||||
09.01-09.10 |
Production from non-originating materials of any heading. |
||||||||||
Chapter 10 |
Cereals |
||||||||||
10.01-10.08 |
Production in which all the materials of Chapter 10 used are wholly obtained. |
||||||||||
Chapter 11 |
Products of the milling industry; malt; starches; inulin; wheat gluten |
||||||||||
11.01-11.09 |
Production in which all materials of Chapters 10 and 11, headings 07.01, 07.14, 23.02 to 23.03 or subheading 0710.10 used are wholly obtained. |
||||||||||
Chapter 12 |
Oil seeds and oleaginous fruits; miscellaneous grains, seeds and fruit; industrial or medicinal plants; straw and fodder |
||||||||||
12.01-12.14 |
CTH |
||||||||||
Chapter 13 |
Lac; gums, resins and other vegetable saps and extracts |
||||||||||
13.01-13.02 |
Production from non-originating materials of any heading in which the total weight of non-originating materials of headings 17.01 and 17.02 does not exceed 20 % of the weight of the product. |
||||||||||
Chapter 14 |
Vegetable plaiting materials; vegetable products not elsewhere specified or included |
||||||||||
14.01-14.04 |
Production from non-originating materials of any heading. |
||||||||||
SECTION III |
ANIMAL OR VEGETABLE FATS AND OILS AND THEIR CLEAVAGE PRODUCTS; PREPARED EDIBLE FATS; ANIMAL OR VEGETABLE WAXES |
||||||||||
Chapter 15 |
Animal or vegetable fats and oils and their cleavage products; prepared edible fats; animal or vegetable waxes |
||||||||||
15.01-15.04 |
CTH |
||||||||||
15.05-15.06 |
Production from non-originating materials of any heading. |
||||||||||
15.07-15.08 |
CTSH |
||||||||||
15.09-15.10 |
Production in which all the vegetable materials used are wholly obtained. |
||||||||||
15.11-15.15 |
CTSH |
||||||||||
15.16-15.17 |
CTH |
||||||||||
15.18-15.19 |
CTSH |
||||||||||
15.20 |
Production from non-originating materials of any heading. |
||||||||||
15.21-15.22 |
CTSH |
||||||||||
SECTION IV |
PREPARED FOODSTUFFS; BEVERAGES, SPIRITS AND VINEGAR; TOBACCO AND MANUFACTURED TOBACCO SUBSTITUTES |
||||||||||
Chapter 16 |
Preparations of meat, of fish or of crustaceans, molluscs or other aquatic invertebrates |
||||||||||
1601.00-1604.18 |
Production in which all the materials of Chapters 1, 2, 3 and 16 used are wholly obtained(1). |
||||||||||
1604.19 |
CC |
||||||||||
1604.20 |
|
||||||||||
|
CC |
||||||||||
|
Production in which all the materials of Chapters 3 and 16 used are wholly obtained(2). |
||||||||||
1604.31-1605.69 |
Production in which all the materials of Chapters 3 and 16 used are wholly obtained. |
||||||||||
Chapter 17 |
Sugars and sugar confectionery |
||||||||||
17.01 |
CTH |
||||||||||
17.02 |
CTH, provided that the total weight of non-originating materials of headings 11.01 to 11.08, 17.01 and 17.03 used does not exceed 20 % of the weight of the product. |
||||||||||
17.03 |
CTH |
||||||||||
17.04 |
|
||||||||||
|
CTH, provided that:
|
||||||||||
|
CTH, provided that:
|
||||||||||
Chapter 18 |
Cocoa and cocoa preparations |
||||||||||
18.01-18.05 |
CTH |
||||||||||
1806.10 |
CTH, provided that:
|
||||||||||
1806.20-1806.90 |
CTH, provided that:
|
||||||||||
Chapter 19 |
Preparations of cereals, flour, starch or milk; pastrycooks' products |
||||||||||
19.01-19.05 |
CTH, provided that:
|
||||||||||
Chapter 20 |
Preparations of vegetables, fruit, nuts or other parts of plants |
||||||||||
20.01 |
CTH |
||||||||||
20.02-20.03 |
Production in which all the materials of Chapter 7 used are wholly obtained. |
||||||||||
20.04-20.09 |
CTH, provided that the total weight of non-originating materials of headings 17.01 and 17.02 used does not exceed 40 % of the weight of the product. |
||||||||||
Chapter 21 |
Miscellaneous edible preparations |
||||||||||
21.01-21.02 |
CTH, provided that:
|
||||||||||
2103.10 2103.20 2103.90 |
CTH; however, non-originating mustard flour or meal or prepared mustard may be used. |
||||||||||
2103.30 |
Production from non-originating materials of any heading. |
||||||||||
21.04-21.06 |
CTH, provided that:
|
||||||||||
Chapter 22 |
Beverages, spirits and vinegar |
||||||||||
22.01-22.06 |
CTH except from non-originating materials of headings 22.07 and 22.08, provided that:
|
||||||||||
22.07 |
CTH except from non-originating materials of heading 22.08, provided that all the materials of Chapter 10, subheadings 0806.10, 2009.61 and 2009.69 used are wholly obtained. |
||||||||||
22.08-22.09 |
CTH except from non-originating materials of headings 22.07 and 22.08, provided that all the materials of subheadings 0806.10, 2009.61 and 2009.69 used are wholly obtained. |
||||||||||
Chapter 23 |
Residues and waste from the food industries; prepared animal fodder |
||||||||||
23.01 |
CTH |
||||||||||
2302.10-2303.10 |
CTH, provided that the total weight of non-originating materials of Chapter 10 used does not exceed 20 % of the weight of the product. |
||||||||||
2303.20-2308.00 |
CTH |
||||||||||
23.09 |
CTH, provided that:
|
||||||||||
Chapter 24 |
Tobacco and manufactured tobacco substitutes |
||||||||||
24.01 |
Production in which all materials of heading 24.01 are wholly obtained. |
||||||||||
2402.10 |
Production from non-originating materials of any heading, provided that the total weight of non-originating materials of heading 24.01 used does not exceed 30 % of the weight of materials of Chapter 24 used. |
||||||||||
2402.20 |
Production from non-originating materials of any heading, except that of the product and of smoking tobacco of subheading 2403.19, and in which at least 10 % by weight of all materials of heading 24.01 used is wholly obtained. |
||||||||||
2402.90 |
Production from non-originating materials of any heading, provided that the total weight of non-originating materials of heading 24.01 used does not exceed 30 % of the weight of materials of Chapter 24 used. |
||||||||||
24.03 |
CTH, in which at least 10 % by weight of all materials of heading 24.01 used are wholly obtained. |
||||||||||
SECTION V |
MINERAL PRODUCTS Section note: For definitions of horizontal processing rules within this Section, see Note 5 of Annex 2 |
||||||||||
Chapter 25 |
Salt; sulphur; earths and stone; plastering materials, lime and cement |
||||||||||
25.01-25.30 |
CTH; or MaxNOM 70 % (EXW). |
||||||||||
Chapter 26 |
Ores, slag and ash |
||||||||||
26.01-26.21 |
CTH |
||||||||||
Chapter 27 |
Mineral fuels, mineral oils and products of their distillation; bituminous substances; mineral waxes |
||||||||||
27.01-27.09 |
Production from non-originating materials of any heading. |
||||||||||
27.10 |
CTH except from non-originating biodiesel of subheading 3824.99 or 3826.00; or Distillation or a chemical reaction is undergone, provided that biodiesel (including hydrotreated vegetable oil) of heading 27.10 and subheadings 3824.99 and 3826.00 used is obtained by esterification, transesterification or hydrotreatment. |
||||||||||
27.11-27.15 |
Production from non-originating materials of any heading. |
||||||||||
SECTION VI |
PRODUCTS OF THE CHEMICAL OR ALLIED INDUSTRIES Section note: For definitions of horizontal processing rules within this Section, see Note 5 of Annex 2 |
||||||||||
Chapter 28 |
Inorganic chemicals; organic or inorganic compounds of precious metals, of rare-earth metals, of radioactive elements or of isotopes |
||||||||||
28.01-28.53 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 29 |
Organic chemicals |
||||||||||
2901.10-2905.42 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
2905.43-2905.44 |
CTH except from non-originating materials of heading 17.02 and subheading 3824.60. |
||||||||||
2905.45 |
CTSH, however, non-originating materials of the same subheading as the product may be used, provided that their total value does not exceed 20 % of the ex-works price of the product; or MaxNOM 50 % (EXW). |
||||||||||
2905.49-2942 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 30 |
Pharmaceutical products |
||||||||||
30.01-30.06 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 31 |
Fertilisers |
||||||||||
31.01-31.04 |
CTH, however, non-originating materials of the same heading as the product may be used, provided that their total value does not exceed 20 % of the EXW of the product; or MaxNOM 40 % (EXW). |
||||||||||
31.05 |
|
||||||||||
|
CTH, however, non-originating materials of the same heading as the product may be used, provided that their total value does not exceed 20 % of the EXW of the product; or MaxNOM 40 % (EXW). |
||||||||||
-Others |
CTH, however, non-originating materials of the same heading as the product may be used, provided that their total value does not exceed 20 % of the EXW of the product, and in which the value of all non-originating materials used does not exceed 50 % of the EXW of the product; or MaxNOM 40 % (EXW). |
||||||||||
Chapter 32 |
Tanning or dyeing extracts; tannins and their derivatives; dyes, pigments and other colouring matter; paints and varnishes; putty and other mastics; inks |
||||||||||
32.01-32.15 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 33 |
Essential oils and resinoids; perfumery, cosmetic or toilet preparations |
||||||||||
33.01 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
3302.10 |
CTH, however, non-originating materials of subheading 3302.10 may be used, provided that their total value does not exceed 20 % of the EXW of the product. |
||||||||||
3302.90 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
33.03 |
Production from non-originating materials of any heading. |
||||||||||
33.04 -33.07 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 34 |
Soap, organic surface-active agents, washing preparations, lubricating preparations, artificial waxes, prepared waxes, polishing or scouring preparations, candles and similar articles, modelling pastes, "dental waxes" and dental preparations with a basis of plaster |
||||||||||
34.01-34.07 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 35 |
Albuminoidal substances; modified starches; glues; enzymes |
||||||||||
35.01-35.04 |
CTH except from non-originating materials of Chapter 4. |
||||||||||
35.05 |
CTH except from non-originating materials of heading 11.08. |
||||||||||
35.06-35.07 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 36 |
Explosives; pyrotechnic products; matches; pyrophoric alloys; certain combustible preparations |
||||||||||
36.01-36.06 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 37 |
Photographic or cinematographic goods |
||||||||||
37.01-37.07 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 38 |
Miscellaneous chemical products |
||||||||||
38.01-38.08 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
3809.10 |
CTH except from non-originating materials of headings 11.08 and 35.05. |
||||||||||
3809.91-3822.00 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
38.23 |
Production from non-originating material of any heading. |
||||||||||
3824.10-3824.50 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
3824.60 |
CTH except from non-originating materials of subheadings 2905.43 and 2905.44. |
||||||||||
3824.71-3825.90 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
38.26 |
Production in which biodiesel is obtained through transesterification, esterification or hydro-treatment. |
||||||||||
SECTION VII |
PLASTICS AND ARTICLES THEREOF; RUBBER AND ARTICLES THEREOF Section note: For definitions of horizontal processing rules within this Section, see Note 5 of Annex 2 |
||||||||||
Chapter 39 |
Plastics and articles thereof |
||||||||||
39.01-39.15 |
CTSH; A chemical reaction, purification, mixing and blending, production of standard materials, a change in particle size, isomer separation, or biotechnological processing is undergone; or MaxNOM 50 % (EXW). |
||||||||||
39.16-39.19 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
39.20 |
CTSH; or MaxNOM 50 % (EXW). |
||||||||||
39.21-39.22 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
3923.10-3923.50 |
CTSH; or MaxNOM 50 % (EXW). |
||||||||||
3923.90-3925.90 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
39.26 |
CTSH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 40 |
Rubber and articles thereof |
||||||||||
40.01-40.11 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
4012.11-4012.19 |
CTSH; or Retreading of used tyres. |
||||||||||
4012.20-4017.00 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
SECTION VIII |
RAW HIDES AND SKINS, LEATHER, FURSKINS AND ARTICLES THEREOF; SADDLERY AND HARNESS; TRAVEL GOODS, HANDBAGS AND SIMILAR CONTAINERS; ARTICLE OF ANIMAL GUT (OTHER THAN SILK-WORM GUT) |
||||||||||
Chapter 41 |
Raw hides and skins (other than furskins) and leather |
||||||||||
41.01-4104.19 |
CTH |
||||||||||
4104.41-4104.49 |
CTSH except from non-originating materials of subheadings 4104.41 to 4104.49. |
||||||||||
4105.10 |
CTH |
||||||||||
4105.30 |
CTSH |
||||||||||
4106.21 |
CTH |
||||||||||
4106.22 |
CTSH |
||||||||||
4106.31 |
CTH |
||||||||||
4106.32-4106.40 |
CTSH |
||||||||||
4106.91 |
CTH |
||||||||||
4106.92 |
CTSH |
||||||||||
41.07-41.13 |
CTH except from non-originating materials of subheadings 4104.41, 4104.49, 4105.30, 4106.22, 4106.32 and 4106.92. However, non-originating materials of subheadings 4104.41, 4104.49, 4105.30, 4106.22, 4106.32 or 4106.92 may be used provided that they undergo a retanning operation. |
||||||||||
4114.10 |
CTH |
||||||||||
4114.20 |
CTH except from non-originating materials of subheadings 4104.41, 4104.49, 4105.30, 4106.22, 4106.32, 4106.92 and 4107. However, non-originating materials of subheadings 4104.41, 4104.49, 4105.30, 4106.22, 4106.32, 4106.92 and heading 41.07 may be used provided that they undergo a retanning operation. |
||||||||||
41.15 |
CTH |
||||||||||
Chapter 42 |
Articles of leather; saddlery and harness; travel goods, handbags and similar containers; articles of animal gut (other than silk-worm gut) |
||||||||||
42.01-42.06 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 43 |
Furskins and artificial fur; manufactures thereof |
||||||||||
4301.10-4302.20 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
4302.30 |
CTSH |
||||||||||
43.03-43.04 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
SECTION IX |
WOOD AND ARTICLES OF WOOD; WOOD CHARCOAL; CORK AND ARTICLES OF CORK; MANUFACTURES OF STRAW, OF ESPARTO OR OTHER PLAITING MATERIALS; BASKETWARE AND WICKERWORK |
||||||||||
Chapter 44 |
Wood and articles of wood; wood charcoal |
||||||||||
44.01-44.21 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 45 |
Cork and articles of cork |
||||||||||
45.01-45.04 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 46 |
Manufactures of straw, of esparto or of other plaiting materials; basketware and wickerwork |
||||||||||
46.01-46.02 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
SECTION X |
PULP OF WOOD OR OF OTHER FIBROUS CELLULOSIC MATERIAL; RECOVERED (WASTE AND SCRAP) PAPAER OR PAPERBOARD; PAPER AND PAPERBOARD AND ARTICLES THEREOF |
||||||||||
Chapter 47 |
Pulp of wood or of other fibrous cellulosic material; recovered (waste and scrap) paper or paperboard |
||||||||||
47.01-47.07 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 48 |
Paper and paperboard; articles of paper pulp, of paper or of paperboard |
||||||||||
48.01-48.23 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 49 |
Printed books, newspapers, pictures and other products of the printing industry; manuscripts, typescripts and plans |
||||||||||
49.01-49.11 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
SECTION XI |
TEXTILES AND TEXTILE ARTICLES Section note: For definitions of terms used for tolerances applicable to certain products made of textile materials, see Notes 6,7 and 8 of Annex 2 |
||||||||||
Chapter 50 |
Silk |
||||||||||
50.01-50.02 |
CTH |
||||||||||
50.03 |
|
||||||||||
|
Carding or combing of silk waste. |
||||||||||
|
CTH |
||||||||||
50.04-50.05 |
Spinning of natural fibres; Extrusion of man-made continuous filament combined with spinning; Extrusion of man-made continuous filament combined with twisting; or Twisting combined with any mechanical operation. |
||||||||||
50.06 |
|
||||||||||
|
Spinning of natural fibres; Extrusion of man-made continuous filament combined with spinning; Extrusion of man-made continuous filament combined with twisting; or Twisting combined with any mechanical operation. |
||||||||||
|
CTH |
||||||||||
50.07 |
Spinning of natural or man-made staple fibres combined with weaving; Extrusion of man-made filament yarn combined with weaving; Twisting or any mechanical operation combined with weaving; Weaving combined with dyeing; Yarn dyeing combined with weaving; Weaving combined with printing; or Printing (as standalone operation). |
||||||||||
Chapter 51 |
Wool, fine or coarse animal hair; horsehair yarn and woven fabric |
||||||||||
51.01-51.05 |
CTH |
||||||||||
51.06-51.10 |
Spinning of natural fibres; Extrusion of man-made fibres combined with spinning; or Twisting combined with any mechanical operation. |
||||||||||
51.11-51.13 |
Spinning of natural or man-made staple fibres combined with weaving; Extrusion of man-made filament yarn combined with weaving; Weaving combined with dyeing; Yarn dyeing combined with weaving; Weaving combined with printing; or Printing (as standalone operation). |
||||||||||
Chapter 52 |
Cotton |
||||||||||
52.01-52.03 |
CTH |
||||||||||
52.04-52.07 |
Spinning of natural fibres; Extrusion of man-made fibres combined with spinning; or Twisting combined with any mechanical operation. |
||||||||||
52.08-52.12 |
Spinning of natural or man-made staple fibres combined with weaving; Extrusion of man-made filament yarn combined with weaving; Twisting or any mechanical operation combined with weaving; Weaving combined with dyeing or with coating or with laminating; Yarn dyeing combined with weaving; Weaving combined with printing; or Printing (as standalone operation). |
||||||||||
Chapter 53 |
Other vegetable textile fibres; paper yarn and woven fabrics of paper yarn |
||||||||||
53.01-53.05 |
CTH |
||||||||||
53.06-53.08 |
Spinning of natural fibres; Extrusion of man-made fibres combined with spinning; or Twisting combined with any mechanical operation. |
||||||||||
53.09-53.11 |
Spinning of natural or man-made staple fibres combined with weaving; Extrusion of man-made filament yarn combined with weaving; Weaving combined with dyeing or with coating or with laminating; Yarn dyeing combined with weaving; Weaving combined with printing; or Printing (as standalone operation). |
||||||||||
Chapter 54 |
Man-made filaments; strip and the like of man-made textile materials |
||||||||||
54.01-54.06 |
Spinning of natural fibres; Extrusion of man-made fibres combined with spinning; or Twisting combined with any mechanical operation. |
||||||||||
54.07-54.08 |
Spinning of natural or man-made staple fibres combined with weaving; Extrusion of man-made filament yarn combined with weaving; Yarn dyeing combined with weaving; Weaving combined with dyeing or with coating or with laminating; Twisting or any mechanical operation combined with weaving; Weaving combined with printing; or Printing (as standalone operation). |
||||||||||
Chapter 55 |
Man-made staple fibres |
||||||||||
55.01-55.07 |
Extrusion of man-made fibres. |
||||||||||
55.08-55.11 |
Spinning of natural fibres; Extrusion of man-made fibres combined with spinning; or Twisting combined with any mechanical operation. |
||||||||||
55.12-55.16 |
Spinning of natural or man-made staple fibres combined with weaving; Extrusion of man-made filament yarn combined with weaving; Twisting or any mechanical operation combined with weaving; Weaving combined with dyeing or with coating or with laminating; Yarn dyeing combined with weaving; Weaving combined with printing; or Printing (as standalone operation). |
||||||||||
Chapter 56 |
Wadding, felt and nonwovens; special yarns; twine, cordage, ropes and cables and articles thereof |
||||||||||
56.01 |
Spinning or bonding of natural fibres; Extrusion of man-made fibres combined with spinning or bonding; Flocking combined with dyeing or with printing; or Coating, flocking, laminating, or metalizing combined with at least two other main preparatory or finishing operations (such as calendering, shrink-resistance processes, heat setting, permanent finishing), provided that the value of non-originating materials used does not exceed 50 % of the EXW of the product. |
||||||||||
56.02 |
|
||||||||||
|
Extrusion of man-made fibres combined with fabric formation; however:
|
||||||||||
|
Extrusion of man-made fibres combined with fabric formation; or Non-woven fabric formation alone in the case of other felt made from natural fibres. |
||||||||||
5603.11-5603.14 |
Production from
|
||||||||||
5603.91-5603.94 |
Production from
|
||||||||||
5604.10 |
Production from rubber thread or cord, not textile covered. |
||||||||||
5604.90 |
Spinning of natural fibres; Extrusion of man-made fibres combined with spinning; or Twisting combined with any mechanical operation. |
||||||||||
56.05 |
Spinning of natural or man-made staple fibres; Extrusion of man-made fibres combined with spinning; or Twisting combined with any mechanical operation. |
||||||||||
56.06 |
Extrusion of man-made fibres combined with spinning; Twisting combined with gimping; Spinning of natural or man-made staple fibres; or Flocking combined with dyeing. |
||||||||||
56.07-56.09 |
Spinning of natural fibres; or Extrusion of man-made fibres combined with spinning. |
||||||||||
Chapter 57 |
Carpets and other textile floor coverings Chapter note: For products of this Chapter non-originating jute fabric may be used as a backing. |
||||||||||
57.01-57.05 |
Spinning of natural or man-made staple fibres combined with weaving or with tufting; Extrusion of man-made filament yarn combined with weaving or with tufting; Production from coir yarn or sisal yarn or jute yarn or classical ring spun viscose yarn; Tufting combined with dyeing or with printing; Tufting or weaving of man-made filament yarn combined with coating or with laminating; Flocking combined with dyeing or with printing; or Extrusion of man-made fibres combined with nonwoven techniques including needle punching. |
||||||||||
Chapter 58 |
Special woven fabrics; tufted textile fabrics; lace; tapestries; trimmings; embroidery |
||||||||||
58.01-58.04 |
Spinning of natural or man-made staple fibres combined with weaving or with tufting; Extrusion of man-made filament yarn combined with weaving or with tufting; Weaving combined with dyeing or with flocking or with coating or with laminating or with metalizing; Tufting combined with dyeing or with printing; Flocking combined with dyeing or with printing; Yarn dyeing combined with weaving; Weaving combined with printing; or Printing (as standalone operation). |
||||||||||
58.05 |
CTH |
||||||||||
58.06-58.09 |
Spinning of natural or man-made staple fibres combined with weaving or with tufting; Extrusion of man-made filament yarn combined with weaving or with tufting; Weaving combined with dyeing or with flocking or with coating or with laminating or with metalizing; Tufting combined with dyeing or with printing; Flocking combined with dyeing or with printing; Yarn dyeing combined with weaving; Weaving combined with printing; or Printing (as standalone operation). |
||||||||||
58.10 |
Embroidering in which the value of non-originating materials of any heading, except that of the product, used does not exceed 50 % of the EXW of the product. |
||||||||||
58.11 |
Spinning of natural or man-made staple fibres combined with weaving or with tufting; Extrusion of man-made filament yarn combined with weaving or with tufting; Weaving combined with dyeing or with flocking or with coating or with laminating or with metalizing; Tufting combined with dyeing or with printing; Flocking combined with dyeing or with printing; Yarn dyeing combined with weaving; Weaving combined with printing; or Printing (as standalone operation). |
||||||||||
Chapter 59 |
Impregnated, coated, covered or laminated textile fabrics; textile articles of a kind suitable for industrial use |
||||||||||
59.01 |
Weaving combined with dyeing or with flocking or with coating or with laminating or with metalising; or Flocking combined with dyeing or with printing. |
||||||||||
59.02 |
|
||||||||||
|
Weaving. |
||||||||||
|
Extrusion of man-made fibres combined with weaving. |
||||||||||
59.03 |
Weaving, knitting or crocheting combined with impregnating or with coating or with covering or with laminating or with metalising; Weaving combined with printing; or Printing (as standalone operation). |
||||||||||
59.04 |
Calendaring combined with dyeing, coating, laminating or metalizing. Non-originating jute fabric may be used as a backing; or Weaving combined with dyeing or with coating or with laminating or with metalising. Non-originating jute fabric may be used as a backing. |
||||||||||
59.05 |
|
||||||||||
|
Weaving, knitting or non-woven fabric formation combined with impregnating or with coating or with covering or with laminating or with metalising. |
||||||||||
|
Spinning of natural or man-made staple fibres combined with weaving; Extrusion of man-made filament yarn combined with weaving; Weaving, knitting or nonwoven fabric formation combined with dyeing or with coating or with laminating; Weaving combined with printing; or Printing (as standalone operation). |
||||||||||
59.06 |
|
||||||||||
|
Spinning of natural or man-made staple fibres combined with knitting or with crocheting; Extrusion of man-made filament yarn combined with knitting or with crocheting; Knitting or crocheting combined with rubberising; or Rubberising combined with at least two other main preparatory or finishing operations (such as calendering, shrink-resistance processes, heat setting, permanent finishing) provided that the value of non-originating materials used does not exceed 50 % of the EXW of the product. |
||||||||||
|
Extrusion of man-made fibres combined with weaving. |
||||||||||
|
Weaving, knitting or nonwoven process combined with dyeing or with coating or with rubberising; Yarn dyeing combined with weaving, knitting or nonwoven process; or Rubberising combined with at least two other main preparatory or finishing operations (such as calendering, shrink-resistance processes, heat setting, permanent finishing) provided that the value of non-originating materials used does not exceed 50 % of the EXW of the product. |
||||||||||
59.07 |
Weaving, knitting or nonwoven fabric formation combined with dyeing or with printing or with coating or with impregnating or with covering; Flocking combined with dyeing or with printing; or Printing (as standalone operation). |
||||||||||
59.08 |
|
||||||||||
|
Production from tubular knitted or crocheted gas-mantle fabric. |
||||||||||
|
CTH |
||||||||||
59.09-59.11 |
Spinning of natural or of man-made staple fibres combined with weaving; Extrusion of man-made fibres combined with weaving; Weaving combined with dyeing or with coating or with laminating; or Coating, flocking, laminating or metalizing combined with at least two other main preparatory or finishing operations (such as calendering, shrink-resistance processes, heat setting, permanent finishing) provided that the value of non-originating materials used does not exceed 50 % of the EXW of the product. |
||||||||||
Chapter 60 |
Knitted or crocheted fabrics |
||||||||||
60.01-60.06 |
Spinning of natural or man-made staple fibres combined with knitting or with crocheting; Extrusion of man-made filament yarn combined with knitting or with crocheting; Knitting or crocheting combined with dyeing or with flocking or with coating or with laminating or with printing; Flocking combined with dyeing or with printing; Yarn dyeing combined with knitting or with crocheting; or Twisting or texturing combined with knitting or with crocheting provided that the value of non-originating non-twisted or non-textured yarns used does not exceed 50 % of the EXW of the product. |
||||||||||
Chapter 61 |
Articles of apparel and clothing accessories, knitted or crocheted |
||||||||||
61.01-61.17 |
|
||||||||||
|
Knitting or crocheting combined with making-up including cutting of fabric. |
||||||||||
|
Spinning of natural or man-made staple fibres combined with knitting or with crocheting; Extrusion of man-made filament yarn combined with knitting or with crocheting; or Knitting and making-up in one operation. |
||||||||||
Chapter 62 |
Articles of apparel and clothing accessories, not knitted or crocheted |
||||||||||
62.01 |
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.02 |
|
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Production from unembroidered fabric, provided that the value of non-originating unembroidered fabric used does not exceed 40 % of the EXW of the product. |
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.03 |
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.04 |
|
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Production from unembroidered fabric, provided that the value of non-originating unembroidered fabric used does not exceed 40 % of the EXW of the product. |
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.05 |
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.06 |
|
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Production from unembroidered fabric, provided that the value of non-originating unembroidered fabric used does not exceed 40 % of the EXW of the product. |
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.07-62.08 |
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.09 |
|
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Production from unembroidered fabric, provided that the value of non-originating unembroidered fabric used does not exceed 40 % of the EXW of the product. |
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.10 |
|
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Coating or laminating combined with making-up including cutting of fabric, provided that the value of non-originating uncoated or unlaminated fabric used does not exceed 40 % of the EXW of the product. |
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.11 |
|
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Production from unembroidered fabric, provided that the value of non-originating unembroidered fabric used does not exceed 40 % of the EXW of the product. |
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.12 |
|
||||||||||
|
Knitting combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.13-62.14 |
|
||||||||||
|
Weaving combined with making-up including cutting of fabric; Production from unembroidered fabric, provided that the value of non-originating unembroidered fabric used does not exceed 40 % of the EXW of the product; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.15 |
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.16 |
|
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Coating or laminating combined with making-up including cutting of fabric, provided that the value of non-originating uncoated or unlaminated fabric used does not exceed 40 % of the EXW of the product. |
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
62.17 |
|
||||||||||
|
Weaving combined with making-up including cutting of fabric; Production from unembroidered fabric, provided that the value of non-originating unembroidered fabric used does not exceed 40 % of the EXW of the product; or Making-up including cutting of fabric preceded by printing (as standalone operation). |
||||||||||
|
Weaving combined with making-up including cutting of fabric; or Coating or laminating combined with making-up including cutting of fabric, provided that the value of non-originating uncoated or unlaminated fabric used does not exceed 40 % of the EXW of the product. |
||||||||||
|
CTH, provided that the value of all the non-originating materials used does not exceed 40 % of the EXW of the product. |
||||||||||
|
Weaving combined with making-up including cutting of fabric. |
||||||||||
Chapter 63 |
Other made up textile articles; sets; worn clothing and worn textile articles; rags |
||||||||||
63.01-63.04 |
|
||||||||||
|
Nonwoven fabric formation combined with making-up including cutting of fabric. |
||||||||||
|
Weaving or knitting or crocheting combined with making-up including cutting of fabric; or Production from unembroidered fabric (other than knitted or crocheted), provided that the value of non-originating unembroidered fabric used does not exceed 40 % of the EXW of the product. |
||||||||||
|
Weaving, knitting or crocheting combined with making-up including cutting of fabric. |
||||||||||
63.05 |
Extrusion of man-made fibres or spinning of natural or man-made staple fibres, combined with weaving or with knitting and making-up including cutting of fabric. |
||||||||||
63.06 |
|
||||||||||
|
Nonwoven fabric formation combined with making-up including cutting of fabric. |
||||||||||
|
Weaving combined with making-up including cutting of fabric. |
||||||||||
63.07 |
MaxNOM 40 % (EXW). |
||||||||||
63.08 |
Each item in the set must satisfy the rule which would apply to it if it were not included in the set; however, non-originating articles may be incorporated, provided that their total value does not exceed 15 % of the EXW of the set. |
||||||||||
63.09-63.10 |
CTH |
||||||||||
SECTION XII |
FOOTWEAR, HEADGEAR, UMBRELLAS, SUN UMBRELLAS, WALKING-STICKS, SEAT-STICKS, WHIPS, RIDING-CROPS AND PARTS THEREOF; PREPARED FEATHERS AND ARTICLES MADE THEREWITH; ARTIFICIAL FLOWERS; ARTICLE OF HUMAN HAIR |
||||||||||
Chapter 64 |
Footwear, gaiters and the like; parts of such articles |
||||||||||
64.01-64.05 |
Production from non-originating materials of any heading, except from non-originating assemblies of uppers affixed to inner soles or to other sole components of heading 64.06. |
||||||||||
64.06 |
CTH |
||||||||||
Chapter 65 |
Headgear and parts thereof |
||||||||||
65.01-65.07 |
CTH |
||||||||||
Chapter 66 |
Umbrellas, sun umbrellas, walking-sticks, seat-sticks, whips, riding-crops and parts thereof |
||||||||||
66.01-66.03 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 67 |
Prepared feathers and down and articles made of feathers or of down; artificial flowers; articles of human hair |
||||||||||
67.01-67.04 |
CTH |
||||||||||
SECTION XIII |
ARTICLES OF STONE, PLASTER, CEMENT, ASBESTOS, MICA OR SIMILAR MATERIALS; CERAMIC PRODUCTS; GLASS AND GLASSWARE |
||||||||||
Chapter 68 |
Articles of stone, plaster, cement, asbestos, mica or similar materials |
||||||||||
68.01-68.15 |
CTH; or MaxNOM 70 % (EXW). |
||||||||||
Chapter 69 |
Ceramic products |
||||||||||
69.01-69.14 |
CTH |
||||||||||
Chapter 70 |
Glass and glassware |
||||||||||
70.01-70.09 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
70.10 |
CTH |
||||||||||
70.11 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
70.13 |
CTH except from non-originating materials of heading 70.10. |
||||||||||
70.14-70.20 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
SECTION XIV |
NATURAL OR CULTURED PEARLS, PRECIOUS OR SEMI-PRECIOUS STONES, PRECIOUS METALS, METALS CLAD WITH PRECIOUS METAL, AND ARTICLES THEREOF; IMITATION JEWELLERY; COIN |
||||||||||
Chapter 71 |
Natural or cultured pearls, precious or semi-precious stones, precious metals, metals clad with precious metal, and articles thereof; imitation jewellery; coin |
||||||||||
71.01-71.05 |
Production from non-originating materials of any heading. |
||||||||||
71.06 |
|
||||||||||
|
CTH except from non-originating materials of headings 71.06, 71.08 and 71.10; Electrolytic, thermal or chemical separation of non-originating precious metals of headings 71.06, 71.08 and 71.10; or Fusion or alloying of non-originating precious metals of headings 71.06, 71.08 and 71.10 with each other or with base metals or purification. |
||||||||||
|
Production from non-originating unwrought precious metals. |
||||||||||
71.07 |
Production from non-originating materials of any heading. |
||||||||||
71.08 |
|
||||||||||
|
CTH except from non-originating materials of headings 71.06, 71.08 and 71.10; Electrolytic, thermal or chemical separation of non-originating precious metals of headings 71.06, 71.08 and 71.10; or Fusion or alloying of non-originating precious metals of headings 71.06, 71.08 and 71.10 with each other or with base metals or purification. |
||||||||||
|
Production from non-originating unwrought precious metals. |
||||||||||
71.09 |
Production from non-originating materials of any heading. |
||||||||||
71.10 |
|
||||||||||
|
CTH except from non-originating materials of headings 71.06, 71.08 and 71.10; Electrolytic, thermal or chemical separation of non-originating precious metals of headings 71.06, 71.08 and 71.10; or Fusion or alloying of non-originating precious metals of headings 71.06, 71.08 and 71.10 with each other or with base metals or purification. |
||||||||||
|
Production from non-originating unwrought precious metals. |
||||||||||
71.11 |
Production from non-originating materials of any heading. |
||||||||||
71.12-71.18 |
CTH |
||||||||||
SECTION XV |
BASE METALS AND ARTICLES OF BASE METAL |
||||||||||
Chapter 72 |
Iron and Steel |
||||||||||
72.01-72.06 |
CTH |
||||||||||
72.07 |
CTH except from non-originating materials of heading 72.06. |
||||||||||
72.08-72.17 |
CTH except from non-originating materials of headings 72.08 to 72.17. |
||||||||||
72.18 |
CTH |
||||||||||
72.19-72.23 |
CTH except from non-originating materials of headings 72.19 to 72.23. |
||||||||||
72.24 |
CTH |
||||||||||
72.25-72.29 |
CTH except from non-originating materials of headings 72.25 to 72.29. |
||||||||||
Chapter 73 |
Articles of iron or steel |
||||||||||
7301.10 |
CC except from non-originating materials of headings 72.08 to 72.17. |
||||||||||
7301.20 |
CTH |
||||||||||
73.02 |
CC except from non-originating materials of headings 72.08 to 72.17. |
||||||||||
73.03 |
CTH |
||||||||||
73.04-73.06 |
CC except from non-originating materials of headings 72.13 to 72.17, 72.21 to 72.23 and 72.25 to 72.29. |
||||||||||
73.07 |
|
||||||||||
|
CTH except from non-originating forged blanks; however, non-originating forged blanks may be used provided that their value does not exceed 50 % of the EXW of the product. |
||||||||||
|
CTH |
||||||||||
73.08 |
CTH except from non-originating materials of subheading 7301.20. |
||||||||||
7309.00-7315.19 |
CTH |
||||||||||
7315.20 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
7315.81-7326.90 |
CTH |
||||||||||
Chapter 74 |
Copper and articles thereof |
||||||||||
74.01-74.02 |
CTH |
||||||||||
74.03 |
Production from non-originating materials of any heading. |
||||||||||
74.04-74.07 |
CTH |
||||||||||
74.08 |
CTH and MaxNOM 50 % (EXW). |
||||||||||
74.09-74.19 |
CTH |
||||||||||
Chapter 75 |
Nickel and articles thereof |
||||||||||
75.01 |
CTH |
||||||||||
75.02 |
Production from non-originating materials of any heading. |
||||||||||
75.03-75.08 |
CTH |
||||||||||
Chapter 76 |
Aluminium and articles thereof |
||||||||||
76.01 |
CTH and MaxNOM 50 % (EXW); or Thermal or electrolytic treatment from unalloyed aluminium or waste and scrap of aluminium. |
||||||||||
76.02 |
CTH |
||||||||||
76.03-76.16 |
CTH and MaxNOM 50 % (EXW)(3). |
||||||||||
Chapter 78 |
Lead and articles thereof |
||||||||||
7801.10 |
Production from non-originating materials of any heading. |
||||||||||
7801.91-7806.00 |
CTH |
||||||||||
Chapter 79 |
Zinc and articles thereof |
||||||||||
79.01-79.07 |
CTH |
||||||||||
Chapter 80 |
Tin and articles thereof |
||||||||||
80.01-80.07 |
CTH |
||||||||||
Chapter 81 |
Other base metals; cermets; articles thereof |
||||||||||
81.01-81.13 |
Production from non-originating materials of any heading. |
||||||||||
Chapter 82 |
Tools, implements, cutlery, spoons and forks, of base metal; parts thereof of base metal |
||||||||||
8201.10-8205.70 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
8205.90 |
CTH, however, non-originating tools of heading 82.05 may be incorporated into the set, provided that their total value does not exceed 15 % of the EXW of the set. |
||||||||||
82.06 |
CTH except from non-originating materials of headings 82.02 to 82.05; however, non-originating tools of headings 82.02 to 82.05 may be incorporated into the set, provided that their total value does not exceed 15 % of the EXW of the set. |
||||||||||
82.07-82.15 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 83 |
Miscellaneous articles of base metal |
||||||||||
83.01-83.11 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
SECTION XVI |
MACHINERY AND MECHANICAL APPLIANCE; ELECTRICAL EQUIPMENT; PARTS THEREOF; SOUND RECORDERS AND REPRODUCERS, TELEVISION IMAGE AND SOUND RECORDERS AND REPRODUCERS, AND PARTS AND ACCESSORIES OF SUCH ARTICLES |
||||||||||
Chapter 84 |
Nuclear reactors, boilers, machinery and mechanical appliances; parts thereof |
||||||||||
84.01-84.06 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
84.07-84.08 |
MaxNOM 50 % (EXW). |
||||||||||
84.09-84.12 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
8413.11-8415.10 |
CTSH; or MaxNOM 50 % (EXW). |
||||||||||
8415.20 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
8415.81-8415.90 |
CTSH; or MaxNOM 50 % (EXW). |
||||||||||
84.16-84.20 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
84.21 |
CTSH; or MaxNOM 50 % (EXW). |
||||||||||
84.22-84.24 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
84.25-84.30 |
CTH except from non-originating materials of heading 84.31; or MaxNOM 50 % (EXW). |
||||||||||
84.31-84.43 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
84.44-84.47 |
CTH except from non-originating materials of heading 84.48; or MaxNOM 50 % (EXW). |
||||||||||
84.48-84.55 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
84.56-84.65 |
CTH except from non-originating materials of heading 84.66; or MaxNOM 50 % (EXW). |
||||||||||
84.66-84.68 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
84.70-84.72 |
CTH except from non-originating materials of heading 84.73; or MaxNOM 50 % (EXW). |
||||||||||
84.73-84.78 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
8479.10-8479.40 |
CTSH; or MaxNOM 50 % (EXW). |
||||||||||
8479.50 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
8479.60-8479.82 |
CTSH; or MaxNOM 50 % (EXW). |
||||||||||
8479.89 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
8479.90 |
CTSH; or MaxNOM 50 % (EXW). |
||||||||||
84.80 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
84.81 |
CTSH; or MaxNOM 50 % (EXW). |
||||||||||
84.82-84.87 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 85 |
Electrical machinery and equipment and parts thereof; sound recorders and reproducers, television image and sound recorders and reproducers, and parts and accessories of such articles |
||||||||||
85.01-85.02 |
CTH except from non-originating materials of heading 85.03; or MaxNOM 50 % (EXW). |
||||||||||
85.03-85.06 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
85.07 |
|
||||||||||
|
CTH except from non-originating active cathode materials; or MaxNOM 30 % (EXW)(4). |
||||||||||
|
CTH except from non-originating active cathode materials; or MaxNOM 35 % (EXW)(5) |
||||||||||
|
CTH; or MaxNOM 50 % (EXW). |
||||||||||
85.08-85.18 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
85.19-85.21 |
CTH except from non-originating materials of heading 85.22; or MaxNOM 50 % (EXW). |
||||||||||
85.22-85.23 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
85.25-85.27 |
CTH except from non-originating materials of heading 85.29; or MaxNOM 50 % (EXW). |
||||||||||
85.28-85.34 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
85.35-85.37 |
CTH except from non-originating materials of heading 85.38; or MaxNOM 50 % (EXW). |
||||||||||
8538.10-8541.90 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
8542.31-8542.39 |
CTH; Non-originating materials undergo a diffusion; or MaxNOM 50 % (EXW). |
||||||||||
8542.90-8543.90 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
85.44-85.48 |
MaxNOM 50 % (EXW). |
||||||||||
SECTION XVII |
VEHICLES, AIRCRAFT, VESSELS AND ASSOCIATED TRANSPORT EQUIPMENT |
||||||||||
Chapter 86 |
Railway or tramway locomotives, rolling-stock and parts thereof; railway or tramway track fixtures and fittings and parts thereof; mechanical (including electro-mechanical) traffic signalling equipment of all kinds |
||||||||||
86.01-86.09 |
CTH except from non-originating materials of heading 86.07; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 87 |
Vehicles other than railway or tramway rolling-stock, and parts and accessories thereof |
||||||||||
87.01 |
MaxNOM 45 % (EXW). |
||||||||||
87.02-87.04 |
|
||||||||||
|
MaxNOM 45 % (EXW) and battery packs of heading 85.07 of a kind used as the primary source of electrical power for propulsion of the vehicle must be originating(6). |
||||||||||
|
MaxNOM 45 % (EXW)(7). |
||||||||||
87.05-87.07 |
MaxNOM 45 % (EXW). |
||||||||||
87.08-87.11 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
87.12 |
MaxNOM 45 % (EXW). |
||||||||||
87.13-87.16 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 88 |
Aircraft, spacecraft, and parts thereof |
||||||||||
88.01-88.05 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 89 |
Ships, boats and floating structures |
||||||||||
89.01-89.08 |
CC; or MaxNOM 40 % (EXW). |
||||||||||
SECTION XVIII |
OPTICAL, PHOTOGRAPHIC, CINEMATOGRAPHIC, MEASURING, CHECKING, PRECISION, MEDICAL OR SURGICAL INSTRUMENTS AND APPARATUS; CLOCKS AND WATCHES; MUSICAL INSTRUMENTS; PARTS AND ACCESSORIES THEREOF |
||||||||||
Chapter 90 |
Optical, photographic, cinematographic, measuring, checking, precision, medical or surgical instruments and apparatus; parts and accessories thereof |
||||||||||
9001.10-9001.40 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
9001.50 |
CTH; Surfacing of the semi-finished lens into a finished ophthalmic lens with optical corrective power meant to be mounted on a pair of spectacles; Coating of the lens through appropriated treatments to improve vision and ensure protection of the wearer; or MaxNOM 50 % (EXW). |
||||||||||
9001.90-9033.00 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 91 |
Clocks and watches and parts thereof |
||||||||||
91.01-91.14 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 92 |
Musical instruments; parts and accessories of such articles |
||||||||||
92.01-92.09 |
MaxNOM 50 % (EXW). |
||||||||||
SECTION XIX |
ARMS AND AMMUNITION; PARTS AND ACCESSORIES THEREOF |
||||||||||
Chapter 93 |
Arms and ammunition; parts and accessories thereof |
||||||||||
93.01-93.07 |
MaxNOM 50 % (EXW). |
||||||||||
SECTION XX |
MISCELLANEOUS MANUFACTURED ARTICLES |
||||||||||
Chapter 94 |
Furniture; bedding, mattresses, mattress supports, cushions and similar stuffed furnishings; lamps and lighting fittings, not elsewhere specified or included; illuminated signs, illuminated name-plates and the like; prefabricated buildings |
||||||||||
94.01-94.06 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 95 |
Toys, games and sports requisites; parts and accessories thereof |
||||||||||
95.03-95.08 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
Chapter 96 |
Miscellaneous manufactured articles |
||||||||||
96.01-96.04 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
96.05 |
Each item in the set shall satisfy the rule which would apply to it if it were not included in the set, provided that non-originating articles may be incorporated, provided that their total value does not exceed 15 % of the EXW of the set. |
||||||||||
96.06-9608.40 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
9608.50 |
Each item in the set shall satisfy the rule which would apply to it if it were not included in the set, provided that non-originating articles may be incorporated, provided that their total value does not exceed 15 % of the EXW of the set. |
||||||||||
9608.60-96.20 |
CTH; or MaxNOM 50 % (EXW). |
||||||||||
SECTION XXI |
WORKS OF ART, COLLECTORS' PIECES AND ANTIQUES |
||||||||||
Chapter 97 |
Works of Art, Collectors' Pieces and Antiques |
||||||||||
97.01-97.06 |
CTH |
ANNEX 4
ORIGIN QUOTAS AND ALTERNATIVES TO THE PRODUCT-SPECIFIC RULES OF ORIGIN IN ANNEX 3
SECTION 1
Annual quota allocation for canned tuna
Harmonised system classification (2017) |
Product description |
Alternative product-specific rule |
Annual quota for exports from the Union to the United Kingdom (net weight) |
Annual quota for exports from the United Kingdom to the Union (net weight) |
1604.14 |
Prepared or preserved tunas, skipjack and bonito (Sarda spp.), whole or in pieces (excl. minced) |
CC |
3 000 tonnes |
3 000 tonnes |
1604.20 |
Other prepared or preserved fish |
|||
|
Of tuna, skipjack or other fish of the genus Euthynnus (excl. whole or in pieces) |
CC |
4 000 tonnes |
4 000 tonnes |
Of other fish |
- |
- |
- |
SECTION 2
Annual quota allocation for aluminium products (1)
Harmonised system classification (2017) |
Product description |
Alternative product-specific rule |
Annual quota for exports from the Union to the United Kingdom (net weight) |
Annual quota for exports from the United Kingdom to the Union (net weight) |
76.03, 76.04, 76.06, 76.08-76.16 |
Aluminium products and articles of aluminium (excluding aluminium wire and aluminium foil) |
CTH |
95 000 tonnes |
95 000 tonnes |
76.05 |
Aluminium wire |
CTH except from non-originating materials of heading 76.04 |
||
76.07 |
Aluminium foil |
CTH except from non-originating materials of heading 76.06 |
Harmonised system classification (2017) |
Product description |
Alternative product-specific rule |
Annual quota for exports from the Union to the United Kingdom (net weight) |
Annual quota for exports from the United Kingdom to the Union (net weight) |
76.03, 76.04, 76.06, 76.08-76.16 |
Aluminium products and articles of aluminium (excluding aluminium wire and aluminium foil) |
CTH |
72 000 tonnes |
72 000 tonnes |
76.05 |
Aluminium wire |
CTH except from non-originating materials of heading 76.04 |
||
76.07 |
Aluminium foil |
CTH except from non-originating materials of heading 76.06 |
Harmonised system classification (2017) |
Product description |
Alternative product-specific rule |
Annual quota for exports from the Union to the United Kingdom (net weight) |
Annual quota for exports from the United Kingdom to the Union (net weight) |
76.04 |
Aluminium bars, rods and profiles |
CTH |
57 500 tonnes |
57 500 tonnes |
76.06 |
Aluminium plates, sheets and strip, of a thickness exceeding 0,2 mm |
CTH |
||
76.07 |
Aluminium foil |
CTH except from non-originating materials of heading 76.06 |
ANNEX 5
TRANSITIONAL PRODUCT-SPECIFIC RULES FOR ELECTRIC ACCUMULATORS AND ELECTRIFIED VEHICLES
SECTION 1
Interim product-specific rules applicable from the entry into force of this Agreement until 31 December 2023
Column 1 Harmonised System classification (2017) including specific description |
Column 2 Product-specific rule of origin applicable from the entry into force of this Agreement until 31 December 2023 |
||||||
85.07 |
|
||||||
|
CTSH; Assembly of battery packs from non-originating battery cells or battery modules; or MaxNOM 70 % (EXW) |
||||||
|
CTH; or MaxNOM 70 % (EXW) |
||||||
87.02-87.04 |
|
||||||
|
MaxNOM 60 % (EXW) |
SECTION 2
Interim product-specific rules applicable from 1 January 2024 until 31 December 2026
Column 1 Harmonised System classification (2017) including specific description |
Column 2 Product-specific rule of origin applicable from 1 January 2024 until 31 December 2026 |
||||||
85.07 |
|
||||||
|
CTH except from non-originating active cathode materials; or MaxNOM 40 % (EXW) |
||||||
|
CTH except from non-originating active cathode materials; or MaxNOM 50 % (EXW) |
||||||
87.02-87.04 |
|
||||||
|
MaxNOM 55 % (EXW) |
SECTION 3
Review of product-specific rules for heading 85.07
ANNEX 6
SUPPLIER’S DECLARATION
Appendix 6-A
SUPPLIER'S DECLARATION
SUPPLIER'S DECLARATION
Description of the products supplied(1) |
Description of non-originating materials used |
HS heading of non-originating materials used(2) |
Value of non-originating materials used(2)(3) |
|
|
|
|
|
|
|
|
|
|
|
|
Total value |
|
(6)
Appendix 6-B
LONG-TERM SUPPLIER'S DECLARATION
LONG-TERM SUPPLIER'S DECLARATION
Description of the products supplied(1) |
Description of non-originating materials used |
HS heading of non-originating materials used(2) |
Value of non-originating materials used(2)(3) |
|
|
|
|
|
|
|
|
|
|
|
|
Total value |
|
ANNEX 7
TEXT OF THE STATEMENT ON ORIGIN
ANNEX 8
JOINT DECLARATION CONCERNING THE PRINCIPALITY OF ANDORRA
ANNEX 9
JOINT DECLARATION CONCERNING THE REPUBLIC OF SAN MARINO
ANNEX 10
CRITERIA REFERRED TO IN POINT (d) OF ARTICLE 87
ANNEX 11
MOTOR VEHICLES AND EQUIPMENT AND PARTS THEREOF
Article 1
Definitions
Article 2
Product scope
Article 3
Objectives
Article 4
Relevant international standards
Article 5
Regulatory convergence based on relevant international standards
Article 6
Type approval and market surveillance
Article 7
Products with new technologies or new features
Article 8
Cooperation
Article 9
Working Group on Motor Vehicles and Parts
ANNEX 12
MEDICINAL PRODUCTS
Article 1
Definitions
Article 2
Scope
Article 3
Objectives
Article 4
International standards
Article 5
Recognition of inspections and acceptance of official GMP documents
Article 6
Exchange of official GMP documents
Article 7
Safeguards
Article 8
Changes to applicable laws and regulations
Article 9
Suspension
Article 10
Regulatory cooperation
Article 11
Amendments to appendices
Article 12
Working Group on Medicinal Products
Article 13
Non-application of dispute settlement
Appendix 12-A
AUTHORITIES OF THE PARTIES
Country |
For medicinal products for human use |
For medicinal products for veterinary use |
Belgium |
Federal agency for medicines and health products / Federaal Agentschap voor geneesmiddelen en gezondheidsproducten/ Agence fédérale des médicaments et produits de santé |
See authority for medicinal products for human use |
Bulgaria |
Bulgarian Drug Agency / ИЗПЪЛНИТЕЛНА АГЕНЦИЯ ПО ЛЕКАРСТВАТА |
Bulgarian Food Safety Agency / Българска агенция по безопасност на храните |
Czechia |
State Institute for Drug Control / Státní ústav pro kontrolu léčiv (SÚKL) |
Institute for State Control of Veterinary Biologicals and Medicaments / Ústav pro státní kontrolu veterinárních biopreparátů a léčiv (ÚSKVBL) |
Denmark |
Danish Medicines Agency / Laegemiddelstyrelsen |
See authority for medicinal products for human use |
Germany |
Federal Institute for Drugs and Medical Devices / Bundesinstitut für Arzneimittel und Medizinprodukte (BfArM) Paul-Ehrlich-Institute (PEI), Federal Institute for Vaccines and Biomedicines / Paul-Ehrlich-Institut (PEI) Bundesinstitut für Impfstoffe und biomedizinische Arzneimittel Federal Ministry of Health / Bundesministerium für Gesundheit (BMG) / Zentralstelle der Länder für Gesundheitsschutz bei Arzneimitteln und Medizinprodukten (ZLG)(1) |
Federal Office for Consumer Protection and Food Safety / Bundesamt für Verbraucherschutz und Lebensmittelsicherheit (BVL) Federal Ministry of Food and Agriculture, Bundesministerium für Ernährung und Landwirtschaft Paul-Ehrlich-Institute (PEI), Federal Institute for Vaccines and Biomedicines / Paul-Ehrlich-Institut (PEI) Bundesinstitut für Impfstoffe und biomedizinische Arzneimittel |
Estonia |
State Agency of Medicines / Ravimiamet |
See authority for medicinal products for human use |
Ireland |
Health Products Regulatory Authority (HPRA) |
See authority for medicinal products for human use |
Greece |
National Organisation for Medicines / Ethnikos Organismos Farmakon (EOF) - (ΕΘΝIΚΟΣ ΟΡΓΑΝIΣΜΟΣ ΦΑΡΜΑΚΩΝ) |
See authority for medicinal products for human use |
Spain |
Spanish Agency of Medicines and Medical Devices / Agencia Española de Medicamentos y Productos Sanitarios(2) |
See authority for medicinal products for human use |
France |
French National Agency for Medicines and Health Products Safety Agence nationale de sécurité du médicament et des produits de santé (ANSM) |
French agency for food, environmental and occupational health safety-National Agency for Veterinary Medicinal Products / Agence Nationale de Sécurité Sanitaire de l’alimentation, de l’environnement et du travail-Agence Nationale du Médicament Vétérinaire (Anses-ANMV) |
Croatia |
Agency for Medicinal Products and Medical Devices / Agencija za lijekove i medicinske proizvode (HALMED) |
Ministry of Agriculture, Veterinary and Food Safety Directorate / Ministarstvo Poljoprivrede, Uprava za veterinarstvo i sigurnost hrane |
Italy |
Italian Medicines Agency / Agenzia Italiana del Farmaco |
Direction General for Animal Health and Veterinary Medicinal Products / Ministero della Salute, Direzione Generale della Sanità Animale e dei Farmaci Veterinari |
Cyprus |
Ministry of Health - Pharmaceutical Services / Φαρμακευτικές Υπηρεσίες, Υπουργείο Υγείας |
Ministry of Agriculture, Rural Development and Environment- Veterinary Services / Κτηνιατρικές Υπηρεσίες- Υπουργείο Γεωργίας, Αγροτικής Ανάπτυξης και Περιβάλλοντος |
Latvia |
State Agency of Medicines / Zāļu valsts aģentūra |
Assessment and Registration Department of the Food and Veterinary Service / Pārtikas un veterinārā dienesta Novērtēšanas un reģistrācijas departaments |
Lithuania |
State Medicines Control Agency / Valstybinė vaistų kontrolės tarnyba |
State Food and Veterinary Service / Valstybinė maisto ir veterinarijos tarnyba |
Luxembourg |
Minìstere de la Santé, Division de la Pharmacie et des Médicaments |
See authority for medicinal products for human use |
Hungary |
Országos Gyógyszerészeti és Élelmezés-egészségügyi Intézet / National Institute of Pharmacy and Nutrition |
National Food Chain Safety Office, Directorate of Veterinary Medicinal Products / Nemzeti Élelmiszerlánc-biztonsági Hivatal, Állatgyógyászati Termékek Igazgatósága (ÁTI) |
Malta |
Medicines Regulatory Authority |
Veterinary Medicines Section of the National Veterinary Laboratory (NVL) within The Animal Health and Welfare Department (AHWD) |
Netherlands |
Healthcare and Youth Inspectorate / Inspectie Gezondheidszorg en Youth (IGJ) |
Medicines Evaluation Board / Bureau Diergeneesmiddelen, College ter Beoordeling van Geneesmiddelen (CBG) |
Austria |
Austrian Agency for Health and Food Safety / Österreichische Agentur für Gesundheit und Ernährungssicherheit GmbH |
See authority for medicinal products for human use |
Poland |
The Main Pharmaceutical Inspectorate / Główny Inspektorat Farmaceutyczny (GIF) |
See authority medicinal products for human use |
Portugal |
National Authority of Medicines and Health Products / INFARMED, I.P Autoridade Nacional do Medicamento e Produtos de Saúde, I.P |
General Directorate of Food and Veterinary / DGAV - Direção Geral de Alimentação e Veterinária (PT) |
Romania |
National Agency for Medicines and Medical Devices / Agenţia Naţională a Medicamentului şi a Dispozitivelor Medicale |
National Sanitary Veterinary and Food Safety Authority / Autoritatea Naţională Sanitară Veterinară şi pentru Siguranţa Alimentelor |
Slovenia |
Agency for Medicinal Products and Medical Devices of the Republic of Slovenia / Javna agencija Republike Slovenije za zdravila in medicinske pripomočke (JAZMP) |
See authority for medicinal products for human use |
Slovakia |
State Institute for Drug Control / Štátny ústav pre kontrolu liečiv (ŠÚKL) |
Institute for State Control of Veterinary Biologicals and Medicaments / Ústav štátnej kontroly veterinárnych biopreparátov a liečiv (ÚŠKVBL) |
Finland |
Finnish Medicines Agency / Lääkealan turvallisuus- ja kehittämiskeskus (FIMEA) |
See authority for medicinal products for human use |
Sweden |
Medical Products Agency / Läkemedelsverket |
See authority for medicinal products for human use |
Appendix 12-B
LIST OF APPLICABLE LAWS, REGULATIONS AND TECHNICAL GUIDELINES RELATING TO GOOD MANUFACTURING PRACTICE
Appendix 12-C
COVERED PRODUCTS
ANNEX 13
CHEMICALS
Article 1
Definitions
Article 2
Scope
Article 3
Objectives
Article 4
Relevant international organisations and bodies
Article 5
Participation in relevant international organisations and bodies and regulatory developments
Article 6
Classification and labelling of chemicals
Article 7
Cooperation
Article 8
Information exchange
ANNEX 14
ORGANIC PRODUCTS
Article 1
Objective and scope
Article 2
Definitions
Article 3
Recognition of equivalence
Article 4
Import and placing on the market
Article 5
Labelling
Article 6
Exchange of information
Article 7
Peer reviews
Article 8
Working Group on Organic Products
Appendix 14-A
ORGANIC PRODUCTS FROM THE UNITED KINGDOM FOR WHICH THE UNION RECOGNISES EQUIVALENCE
Description |
Comments |
Unprocessed plant products |
|
Live animals or unprocessed animal products |
Includes Honey |
Aquaculture products and seaweeds |
|
Processed agricultural products for use as food |
|
Processed agricultural products for use as feed |
|
Seeds and propagating material |
|
Appendix 14-B
ORGANIC PRODUCTS FROM THE UNION FOR WHICH THE UNITED KINGDOM RECOGNISES EQUIVALENCE
Description |
Comments |
Unprocessed plant products |
|
Live animals or unprocessed animal products |
Includes Honey |
Aquaculture products and seaweeds |
|
Processed agricultural products for use as food |
|
Processed agricultural products for use as feed |
|
Seeds and propagating material |
|
Appendix 14-C
LAWS AND REGULATIONS ON ORGANIC PRODUCTS APPLICABLE IN THE UNITED KINGDOM (1)
Appendix 14-D
LAWS AND REGULATIONS ON ORGANIC PRODUCTS APPLICABLE IN THE UNION
ANNEX 15
TRADE IN WINE
Article 1
Scope and definitions
Article 2
Product definitions, oenological practices and processes
Article 3
Certification requirements on import in the respective territories of the Parties
Article 4
Food information and lot codes
Article 5
Transitional measures
Article 6
Information exchange
Article 7
Review
Appendix 15-A
LAWS AND REGULATIONS OF THE PARTIES
Appendix 15-B
ADDITIONAL OENOLOGICAL PRACTICES AND RESTRICTIONS JOINTLY ACCEPTED BY THE PARTIES
Appendix 15-C
TEMPLATE FOR SELF-CERTIFICATE FOR WINE IMPORTED FROM THE [EUROPEAN UNION / UNITED KINGDOM] INTO THE [UNITED KINGDOM / EUROPEAN UNION]
(1)
|
|
||||
|
|
||||
|
|||||
|
|
||||
|
|
||||
|
|||||
The product described above is intended for direct human consumption and complies with the definitions and oenological practices authorised under Annex 15 to the Trade and Cooperation Agreement between the European Union and the European Atomic Energy Community, of the one part, and the United Kingdom of Great Britain and Northern Ireland, of the other part. It has been produced by a producer who is subject to inspection and supervision by the following competent authority(7): Consignor certifying the above information(8) Identification of the consignor(9) Place, date and signature of the consignor |
ANNEX 16
ARRANGEMENT REFERRED TO IN ARTICLE 96(4) FOR THE REGULAR EXCHANGE OF INFORMATION IN RELATION TO THE SAFETY OF NON-FOOD PRODUCTS AND RELATED PREVENTIVE, RESTRICTIVE AND CORRECTIVE MEASURES
ANNEX 17
ARRANGEMENT REFERRED TO IN ARTICLE 96(5) FOR THE REGULAR EXCHANGE OF INFORMATION REGARDING MEASURES TAKEN ON NON-COMPLIANT NON-FOOD PRODUCTS, OTHER THAN THOSE COVERED BY ARTICLE 96(4)
ANNEX 18
AUTHORISED ECONOMIC OPERATORS
Article 1
Criteria for and treatment of Authorised Economic Operators
Article 2
Mutual recognition and responsibility for implementation
Article 3
Compatibility
Article 4
Treatment of status holders
Article 5
Exchange of information and communication
Article 6
Treatment of data
Article 7
Consultation and review
Article 8
Suspension and discontinuation
ANNEX 19
EXISTING MEASURES
Headnotes
UK |
United Kingdom |
EU |
European Union, including all its Member States |
AT |
Austria |
BE |
Belgium |
BG |
Bulgaria |
CY |
Cyprus |
CZ |
Czechia |
DE |
Germany |
DK |
Denmark |
EE |
Estonia |
EL |
Greece |
ES |
Spain |
FI |
Finland |
FR |
France |
HR |
Croatia |
HU |
Hungary |
IE |
Ireland |
IT |
Italy |
LT |
Lithuania |
LU |
Luxembourg |
LV |
Latvia |
MT |
Malta |
NL |
The Netherlands |
PL |
Poland |
PT |
Portugal |
RO |
Romania |
SE |
Sweden |
SI |
Slovenia |
SK |
Slovak Republic |
Schedule of the Union
Reservation No. 1 - All sectors
Sector: |
All sectors |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Performance requirements Senior management and boards of directors Obligations for legal services |
Chapter/Section: |
Investment liberalisation; Cross-border trade in services and Regulatory framework for legal services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
(a) Type of establishment
(b) Acquisition of real estate
Reservation No. 2 - Professional services (except health-related professions)
Sector – sub-sector: |
Professional services – legal services; patent agent, industrial property agent, intellectual property attorney; accounting and bookkeeping services; auditing services, taxation advisory services; architecture and urban planning services, engineering services and integrated engineering services |
Industry classification: |
CPC 861, 862, 863, 8671, 8672, 8673, 8674, part of 879 |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Senior management and boards of directors Local presence Obligations for legal Services |
Chapter/Section: |
Investment liberalisation, Cross-border trade in services and Regulatory framework for legal services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
(a) Legal services (part of CPC 861) (1)
(b) Patent agents, industrial property agents, intellectual property attorneys (part of CPC 879, 861, 8613)
(c) Accounting and bookkeeping services (CPC 8621 other than auditing services, 86213, 86219, 86220)
(d) Auditing services (CPC – 86211, 86212 other than accounting and bookkeeping services)
(e) Taxation advisory services (CPC 863, not including legal advisory and legal representational services on tax matters, which are to be found legal services)
(f) Architecture and urban planning services, engineering and integrated engineering services (CPC 8671, 8672, 8673, 8674)
Reservation No. 3 - Professional services (health related and retail of pharmaceuticals)
Sector – sub-sector: |
Professional services – medical (including psychologists) and dental services; midwives, nurses, physiotherapists and paramedical personnel; veterinary services; retail sales of pharmaceutical, medical and orthopaedic goods and other services provided by pharmacists |
Industry classification: |
CPC 9312, 93191, 932, 63211 |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Senior management and boards of directors Local presence |
Chapter/Section: |
Investment Liberalisation and Cross-Border Trade in Services |
Description:
(a) Medical, dental, midwives, nurses, physiotherapists and para-medical services (CPC 852, 9312, 93191)
(b) Veterinary services (CPC 932)
(c) Retail sales of pharmaceuticals, medical and orthopaedic goods and other services provided by pharmacists (CPC 63211)
Reservation No. 4 - Research and development services
Sector – sub-sector: |
Research and development (R&D) services |
Industry classification: |
CPC 851, 853 |
Type of reservation: |
Market access National treatment |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
Measures:
Reservation No. 5 - Real estate services
Sector – sub-sector: |
Real estate services |
Industry classification: |
CPC 821, 822 |
Type of reservation: |
Market access National treatment Most-favoured nation treatment Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
Measures:
Measures:
Measures:
Measures:
Reservation No. 6 - Business services
Sector – sub-sector: |
Business services - rental or leasing services without operators; services related to management consulting; technical testing and analyses; related scientific and technical consulting services; services incidental to agriculture; security services; placement services; translation and interpretation services and other business services |
Industry classification: |
ISIC Rev. 37, part of CPC 612, part of 621, part of 625, 831, part of 85990, 86602, 8675, 8676, 87201, 87202, 87203, 87204, 87205, 87206, 87209, 87901, 87902, 87909, 88, part of 893 |
Type of reservation: |
Market access National treatment Most-favoured nation treatment Senior management and boards of directors Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
(a) Rental or leasing services without operators (CPC 83103, CPC 831)
(b) Rental or leasing services and other business services related to aviation
(c) Services related to management consulting – arbitration and conciliation services (CPC 86602)
(d) Technical testing and analysis services (CPC 8676)
(e) Related scientific and technical consulting services (CPC 8675)
(f) Services incidental to agriculture (part of CPC 88)
(g) Security Services (CPC 87302, 87303, 87304, 87305, 87309)
(h) Placement Services (CPC 87201, 87202, 87203, 87204, 87205, 87206, 87209)
(i) Translation and interpretation services (CPC 87905)
(j) Other business services (part of CPC 612, part of 621, part of 625, 87901, 87902, 88493, part of 893, part of 85990, 87909, ISIC 37)
Reservation No. 7 - Communication services
Sector – sub-sector: |
Communication services - postal and courier services |
Industry classification: |
Part of CPC 71235, part of 73210, part of 751 |
Type of reservation: |
Market access |
Chapter: |
Investment liberalisation; Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
Reservation No. 8 - Construction Services
Sector – sub-sector: |
Construction and related engineering services |
Industry classification: |
CPC 51 |
Type of reservation: |
National treatment |
Chapter: |
Investment liberalisation; Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
Reservation No. 9 - Distribution services
Sector – sub-sector: |
Distribution services – general, distribution of tobacco |
Industry classification: |
CPC 3546, part of 621, 6222, 631, part of 632 |
Type of reservation: |
Market access National treatment Local presence |
Chapter: |
Investment liberalisation; Cross-Border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
(a) Distribution services (CPC 3546, 631, 632 except 63211, 63297, 62276, part of 621)
(b) Distribution of tobacco (part of CPC 6222, 62228, part of 6310, 63108)
Reservation No. 10 - Education services
Sector – sub-sector: |
Education services (privately funded) |
Industry classification: |
CPC 921, 922, 923, 924 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Local presence |
Chapter: |
Investment liberalisation; Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
Reservation No. 11 - Environmental services
Sector – sub-sector: |
Environmental services – processing and recycling of used batteries and accumulators, old cars and waste from electrical and electronic equipment; protection of ambient air and climate cleaning services of exhaust gases |
Industry classification: |
Part of CPC 9402, 9404 |
Type of reservation: |
Local presence |
Chapter: |
Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
Reservation No. 12 – Financial Services
Sector – sub-sector: |
Financial services – insurance and banking |
Industry classification: |
Not applicable |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Senior management and boards of directors Local presence |
Chapter: |
Investment liberalisation; Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
(a) Insurance and Insurance-related Services
(b) Banking and other financial services
Reservation No. 13 - Health services and social services
Sector – sub-sector: |
Health services and social services |
Industry classification: |
CPC 931, 933 |
Type of reservation: |
Market access National treatment |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
Reservation No. 14 - Tourism and travel related services
Sector – sub-sector: |
Tourism and travel related services - hotels, restaurants and catering; travel agencies and tour operators services (including tour managers); tourist guides services |
Industry classification: |
CPC 641, 642, 643, 7471, 7472 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Local presence |
Chapter: |
Investment liberalisation; Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
Reservation No. 15 - Recreational, cultural and sporting services
Sector – sub-sector: |
Recreational services; other sporting services |
Industry classification: |
CPC 962, part of 96419 |
Type of reservation: |
Market access National treatment Senior management and boards of directors |
Chapter: |
Investment liberalisation; Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
Reservation No. 16 - Transport services and services auxiliary to transport services
Sector – sub-sector: |
Transport services - fishing and water transportation – any other commercial activity undertaken from a ship; water transportation and auxiliary services for water transport; rail transport and auxiliary services to rail transport; road transport and services auxiliary to road transport; services auxiliary to air transport services |
Industry classification: |
ISIC Rev. 3.1 0501, 0502; CPC 5133, 5223, 711, 712, 721, 741, 742, 743, 744, 745, 748, 749, 7461, 7469, 83103, 86751, 86754, 8730, 882 |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Senior management and boards of directors Local presence |
Chapter: |
Investment liberalisation; Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
(a) Maritime transport and auxiliary services for maritime transport. Any commercial activity undertaken from a ship (ISIC Rev. 3.1 0501, 0502; CPC 5133, 5223, 721, Part of 742, 745, 74540, 74520, 74590, 882)
(b) Rail transport and auxiliary services to rail transport (CPC 711, 743)
(c) Road transport and services auxiliary to road transport (CPC 712, 7121, 7122, 71222, 7123)
(d) Services auxiliary to air transport services
(e) Supporting services for all modes of transport (part of CPC 748)
Reservation No. 17 - Energy related activities
Sector – sub-sector: |
Energy related activities - mining and quarrying; production, transmission and distribution on own account of electricity, gas, steam and hot water; pipeline transportation of fuels; storage and warehouse of fuels transported through pipelines; and services incidental to energy distribution |
Industry classification: |
ISIC Rev. 3.1 10, 11, 12, 13, 14, 40, CPC 5115, 63297, 713, part of 742, 8675, 883, 887 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Local presence |
Chapter: |
Investment liberalisation; Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
(a) Mining and quarrying (ISIC Rev. 3.1 10, 11, 12, 13, 14, CPC 5115, 7131, 8675, 883)
(b) Production, transmission and distribution on own account of electricity, gas, steam and hot water; pipeline transportation of fuels; storage and warehouse of fuels transported through pipelines; services incidental to energy distribution (ISIC Rev. 3.1 40, 3.1 401, CPC 63297, 713, part of 742, 74220, 887)
Reservation No. 18 - Agriculture, fishing and manufacturing
Sector – sub-sector: |
Agriculture, hunting, forestry; animal and reindeer husbandry, fishing and aquaculture; publishing, printing and reproduction of recorded media |
Industry classification: |
ISIC Rev. 3.1 011, 012, 013, 014, 015, 1531, 050, 0501, 0502, 221, 222, 323, 324, CPC 881, 882, 88442 |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Performance requirements Senior management and boards of directors Local presence |
Chapter: |
Investment liberalisation; Cross-border trade in services |
Level of government: |
EU/Member State (unless otherwise specified) |
Description:
(a) Agriculture, hunting and forestry (ISIC Rev. 3.1 011, 012, 013, 014, 015, 1531, CPC 881)
(b) Fishing and aquaculture (ISIC Rev. 3.1 050, 0501, 0502, CPC 882)
(c) Manufacturing - Publishing, printing and reproduction of recorded media (ISIC Rev. 3.1 221, 222, 323, 324, CPC 88442)
Schedule of the United Kingdom
Reservation No. 1 – All sectors
Sector |
All sectors |
Type of reservation: |
Market access National treatment Most favoured nation treatment Senior management and boards of directors Performance requirements |
Chapter: |
Investment liberalisation |
Level of government: |
Central and Regional (unless otherwise specified) |
Description:
Reservation No. 2 – Professional services (all professions except health-related)
Sector – sub-sector: |
Professional services – legal services; auditing services |
Industry classification: |
Part of CPC 861, CPC 862 |
Type of reservation: |
Market access National treatment Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Level of government: |
Central and Regional (unless otherwise specified) |
Description:
(a) Legal services (part of CPC 861)
(b) Auditing services (CPC 86211, 86212 other than accounting and bookkeeping services)
Reservation No. 3 – Professional services (veterinary services)
Sector – sub-sector: |
Professional services – veterinary services |
Industry classification: |
CPC 932 |
Type of reservation: |
Market access Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Level of government: |
Central and Regional (unless otherwise specified) |
Description:
Reservation No. 4 – Research and development services
Sector – sub-sector: |
Research and development (R&D) services |
Industry classification: |
CPC 851, 853 |
Type of reservation: |
Market access National treatment Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Level of government: |
Central and Regional (unless otherwise specified) |
Description:
All currently existing and all future research or innovation programmes.
Reservation No. 5 – Business services
Sector – sub-sector: |
Business services – rental or leasing services without operators and other business services |
Industry classification: |
Part of CPC 831 |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Level of government: |
Central and Regional (unless otherwise specified) |
Description:
Reservation No. 6 – Communication services
Sector – sub-sector: |
Communication services - postal and courier services |
Industry classification: |
Part of CPC 71235, part of 73210, part of 751 |
Type of reservation: |
Market access |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Level of government: |
Central and Regional (unless otherwise specified) |
Description:
Reservation No. 7 – Transport services and services auxiliary to transport services
Sector – sub-sector: |
Transport services - auxiliary services for water transport, auxiliary services to rail transport, services auxiliary to road transport, services auxiliary to air transport services |
Industry classification: |
CPC 711, 712, 721, 741, 742, 743, 744, 745, 746, 748, 749 |
Type of reservation: |
Market access National treatment Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Level of government: |
Central and Regional (unless otherwise specified) |
Description:
(a) Services auxiliary to air transport services (CPC 746)
(b) Supporting services for all modes of transport
(c) Auxiliary services for water transport
Reservation No. 8 – Energy related activities
Sector – sub-sector: |
Energy related activities - mining and quarrying |
Industry classification: |
ISIC Rev. 3.1 11, 8675, 883 |
Type of reservation: |
Market access |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Level of government: |
Central and Regional (unless otherwise specified) |
ANNEX 20
FUTURE MEASURES
Headnotes
UK |
United Kingdom |
EU |
European Union, including all its Member States |
AT |
Austria |
BE |
Belgium |
BG |
Bulgaria |
CY |
Cyprus |
CZ |
Czechia |
DE |
Germany |
DK |
Denmark |
EE |
Estonia |
EL |
Greece |
ES |
Spain |
FI |
Finland |
FR |
France |
HR |
Croatia |
HU |
Hungary |
IE |
Ireland |
IT |
Italy |
LT |
Lithuania |
LU |
Luxembourg |
LV |
Latvia |
MT |
Malta |
NL |
The Netherlands |
PL |
Poland |
PT |
Portugal |
RO |
Romania |
SE |
Sweden |
SI |
Slovenia |
SK |
Slovak Republic |
Schedule of the Union
Reservation No. 1 - All sectors
Sector: |
All sectors |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Senior management and boards of directors Performance requirements Local presence Obligations for legal services |
Chapter/Section: |
Investment liberalisation, Cross-border trade in services and Regulatory framework for legal services |
Description:
(a) Establishment
(b) Acquisition of real estate
(c) Recognition
(d) Most-favoured-nation treatment
(e) Arms, munition and war material
Reservation No. 2 - Professional services - other than health related services
Sector: |
Professional services - legal services: services of notaries and by bailiffs; accounting and bookkeeping services; auditing services, taxation advisory services; architecture and urban planning services, engineering services, and integrated engineering services |
Industry classification: |
Part of CPC 861, part of 87902, 862, 863, 8671, 8672, 8673, 8674, part of 879 |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Senior management and boards of directors |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Legal services
(b) Accounting and bookkeeping services (CPC 8621 other than auditing services, 86213, 86219, 86220)
(c) Auditing services (CPC – 86211, 86212 other than accounting and bookkeeping services)
(d) Architecture and urban planning services (CPC 8674)
Reservation No. 3 - Professional services – health related and retail of pharmaceuticals
Sector: |
Health related professional services and retail sales of pharmaceutical, medical and orthopaedic goods, other services provided by pharmacists |
Industry classification: |
CPC 63211, 85201, 9312, 9319, 93121 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Medical and dental services; services provided by midwives, nurses, physiotherapists, psychologists and paramedical personnel (CPC 63211, 85201, 9312, 9319, CPC 932)
(b) Veterinary services (CPC 932)
(c) Retail sales of pharmaceutical, medical and orthopaedic goods, other services provided by pharmacists (CPC 63211)
Reservation No. 4 - Business Services - Research and development services
Sector: |
Research and development services |
Industry classification: |
CPC 851, 852, 853 |
Type of reservation: |
Market access National treatment |
Chapter: |
Cross-border trade in services |
Description:
Reservation No. 5 - Business Services - Real estate services
Sector: |
Real estate services |
Industry classification: |
CPC 821, 822 |
Type of reservation: |
Market access National treatment |
Chapter: |
Cross-border trade in services |
Description:
Reservation No. 6 - Business services - Rental or leasing services
Sector: |
Rental or leasing services without operators |
Industry classification: |
CPC 832 |
Type of reservation: |
Market access National treatment |
Chapter: |
Cross-border trade in services |
Description:
Reservation No. 7 - Business Services - Collection agency services and Credit reporting services
Sector: |
Collection agency services, credit reporting services |
Industry classification: |
CPC 87901, 87902 |
Type of reservation: |
Market access National treatment Local presence |
Chapter: |
Cross-border trade in services |
Description:
Reservation No. 8 - Business Services - Placement services
Sector – sub-sector: |
Business Services – placement services |
Industry classification: |
CPC 87201, 87202, 87203, 87204, 87205, 87206, 87209 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
Reservation No. 9 - Business Services - Security and investigation services
Sector– sub-sector: |
Business services – security and investigation services |
Industry classification: |
CPC 87301, 87302, 87303, 87304, 87305, 87309 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Security services (CPC 87302, 87303, 87304, 87305, 87309)
(b) Investigation services (CPC 87301)
Reservation No. 10 - Business Services - Other business services
Sector– sub-sector: |
Business services – other business services (translation and interpretation services, duplicating services, services incidental to energy distribution and services incidental to manufacturing) |
Industry classification: |
CPC 87905, 87904, 884, 887 |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Translation and interpretation services (CPC 87905)
(b) Duplicating services (CPC 87904)
(c) Services incidental to energy distribution and services incidental to manufacturing (Part of CPC 884, 887 other than advisory and consulting services)
(d) Maintenance and repair of vessels, rail transport equipment and aircraft and parts thereof (part of CPC 86764, CPC 86769, CPC 8868)
(e) Other business services related to aviation
Reservation No. 11 - Telecommunication
Sector: |
Satellite broadcast transmission services |
Industry classification: |
|
Type of reservation: |
Market access National treatment |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
Reservation No. 12 - Construction
Sector: |
Construction services |
Industry classification: |
CPC 51 |
Type of reservation: |
Market access National treatment |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
Reservation No. 13 - Distribution services
Sector: |
Distribution services |
Industry classification: |
CPC 62117, 62251, 8929, part of 62112, 62226, part of 631 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Distribution of pharmaceuticals
(b) Distribution of alcoholic beverages
(c) Other distribution (part of CPC 621, CPC 62228, CPC 62251, CPC 62271, part of CPC 62272, CPC 62276, CPC 63108, part of CPC 6329)
Reservation No. 14 - Education services
Sector: |
Education services |
Industry classification: |
CPC 92 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
Reservation No. 15 - Environmental services
Sector– sub-sector: |
Environmental services – waste and soil management |
Industry classification: |
CPC 9401, 9402, 9403, 94060 |
Type of reservation: |
Market access |
Chapter: |
Cross-border trade in services |
Description:
Reservation No. 16 - Financial services
Sector: |
Financial services |
Industry classification: |
Not applicable |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Senior management and boards of directors Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) All Financial Services
(b) Insurance and insurance-related services
(c) Banking and other Financial Services
Reservation No. 17 - Health and social services
Sector: |
Health and social services |
Industry classification: |
CPC 93, 931, other than 9312, part of 93191, 9311, 93192, 93193, 93199 |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Health services – hospital, ambulance, residential health services (CPC 93, 931, other than 9312, part of 93191, 9311, 93192, 93193, 93199)
(b) Health and social services, including pension insurance
(c) Social services, including pension insurance
Reservation No. 18 - Tourism and travel related services
Sector: |
Tourist guides services, health and social services |
Industry classification: |
CPC 7472 |
Type of reservation: |
National treatment Most-favoured-nation treatment |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
Reservation No. 19 - Recreational, cultural and sporting services
Sector: |
Recreational, cultural and sporting services |
Industry classification: |
CPC 962, 963, 9619, 964 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Libraries, archives, museums and other cultural services (CPC963)
(b) Entertainment services, theatre, live bands and circus services (CPC 9619, 964 other than 96492)
(c) News and press agencies (CPC 962)
(d) Gambling and betting services (CPC 96492)
Reservation No. 20 - Transport services and auxiliary transport services
Sector: |
Transport services |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Maritime transport – any other commercial activity undertaken from a ship
(b) Auxiliary services to maritime transport
(c) Auxiliary services to inland waterways transport
(d) Rail transport and auxiliary services to rail transport
(e) Road transport (passenger transportation, freight transportation, international truck transport services) and services auxiliary to road transport
(f) Space transport and rental of space craft
(g) Most-favoured-nation exemptions
Reservation No. 21 - Agriculture, fishing and water
Sector: |
Agriculture, hunting, forestry; fishing, aquaculture, services incidental to fishing; collection, purification and distribution of water |
Industry classification: |
ISIC Rev. 3.1 011, ISIC Rev. 3.1 012, ISIC Rev. 3.1 013, ISIC Rev. 3.1 014, ISIC Rev. 3.1 015, CPC 8811, 8812, 8813 other than advisory and consultancy services; ISIC Rev. 3.1 0501, 0502, CPC 882 |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Agriculture, hunting and forestry
(b) Fishing, aquaculture and services incidental to fishing (ISIC Rev. 3.1 0501, 0502, CPC 882)
(c) Collection, purification and distribution of water
Reservation No. 22 - Energy related activities
Sector: |
Production of energy and related services |
Industry classification: |
ISIC Rev. 3.1 10, 1110, 12, 120, 1200, 13, 14, 232, 233, 2330, 40, 401, 4010, 402, 4020, part of 4030, CPC 613, 62271, 63297, 7131, 71310, 742, 7422, part of 88, 887. |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Energy services – general (ISIC Rev. 3.1 10, 1110, 13, 14, 232, 40, 401, 402, part of 403, 41; CPC 613, 62271, 63297, 7131, 742, 7422, 887 (other than advisory and consulting services))
(b) Electricity (ISIC Rev. 3.1 40, 401; CPC 62271, 887 (other than advisory and consulting services))
(c) Fuels, gas, crude oil or petroleum products (ISIC Rev. 3.1 232, 40, 402; CPC 613, 62271, 63297, 7131, 71310, 742, 7422, part of 88, 887 (other than advisory and consulting services))
(d) Nuclear (ISIC Rev. 3.1 12, 3.1 23, 120, 1200, 233, 2330, 40, part of 4010, CPC 887))
Reservation No. 23 - Other services not included elsewhere
Sector: |
Other services not included elsewhere |
Industry classification: |
CPC 9703, part of CPC 612, part of CPC 621, part of CPC 625, part of 85990 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Funeral, cremation services and undertaking services (CPC 9703)
(b) Other business-related services
(c) New services
Schedule of the United Kingdom
Reservation No. 1 – All sectors
Sector: |
All sectors |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence Obligations for Legal Services |
Chapter/ Section: |
Investment liberalisation, Cross-border trade in services and Regulatory framework for legal services |
Description:
(a) Commercial presence
(b) Most-favoured-nation treatment
(c) Arms, ammunitions and war material
Reservation No. 2 – Professional services (all professions except health related)
Sector– sub-sector: |
Professional services - legal services, auditing services |
Industry classification: |
Part of CPC 861, part of 87902, part of 862 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Local presence Obligations for Legal Services |
Chapter/ Section: |
Investment liberalisation, Cross-border trade in services and Regulatory framework for legal services |
Description:
(a) Legal services
(b) Auditing services (CPC 86211, 86212 other than accounting and bookkeeping services)
Reservation No. 3 - Professional services (health related and retail of pharmaceuticals)
Sector: |
Health related professional services and retail sales of pharmaceutical, medical and orthopaedic goods, other services provided by pharmacists |
Industry classification: |
CPC 63211, 85201, 9312, 9319, 93121 |
Type of reservation: |
Market access National treatment Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Medical and dental services; services provided by midwives, nurses, physiotherapists, psychologists and paramedical personnel (CPC 63211, 85201, 9312, 9319)
(b) Retail sales of pharmaceutical, medical and orthopaedic goods, other services provided by pharmacists (CPC 63211)
Reservation No. 4 – Business services (collection agency services and credit reporting services)
Sector– sub-sector: |
Business services - collection agency services, credit reporting services |
Industry classification: |
CPC 87901, 87902 |
Type of reservation: |
Market access National treatment Local presence |
Chapter: |
Cross-border trade in services |
Description:
Reservation No. 5 – Business services (placement services)
Sector– sub-sector: |
Business Services – placement services |
Industry classification: |
CPC 87202, 87204, 87205, 87206, 87209 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
Reservation No. 6 – Business services (investigation services)
Sector – sub-sector: |
Business Services – investigation services |
Industry classification: |
CPC 87301 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
Reservation No. 7 – Business services (other business services)
Sector– sub-sector: |
Business services – other business services |
Industry classification: |
CPC 86764, 86769, 8868, part of 8790 |
Type of reservation: |
Market access National treatment Most favoured nation treatment Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Maintenance and repair of vessels, rail transport equipment and aircraft and parts thereof (part of CPC 86764, CPC 86769, CPC 8868)
(b) Other business services related to aviation
Reservation No. 8 – Education services
Sector: |
Education services |
Industry classification: |
CPC 92 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
Reservation No. 9 – Financial services
Sector: |
Financial services |
Industry classification: |
|
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) All financial services
(b) Insurance and insurance-related services
(c) Banking and other financial services
Reservation No. 10 – Health and social services
Sector: |
Health and social services |
Industry classification: |
CPC 931 other than 9312, part of 93191 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Health services – hospital, ambulance, residential health services (CPC 931 other than 9312, part of 93191)
(b) Health and social services, including pension insurance
(c) Social services, including pension insurance
Reservation No. 11 – Recreational, cultural and sporting services
Sector: |
Recreational, cultural and sporting services |
Industry classification: |
CPC 963, 9619, 964 |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Libraries, archives, museums and other cultural services (CPC 963)
(b) Entertainment services, theatre, live bands and circus services (CPC 9619, 964 other than 96492)
(c) Gambling and betting services (CPC 96492)
Reservation No. 12 – Transport services and auxiliary transport services
Sector: |
Transport services |
Type of reservation: |
Market access National treatment Most favoured nation treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Maritime transport – any other commercial activity undertaken from a ship
(b) Auxiliary services to maritime transport
(c) Auxiliary services to inland waterways transport
(d) Rail transport and auxiliary services to rail transport
(e) Road transport (passenger transportation, freight transportation, international truck transport services) and services auxiliary to road transport
(f) Space transport and rental of space craft
(g) Most-favoured-nation exemptions
Reservation No. 13 – Fishing and water
Sector: |
Fishing, aquaculture, services incidental to fishing; collection, purification and distribution of water |
Industry classification: |
ISIC Rev. 3.1 0501, 0502, CPC 882, ISIC Rev. 3.1 41 |
Type of reservation: |
Market access National treatment Most-favoured-nation treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
(a) Fishing, aquaculture and services incidental to fishing (ISIC Rev. 3.1 0501, 0502, CPC 882)
(b) Collection, purification and distribution of water
Reservation No. 14 – Energy related activities
Sector: |
Production of energy and related services |
Industry classification: |
ISIC Rev. 3.1 401, 402, CPC 7131, CPC 887 (other than advisory and consulting services). |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
Reservation No. 15 – Other services not included elsewhere
Sector: |
Other services not included elsewhere |
Type of reservation: |
Market access National treatment Senior management and boards of directors Performance requirements Local presence |
Chapter: |
Investment liberalisation and Cross-border trade in services |
Description:
ANNEX 21
BUSINESS VISITORS FOR ESTABLISHMENT PURPOSES, INTRA-CORPORATE TRANSFEREES AND SHORT-TERM BUSINESS VISITORS
AT |
Austria |
BE |
Belgium |
BG |
Bulgaria |
CY |
Cyprus |
CZ |
Czechia |
DE |
Germany |
DK |
Denmark |
EE |
Estonia |
EL |
Greece |
ES |
Spain |
EU |
European Union, including all its Member States |
FI |
Finland |
FR |
France |
HR |
Croatia |
HU |
Hungary |
IE |
Ireland |
IT |
Italy |
LT |
Lithuania |
LU |
Luxembourg |
LV |
Latvia |
MT |
Malta |
NL |
The Netherlands |
PL |
Poland |
PT |
Portugal |
RO |
Romania |
SE |
Sweden |
SI |
Slovenia |
SK |
Slovak Republic |
All sectors |
AT, CZ: Business visitor for establishment purposes needs to work for an enterprise other than a non-profit organisation, otherwise: Unbound. SK: Business visitor for establishment purposes needs to work for an enterprise other than a non-profit organisation, otherwise: Unbound. Work permit required, including economic needs test. CY: Permissible length of stay: up to 90 days in any twelve month period. Business visitor for establishment purposes needs to work for an enterprise other than a non-profit organisation, otherwise: Unbound. |
All sectors |
EU: Until 31 December 2022 any charge, fee or tax imposed by a Party (other than fees associated with the processing of a visa, work permit, or residency permit application or renewal) on the grounds of being allowed to perform an activity or to hire a person who can perform such activity in the territory of a Party, unless it is a requirement consistent with Article 140(3) of this Agreement, or a health fee under national legislation in connection with an application for a permit to enter, stay, work, or reside in the territory of a Party. AT, CZ, SK: Intra-corporate transferees need to be employed by an enterprise other than a non-profit organisation, otherwise: Unbound. FI: Senior personnel needs to be employed by an enterprise other than a non-profit organisation. HU: Natural persons who have been a partner in an enterprise do not qualify to be transferred as intra-corporate transferees. |
All activities referred to in paragraph 8: |
CY, DK, HR: Work permit, including economic needs test, required in case the short-term business visitor supplies a service. LV: Work permit required for operations/activities to be performed on the basis of a contract. MT: Work permit required. No economic needs tests performed. SI: A single residency and work permit is required for the supply of services exceeding 14 days at a time and for certain activities (research and design; training seminars; purchasing; commercial transactions; translation and interpretation). An economic needs test is not required. SK: In case of supplying a service in the territory of Slovakia, a work permit, including economic needs test, is required beyond seven days in a month or 30 days in calendar year. |
Research and design |
AT: Work permit, including economic needs test, required, except for research activities of scientific and statistical researchers. |
Marketing research |
AT: Work permit required, including economic needs test. Economic needs test is waived for research and analysis activities for up to seven days in a month or 30 days in a calendar year. University degree required. CY: Work permit required, including economic needs test. |
Trade fairs and exhibitions |
AT, CY: Work permit, including economic needs test, required for activities beyond seven days in a month or 30 days in a calendar year. |
After-sales or after-lease service |
AT: Work permit required, including economic needs test. Economic needs test is waived for natural persons training workers to supply services and possessing specialisedge knowledge. CY, CZ : Work permit is required beyond seven days in a month or 30 days in calendar year. ES: Installers, repair and maintainers should be employed as such by the legal person supplying the good or service or by an enterprise which is a member of the same group as the originating legal person for at least three months immediately preceding the date of submission of an application for entry and they should possess at least 3 years of relevant professional experience, where applicable, obtained after the age of majority. FI: Depending on the activity, a residence permit may be required. SE: Work permit required, except for (i) natural persons who participate in training, testing, preparation or completion of deliveries, or similar activities within the framework of a business transaction, or (ii) fitters or technical instructors in connection with urgent installation or repair of machinery for up to two months, in the context of an emergency. No economic needs test required. |
Commercial transactions |
AT, CY: Work permit, including economic needs test, required for activities beyond seven days in a month or 30 days in a calendar year. FI: The natural person needs to be supplying services as an employee of a legal person of the other Party. |
Tourism personnel |
CY, ES, PL: Unbound. FI: The natural person needs to be supplying services as an employee of a legal person of the other Party. SE: Work permit required, except for drivers and staff of tourist buses. No economic needs test required. |
Translation and interpretation |
AT: Work permit required, including economic needs test. CY, PL: Unbound. |
All sectors |
Business visitor for establishment purposes needs to work for an enterprise other than a non-profit organisation, otherwise: Unbound. |
All sectors |
Intra-corporate transferees need to be employed by an enterprise other than a non-profit organisation, otherwise: Unbound. Until 31 December 2022 any charge, fee or tax imposed by a Party (other than fees associated with the processing of a visa, work permit, or residency permit application or renewal) on the grounds of being allowed to perform an activity or to hire a person who can perform such activity in the territory of a Party, unless it is a requirement consistent with Article 140(3) of this Agreement, or a health fee under national legislation in connection with an application for a permit to enter, stay, work, or reside in the territory of a Party. |
All activities referred to in paragraph 8: |
None |
ANNEX 22
CONTRACTUAL SERVICE SUPPLIERS AND INDEPENDENT PROFESSIONALS
AT |
Austria |
BE |
Belgium |
BG |
Bulgaria |
CY |
Cyprus |
CZ |
Czechia |
DE |
Germany |
DK |
Denmark |
EE |
Estonia |
EL |
Greece |
ES |
Spain |
EU |
European Union, including all its Member States |
FI |
Finland |
FR |
France |
HR |
Croatia |
HU |
Hungary |
IE |
Ireland |
IT |
Italy |
LT |
Lithuania |
LU |
Luxembourg |
LV |
Latvia |
MT |
Malta |
NL |
The Netherlands |
PL |
Poland |
PT |
Portugal |
RO |
Romania |
SE |
Sweden |
SI |
Slovenia |
SK |
Slovak Republic |
CSS |
Contractual Service Suppliers |
IP |
Independent Professionals |
Contractual Service Suppliers
Independent Professionals
Sector or sub-sector |
Description of reservations |
||||||||||||||||||
All sectors |
CSS and IP:
|
||||||||||||||||||
Legal advisory services in respect of public international law and home jurisdiction law (part of CPC 861) |
CSS:
IP:
|
||||||||||||||||||
Accounting and bookkeeping services (CPC 86212 other than "auditing services", 86213, 86219 and 86220) |
CSS:
IP:
|
||||||||||||||||||
Taxation advisory services (CPC 863)(1) |
CSS:
IP:
|
||||||||||||||||||
Architectural services and Urban planning and landscape architectural services (CPC 8671 and 8674) |
CSS:
IP:
|
||||||||||||||||||
Engineering services and Integrated engineering services (CPC 8672 and 8673) |
CSS:
IP:
|
||||||||||||||||||
Medical (including psychologists) and dental services (CPC 9312 and part of 85201) |
CSS:
IP:
|
||||||||||||||||||
Veterinary services (CPC 932) |
CSS:
IP:
|
||||||||||||||||||
Midwives services (part of CPC 93191) |
CSS:
IP:
|
||||||||||||||||||
Services provided by nurses, physiotherapists and paramedical personnel (part of CPC 93191) |
CSS:
IP:
|
||||||||||||||||||
Computer and related services (CPC 84) |
CSS:
IP:
|
||||||||||||||||||
Research and development Services (CPC 851, 852 excluding psychologists services(2), and 853) |
CSS:
IP:
|
||||||||||||||||||
Advertising services (CPC 871) |
CSS:
IP:
|
||||||||||||||||||
Market research and opinion polling services (CPC 864) |
CSS:
IP:
|
||||||||||||||||||
Management consulting services (CPC 865) |
CSS:
IP:
|
||||||||||||||||||
Services related to management consulting (CPC 866) |
CSS:
IP:
|
||||||||||||||||||
Technical testing and analysis services (CPC 8676) |
CSS:
IP:
|
||||||||||||||||||
Related scientific and technical consulting services (CPC 8675) |
CSS:
IP:
|
||||||||||||||||||
Mining (CPC 883, advisory and consulting services only) |
CSS:
IP:
|
||||||||||||||||||
Maintenance and repair of vessels (part of CPC 8868) |
CSS:
IP:
|
||||||||||||||||||
Maintenance and repair of rail transport equipment (part of CPC 8868) |
CSS:
IP:
|
||||||||||||||||||
Maintenance and repair of motor vehicles, motorcycles, snowmobiles and road transport equipment (CPC 6112, 6122, part of 8867 and part of 8868) |
CSS:
IP:
|
||||||||||||||||||
Maintenance and repair of aircraft and parts thereof (part of CPC 8868) |
CSS:
IP:
|
||||||||||||||||||
Maintenance and repair of metal products, of (non office) machinery, of (non transport and non office) equipment and of personal and household goods(5) (CPC 633, 7545, 8861, 8862, 8864, 8865 and 8866) |
CSS:
IP:
|
||||||||||||||||||
Translation and interpretation services (CPC 87905, excluding official or certified activities) |
CSS:
IP:
|
||||||||||||||||||
Telecommunication services (CPC 7544, advisory and consulting services only) |
CSS:
IP:
|
||||||||||||||||||
Postal and courier services (CPC 751, advisory and consulting services only) |
CSS:
IP:
|
||||||||||||||||||
Construction and related engineering services (CPC 511, 512, 513, 514, 515, 516, 517 and 518. BG: CPC 512, 5131, 5132, 5135, 514, 5161, 5162, 51641, 51643, 51644, 5165 and 517) |
CSS:
IP:
|
||||||||||||||||||
Site investigation work (CPC 5111) |
CSS:
IP:
|
||||||||||||||||||
Higher education services (CPC 923) |
CSS:
IP:
|
||||||||||||||||||
Agriculture, hunting and forestry (CPC 881, advisory and consulting services only) |
CSS:
IP:
|
||||||||||||||||||
Environmental services (CPC 9401, 9402, 9403, 9404, part of 94060, 9405, part of 9406 and 9409) |
CSS:
IP:
|
||||||||||||||||||
Insurance and insurance related services (advisory and consulting services only) |
CSS:
IP:
|
||||||||||||||||||
Other financial services (advisory and consulting services only) |
CSS:
IP:
|
||||||||||||||||||
Transport (CPC 71, 72, 73, and 74, advisory and consulting services only) |
CSS:
IP:
|
||||||||||||||||||
Travel agencies and tour operators services (including tour managers(6)) (CPC 7471) |
CSS:
IP:
|
||||||||||||||||||
Tourist guides services (CPC 7472) |
CSS:
IP:
|
||||||||||||||||||
Manufacturing (CPC 884, and 885, advisory and consulting services only) |
CSS:
IP:
|
Sector or sub-sector |
Description of reservations |
All sectors |
None |
Legal advisory services in respect of public international law and home jurisdiction law (part of CPC 861) |
CSS: None. IP: None. |
Accounting and bookkeeping services (CPC 86212 other than "auditing services", 86213, 86219 and 86220) |
CSS: None. IP: Unbound. |
Taxation advisory services (CPC 863)(7) |
CSS: None. IP: Unbound. |
Architectural services and Urban planning and landscape architectural services (CPC 8671 and 8674) |
CSS: None. IP: None. |
Engineering services and Integrated engineering services (CPC 8672 and 8673) |
CSS: None. IP: None. |
Medical (including psychologists) and dental services (CPC 9312 and part of 85201) |
CSS: Unbound. IP: Unbound. |
Veterinary services (CPC 932) |
CSS: Unbound. IP: Unbound. |
Midwives services (part of CPC 93191) |
CSS: Unbound. IP: Unbound. |
Services provided by nurses, physiotherapists and paramedical personnel (part of CPC 93191) |
CSS: Unbound. IP: Unbound. |
Computer and related services (CPC 84) |
CSS: UK: None. IP: None. |
Research and development Services (CPC 851, 852 excluding psychologists services(8), and 853) |
CSS: None IP: None |
Advertising services (CPC 871) |
CSS: None. IP: Unbound. |
Market research and opinion polling services (CPC 864) |
CSS: None. IP: None. |
Management consulting services (CPC 865) |
CSS: None. IP: None. |
Services related to management consulting (CPC 866) |
CSS: None. IP: None. |
Technical testing and analysis services (CPC 8676) |
CSS: None. IP: Unbound. |
Related scientific and technical consulting services (CPC 8675) |
CSS: None. IP: Unbound. |
Mining (CPC 883, advisory and consulting services only) |
CSS: None. IP: None. |
Maintenance and repair of vessels (part of CPC 8868) |
CSS: None IP: Unbound. |
Maintenance and repair of rail transport equipment (part of CPC 8868) |
CSS: None. IP: Unbound. |
Maintenance and repair of motor vehicles, motorcycles, snowmobiles and road transport equipment (CPC 6112, 6122, part of 8867 and part of 8868) |
CSS: None. IP: Unbound. |
Maintenance and repair of aircraft and parts thereof (part of CPC 8868) |
CSS: None. IP: Unbound. |
Maintenance and repair of metal products, of (non office) machinery, of (non transport and non office) equipment and of personal and household goods(9) (CPC 633, 7545, 8861, 8862, 8864, 8865 and 8866) |
CSS: None. IP: Unbound. |
Translation and interpretation services (CPC 87905, excluding official or certified activities) |
CSS: None. IP: None. |
Telecommunication services (CPC 7544, advisory and consulting services only) |
CSS: None. IP: None. |
Postal and courier services (CPC 751, advisory and consulting services only) |
CSS: None. IP: None. |
Construction and related engineering services (CPC 511, 512, 513, 514, 515, 516, 517 and 518. BG: CPC 512, 5131, 5132, 5135, 514, 5161, 5162, 51641, 51643, 51644, 5165 and 517) |
CSS: Unbound. IP: Unbound. |
Site investigation work (CPC 5111) |
CSS: None. IP: Unbound. |
Higher education services (CPC 923) |
CSS: Unbound. IP: Unbound. |
Agriculture, hunting and forestry (CPC 881, advisory and consulting services only) |
CSS: Unbound IP: Unbound. |
Environmental services (CPC 9401, 9402, 9403, 9404, part of 94060, 9405, part of 9406 and 9409) |
CSS: None. IP: Unbound. |
Insurance and insurance related services (advisory and consulting services only) |
CSS: None. IP: None. |
Other financial services (advisory and consulting services only) |
CSS: None. IP: None. |
Transport (CPC 71, 72, 73, and 74, advisory and consulting services only) |
CSS: None. IP: None. |
Travel agencies and tour operators services (including tour managers(10)) (CPC 7471) |
CSS: None. IP: Unbound. |
Tourist guides services (CPC 7472) |
CSS: None. IP: Unbound. |
Manufacturing (CPC 884, and 885, advisory and consulting services only) |
CSS: None. IP: None. |
ANNEX 23
MOVEMENT OF NATURAL PERSONS
Article 1
Entry and temporary stay-related procedural commitments
Article 2
Additional procedural commitments applying to intra-corporate transferees and their partner, children and family members (1)
ANNEX 24
GUIDELINES FOR ARRANGEMENTS ON THE RECOGNITION OF PROFESSIONAL QUALIFICATIONS
SECTION A
GENERAL PROVISIONS
Introduction
SECTION B
FORM AND CONTENT OF AN ARRANGEMENT
Scope of an Arrangement
Conditions for recognition
Procedural provisions
Effects of recognition and additional requirements
Administration of the arrangement
SECTION C
ECONOMIC VALUE OF AN ENVISAGED ARRANGEMENT
SECTION D
COMPATIBILITY OF RESPECTIVE PROFESSIONAL QUALIFICATION REGIMES
Step One: Assessment of the scope of practice and the professional qualifications required to practise the regulated profession in each Party.
Step Two: Evaluation of the divergence between the scope of practice of, or the professional qualifications required to practise, the regulated profession in each Party.
Step Three: Recognition mechanisms
ANNEX 25
PUBLIC PROCUREMENT
SECTION A
RELEVANT PROVISIONS OF THE GPA
SECTION B:
MARKET ACCESS COMMITMENTS
SUB-SECTION B1
European Union
Procurement covered by this Sub-section
1. Additional procuring entities
2. Additional services
SUB-SECTION B2
United Kingdom
Procurement covered by this Sub-section
1. Additional procuring entities
2. Additional services
ANNEX 26
LISTS OF ENERGY GOODS, HYDROCARBONS AND RAW MATERIALS
LIST OF ENERGY GOODS BY HS CODE
LIST OF HYDROCARBONS BY HS CODE
LIST OF RAW MATERIALS BY HS CHAPTER
Chapter |
Heading |
25 |
Salt; sulphur; earths and stone; plastering materials, lime and cement |
26 |
Ores, slag and ash, with the exception of uranium or thorium ores or concentrates (HS code 26.12) |
27 |
Mineral fuels, mineral oils and products of their distillation; bituminous substances; mineral waxes |
28 |
Inorganic chemicals; organic or inorganic compounds of precious metals, of rare-earth metals; of radioactive elements or of isotopes, with the exception of radioactive chemical elements and radioactive isotopes (including the fissile or fertile chemical elements and isotopes) and their compounds; mixtures and residues containing these products (HS code 28.44); and isotopes other than those of heading no. 28.44; compounds, inorganic or organic, of such isotopes, whether or not chemically defined (HS code 28.45) |
29 |
Organic chemicals |
31 |
Fertilisers |
71 |
Natural or cultured pearls, precious or semi-precious stones, precious metals, metals clad with precious metal, and articles thereof, with the exception of pearls, natural or cultured, whether or not worked or graded but not strung, mounted or set; pearls, natural or cultured, temporarily strung for the convenience of transport (HS code 7101) |
72 |
Iron and steel |
74 |
Copper and articles thereof |
75 |
Nickel and articles thereof |
76 |
Aluminium and articles thereof |
78 |
Lead and articles thereof |
79 |
Zinc and articles thereof |
80 |
Tin and articles thereof |
81 |
Other base metals; cermets; articles thereof |
ANNEX 27
ENERGY AND ENVIRONMENTAL SUBSIDIES
ANNEX 28
NON-APPLICATION OF THIRD-PARTY ACCESS AND OWNERSHIP UNBUNDLING TO INFRASTRUCTURE
ANNEX 29
ALLOCATION OF ELECTRICITY INTERCONNECTOR CAPACITY AT THE DAY-AHEAD MARKET TIMEFRAME
PART 1
PART 2
ANNEX 30
AIRWORTHINESS AND ENVIRONMENT CERTIFICATION
SECTION A
GENERAL PROVISIONS
Article 1
Purpose and scope
Article 2
Definitions
SECTION B
CERTIFICATION OVERSIGHT BOARD
Article 3
Establishment and composition
Article 4
Mandate
SECTION C
IMPLEMENTATION
Article 5
Competent authorities for design certification, production certification and export Certificates
Article 6
Technical implementation procedures
Article 7
Exchange and protection of confidential and proprietary data and information
SECTION D
DESIGN CERTIFICATION
Article 8
General principles
Article 9
Validation process
Article 10
Modalities of the validation of design certificates
Article 11
Certification basis for the validation
Article 12
Level of involvement of the validating authority
Article 13
Acceptance
Article 14
Implementation provisions for Articles 10 and 13
Article 15
Existing design certificates
Article 16
Transfer of a design certificate
Article 17
Design-related operational requirements
Article 18
Operational documents and data related to the type
Article 19
Concurrent validation
Article 20
Continuing airworthiness
SECTION E
PRODUCTION CERTIFICATION
Article 21
Recognition of production certification and production oversight systems
Article 22
Extension of production approval
Article 23
Interface between the production approval holder and the design certificate holder
SECTION F
EXPORT CERTIFICATES
Article 24
Forms
Article 25
Issuance of an export certificate
Article 26
Acceptance of an export certificate for a new civil aeronautical product
Article 27
Acceptance of an export certificate of airworthiness for a used aircraft
SECTION G
QUALIFICATION OF COMPETENT AUTHORITIES
Article 28
Qualification requirements for the acceptance of findings of compliance and certificates
Article 29
Continued qualifications of the competent authorities
SECTION H
COMMUNICATIONS, CONSULTATIONS AND SUPPORT
Article 30
Communications
Article 31
Technical consultations
Article 32
Support for certification and continued airworthiness oversight activities
ANNEX 31
TRANSPORT OF GOODS BY ROAD
PART A
REQUIREMENTS FOR ROAD HAULAGE OPERATORS IN ACCORDANCE WITH ARTICLE 463 OF THIS AGREEMENT
SECTION 1
ADMISSION TO, AND THE PURSUIT OF, THE OCCUPATION OF ROAD HAULAGE OPERATOR
Article 1
Scope
Article 2
Definitions
Article 3
Requirements for engagement in the occupation of road haulage operator
Article 4
Transport manager
Article 5
Conditions relating to the requirement of establishment
Article 6
Conditions relating to the requirement of good repute
Article 7
Conditions relating to the requirement of financial standing
Article 8
Conditions relating to the requirement of professional competence
Article 9
Exemption from examination
Article 10
Procedure for the suspension and withdrawal of authorisations
Article 11
Declaration of unfitness of the transport manager
Article 12
Examination and registration of applications
Article 13
National electronic registers
Article 14
Administrative cooperation between the competent authorities
Appendix 31-A-1-1
MOST SERIOUS INFRINGEMENTS FOR THE PURPOSE OF ARTICLE 6(2) OF SECTION 1 OF PART A OF ANNEX 31
Appendix 31-A-1-2
PART I
LIST OF SUBJECTS REFERRED TO IN ARTICLE 8 OF SECTION 1 OF PART A OF ANNEX 31
A. Civil law
B. Commercial law
C. Social law
D. Fiscal law
E. Business and financial management
F. Access to the market
G. Technical standards and technical aspects of operation
H. Road safety
PART II
ORGANISATION OF THE EXAMINATION
Appendix 31-A-1-3
PART A
LICENCE MODEL FOR THE UNION
Distinguishing sign of the Member State( 1 ) issuing the licence |
|
Name of the competent authority or body |
Particular remarks: … |
|
… |
|
This licence is valid from …. |
to .… |
Issued in …, |
on … |
… ( 3 ) |
PART B
LICENCE MODEL FOR THE UNITED KINGDOM
UK |
|
NAME OF THE UK COMPETENT AUTHORITY ( 1 ) |
Particular remarks: … |
|
… |
|
This licence is valid from …. |
to … |
Issued in … |
on … |
[Bild bitte in Originalquelle ansehen] |
|
Appendix 31-A-1-4
SECURITY FEATURES OF THE LICENCE
SECTION 2
POSTING OF DRIVERS
Article 1
Subject matter
Article 2
Definitions
Article 3
Principles
Article 4
Terms and conditions of employment
Article 5
Improved access to information
Article 6
Administrative requirements, control and enforcement
Article 7
Use of the IMI system
PART B
REQUIREMENTS FOR DRIVERS INVOLVED IN THE TRANSPORT OF GOODS IN ACCORDANCE WITH ARTICLE 465 OF THIS AGREEMENT
SECTION 1
CERTIFICATE OF PROFESSIONAL COMPETENCE
Article 1
Scope
Article 2
Exemptions
Article 3
Qualification and training
Article 4
Acquired rights
Article 5
Initial qualification
Article 6
CPC certifying the initial qualification
Article 7
Periodic training
Article 8
CPC certifying periodic training
Article 9
Enforcement
Appendix 31-B-1-1
MINIMUM QUALIFICATION AND TRAINING REQUIREMENTS
SECTION 1
LIST OF SUBJECTS
1. Advanced training in rational driving based on safety regulations
2. Application of regulations
3. Health, road and environmental safety, service, logistics
SECTION 2
COMPULSORY INITIAL QUALIFICATION PROVIDED FOR IN POINT (a) OF ARTICLE 3(1) OF SECTION 1 OF PART B
2.1. Option combining both course attendance and a test
2.2 Option involving a test
SECTION 3
ACCELERATED INITIAL QUALIFICATION PROVIDED FOR IN ARTICLE 3(2) OF SECTION 1 OF PART B OF ANNEX 31
SECTION 4
COMPULSORY PERIODIC TRAINING PROVIDED FOR IN POINT (b) OF ARTICLE 3(1) OF SECTION 1 OF PART B OF ANNEX 31
SECTION 5
APPROVAL OF THE INITIAL QUALIFICATION AND PERIODIC TRAINING
Appendix 31-B-1-2
MODEL OF A DRIVER QUALIFICATION CARD REFERRED TO IN ARTICLE 9 OF SECTION 1 OF PART B OF THIS ANNEX
SECTION 2
DRIVING TIMES, BREAKS AND REST PERIODS
Article 1
Scope
Article 2
Definitions
Article 3
Requirement for drivers’ mates
Article 4
Driving times
Article 5
Breaks
Article 6
Rests
Article 7
Liability of road haulage operators
Article 8
Exceptions
SECTION 3
WORKING TIME OF MOBILE WORKERS
Article 1
Scope
Article 2
Definitions
Article 3
Maximum weekly working time
Article 4
Breaks
Article 5
Rest periods
Article 6
Night work
Article 7
Derogations
Article 8
Information and records
Article 9
More favourable provisions
SECTION 4
USE OF TACHOGRAPHS BY DRIVERS
Article 1
Subject matter and principles
Article 2
Definitions
Article 3
Use of driver cards
Article 4
Issuing of driver cards
Article 5
Renewal of driver cards
Article 6
Use of driver cards and record sheets
Article 7
Correct use of tachographs
Article 8
Stolen, lost or defective driver cards
Article 9
Damaged driver cards and record sheets
Article 10
Records to be carried by the driver
Article 11
Procedures for drivers in the event of malfunctioning equipment
Article 12
Enforcement measures
Appendix 31-B-4-1
ADAPTATIONS TO THE TECHNICAL SPECIFICATIONS OF THE ANALOGUE TACHOGRAPH
Appendix 31-B-4-2
ADAPTATIONS TO THE TECHNICAL SPECIFICATIONS OF THE DIGITAL TACHOGRAPH
Appendix 31-B-4-3
ADAPTATIONS TO THE TECHNICAL SPECIFICATIONS OF THE SMART TACHOGRAPH
PART C
REQUIREMENTS FOR VEHICLES USED FOR THE TRANSPORT OF GOODS IN ACCORDANCE WITH ARTICLE 466 OF THIS AGREEMENT
SECTION 1
WEIGHTS AND DIMENSIONS
Article 1
Subject matter and principles
Article 2
Definitions
Article 3
Special permits
Article 4
Local restrictions
Article 5
Aerodynamic devices attached to the rear of vehicles or vehicle combinations
Article 6
Aerodynamic cabins
Article 7
Intermodal transport operations
Article 8
Proof of compliance
Article 9
Enforcement
Appendix 31-C-1-1
MAXIMUM WEIGHTS AND DIMENSIONS AND RELATED CHARACTERISTICS OF VEHICLES
1. Maximum authorised dimensions for vehicles (in metre; "m")
|
12.00 m |
||
|
12.00 m |
||
|
16.50 m |
||
|
18.75 m |
(a) |
all vehicles except the vehicles referred to in point (b) |
2.55 m |
(b) |
superstructures of conditioned vehicles or conditioned containers or swap bodies transported by vehicles |
2.60 m |
2. Maximum authorised vehicle weight (in tonnes)
2.1.1 |
Two-axle trailer |
18 tonnes |
2.1.2 |
Three-axle trailer |
24 tonnes |
(a) |
two-axle motor vehicle with three-axle trailer |
40 tonnes |
(b) |
three-axle motor vehicle with two or three-axle trailer |
40 tonnes |
(a) |
two-axle motor vehicle with three-axle semi-trailer |
40 tonnes |
(b) |
three-axle motor vehicle with two or three-axle semi-trailer |
40 tonnes |
|
36 tonnes |
||
|
36 tonnes |
||
(+ 2 tonnes margin when the maximum authorised weight (MAW) of the motor vehicle (18 tonnes) and the MAW of the tandem axle of the semi-trailer (20 tonnes) are respected and the driving axle is fitted with twin tyres and air suspension or equivalent suspension) |
3. Maximum authorised axle weight of the vehicles (in tonnes)
|
11 tonnes |
||
|
16 tonnes |
||
|
18 tonnes |
||
|
20 tonnes |
1.3 m or less (d ≤ 1.3) |
21 tonnes |
over 1.3 m and up to 1.4 m (1.3 |
24 tonnes |
|
11.5 tonnes |
||
|
16 tonnes |
||
|
18 tonnes (19 tonnes where the driving axle is fitted with twin tyres and air suspension or equivalent suspension, or where each driving axle is fitted with twin tyres and where the maximum weight for each axle does not exceed 9.5 tonnes) |
4. Other characteristics of the vehicles
SECTION 2
REQUIREMENTS FOR TACHOGRAPHS, DRIVERS' CARDS AND WORKSHOP CARDS
Article 1
Subject-matter and principles
Article 2
Definitions
Article 3
Installation
Article 4
Data protection
Article 5
Installation and repair
Article 6
Inspections of tachographs
Article 7
Approval of fitters, workshops and vehicle manufacturers
Article 8
Workshop cards
Article 9
Issuing of driver cards
Article 10
Renewal of driver cards
Article 11
Stolen, lost or defective driver cards
Article 12
Mutual acceptance of driver cards
Article 13
Electronic exchange of information on driver cards
Article 14
Settings of tachographs
Article 15
Responsibility of road haulage operators
Article 16
Procedures for road haulage operators in the event of malfunctioning equipment
Article 17
Procedure for the issuing of tachograph cards
ANNEX 32
MODEL OF AUTHORISATION FOR AN INTERNATIONAL REGULAR AND SPECIAL REGULAR SERVICE
ANNEX 33
MODEL OF APPLICATION FOR AN AUTHORISATION FOR AN INTERNATIONAL REGULAR AND SPECIAL REGULAR SERVICE
ANNEX 34
MODEL OF JOURNEY FORM FOR OCCASIONAL SERVICES
1 |
[Bild bitte in Originalquelle ansehen] Registration number of the coach |
… Place, date and signature of the carrier |
|||||||||||
2 |
[Bild bitte in Originalquelle ansehen] |
|
|||||||||||
Carrier and, where appropriate, subcontractor or group of carriers |
|||||||||||||
3 |
[Bild bitte in Originalquelle ansehen] |
|
|||||||||||
Name of driver(s) |
|||||||||||||
4 |
Organisation of person responsible for the occasional service |
1. … 2. … 3. … 4. …. |
|||||||||||
5 |
Type of service |
|
|||||||||||
6 |
Place of departure of service: … Country: … Place of destination of service: … Country: … |
||||||||||||
7 |
Journey |
Route/Daily stages and/or passenger pick-up or set-down points |
Number of passengers [Bild bitte in Originalquelle ansehen] |
Empty (mark with an X [Bild bitte in Originalquelle ansehen] ) |
Planned km |
||||||||
Dates |
From [Bild bitte in Originalquelle ansehen] |
To |
|||||||||||
|
|
|
|
|
|
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|
|
|
|
|
|
||||||||
|
|
|
|
|
|
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|
|
|
|
|
|
||||||||
|
|
|
|
|
|
||||||||
|
|
|
|
|
|
||||||||
|
|
|
|
|
|
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|
|
|
|
|
|
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|
|
|
|
|
|
||||||||
|
|
|
|
|
|
||||||||
8 |
Connection points, if any, with another carrier in the same group |
Number of passengers set down |
Final destination of the passengers set down |
Carrier picking up the passengers |
|||||||||
|
|
|
|
||||||||||
|
|
|
|
||||||||||
9 |
Unforeseen changes |
||||||||||||
… … |
ANNEX 35
# |
Code |
Common Name |
ICES Areas |
Shares |
|||||||||||
2021 |
2022 |
2023 |
2024 |
2025 |
2026 onwards |
||||||||||
EU |
UK |
EU |
UK |
EU |
UK |
EU |
UK |
EU |
UK |
EU |
UK |
||||
1 |
ALF/3X14- |
Alfonsinos (3,4,5,6,7,8,9, 10,12,14) |
UK, Union and international waters of 3, 4, 5, 6, 7, 8, 9, 10, 12 and 14 |
96.95 |
3.05 |
96.95 |
3.05 |
96.95 |
3.05 |
96.95 |
3.05 |
96.95 |
3.05 |
96.95 |
3.05 |
2 |
ANF/07. |
Anglerfish (7) |
7 |
78.78 |
21.22 |
78.24 |
21.76 |
77.70 |
22.30 |
77.05 |
22.95 |
76.62 |
23.38 |
76.62 |
23.38 |
3 |
ANF/2AC4-C |
Anglerfish (North Sea) |
UK and Union waters 4; UK waters of 2a |
13.74 |
86.26 |
12.92 |
87.08 |
12.11 |
87.89 |
11.13 |
88.87 |
10.48 |
89.52 |
10.48 |
89.52 |
4 |
ANF/56-14 |
Anglerfish (West of Scotland) |
6; UK and international waters of 5b; international waters of 12 and 14 |
60.99 |
39.01 |
59.62 |
40.38 |
58.25 |
41.75 |
56.60 |
43.40 |
55.50 |
44.50 |
55.50 |
44.50 |
5 |
ARU/1/2. |
Greater Silver Smelt (1,2) |
UK and international waters of 1 and 2 |
56.90 |
43.10 |
56.90 |
43.10 |
56.90 |
43.10 |
56.90 |
43.10 |
56.90 |
43.10 |
56.90 |
43.10 |
6 |
ARU/3A4-C |
Greater Silver Smelt (North Sea) |
UK and Union waters of 4; Union waters of 3a |
98.40 |
1.60 |
98.40 |
1.60 |
98.40 |
1.60 |
98.40 |
1.60 |
98.40 |
1.60 |
98.40 |
1.60 |
7 |
ARU/567. |
Greater Silver Smelt (Western) |
6 and 7; UK and international waters of 5 |
94.41 |
5.59 |
94.41 |
5.59 |
94.41 |
5.59 |
94.41 |
5.59 |
94.41 |
5.59 |
94.41 |
5.59 |
8 |
BLI/12INT- |
Blue Ling (International 12) |
International waters of 12 |
99.14 |
0.86 |
99.14 |
0.86 |
99.14 |
0.86 |
99.14 |
0.86 |
99.14 |
0.86 |
99.14 |
0.86 |
9 |
BLI/24- |
Blue Ling (North Sea) |
UK and international waters of 2; UK and Union waters of 4 |
73.19 |
26.81 |
73.19 |
26.81 |
73.19 |
26.81 |
73.19 |
26.81 |
73.19 |
26.81 |
73.19 |
26.81 |
10 |
BLI/5B67- |
Blue Ling (Western) |
6 and 7; UK and international waters of 5 |
77.31 |
22.69 |
76.73 |
23.27 |
76.16 |
23.84 |
75.46 |
24.54 |
75.00 |
25.00 |
75.00 |
25.00 |
11 |
BOR/678- |
Boarfish (Western) |
6, 7 and 8 |
93.65 |
6.36 |
93.65 |
6.36 |
93.65 |
6.36 |
93.65 |
6.36 |
93.65 |
6.36 |
93.65 |
6.36 |
12 |
BSF/56712- |
Black Scabbardfish (Western) |
6 and 7; UK and international waters of 5; international waters of 12 |
94.31 |
5.69 |
94.31 |
5.69 |
94.31 |
5.69 |
94.31 |
5.69 |
94.31 |
5.69 |
94.31 |
5.69 |
13 |
COD/07A. |
Cod (Irish Sea) |
7a |
56.05 |
43.95 |
55.84 |
44.16 |
55.63 |
44.37 |
55.37 |
44.63 |
55.20 |
44.80 |
55.20 |
44.80 |
14 |
COD/07D. |
Cod (Eastern Channel) |
7d |
90.75 |
9.25 |
90.75 |
9.25 |
90.75 |
9.25 |
90.75 |
9.25 |
90.75 |
9.25 |
90.75 |
9.25 |
15 |
COD/5BE6A |
Cod (West of Scotland) |
6a; UK and international waters of 5b east of 12°00' W |
30.23 |
69.77 |
27.37 |
72.63 |
24.51 |
75.49 |
21.08 |
78.92 |
18.79 |
81.21 |
18.79 |
81.21 |
16 |
COD/5W6-14 |
Cod (Rockall) |
6b; UK and international waters of 5b west of 12°00' W and of 12 and 14 |
33.95 |
66.05 |
31.71 |
68.29 |
29.47 |
70.53 |
26.78 |
73.22 |
24.99 |
75.01 |
24.99 |
75.01 |
17 |
COD/7XAD34 |
Cod (Celtic Sea) |
7b, 7c, 7e-k, 8, 9 and 10; Union waters of CECAF 34.1.1 |
90.70 |
9.30 |
90.47 |
9.53 |
90.23 |
9.77 |
89.95 |
10.05 |
89.76 |
10.24 |
89.76 |
10.24 |
18 |
DGS/15X14 |
Spurdog (Western) |
6, 7 and 8; UK and international waters of 5; international waters of 1, 12 and 14 |
57.53 |
42.47 |
56.61 |
43.39 |
55.69 |
44.31 |
54.58 |
45.42 |
53.84 |
46.16 |
53.84 |
46.16 |
19 |
DWS/56789- |
Deep-sea Sharks (Western) |
6, 7, 8 and 9; UK and international waters of 5 |
100.00 |
0.00 |
100.00 |
0.00 |
100.00 |
0.00 |
100.00 |
0.00 |
100.00 |
0.00 |
100.00 |
0.00 |
20 |
HAD/07A. |
Haddock (Irish Sea) |
7a |
47.24 |
52.76 |
46.42 |
53.58 |
45.61 |
54.39 |
44.63 |
55.37 |
43.98 |
56.02 |
43.98 |
56.02 |
21 |
HAD/5BC6A. |
Haddock (West of Scotland) |
6a; UK and international waters of 5b |
19.39 |
80.61 |
19.39 |
80.61 |
19.39 |
80.61 |
19.39 |
80.61 |
19.39 |
80.61 |
19.39 |
80.61 |
22 |
HAD/6B1214 |
Haddock (Rockall) |
UK, Union and international waters of 6b; international waters 12 and 14 |
16.76 |
83.24 |
16.32 |
83.68 |
15.88 |
84.12 |
15.35 |
84.65 |
15.00 |
85.00 |
15.00 |
85.00 |
23 |
HAD/7X7A34 |
Haddock (Celtic Sea) |
7b-k, 8, 9 and 10; Union waters of CECAF 34.1.1 |
84.00 |
16.00 |
83.00 |
17.00 |
82.00 |
18.00 |
80.80 |
19.20 |
80.00 |
20.00 |
80.00 |
20.00 |
24 |
HER/07A/MM |
Herring (Irish Sea) |
7a north of 52°30’N |
11.01 |
88.99 |
8.50 |
91.50 |
6.00 |
94.00 |
2.99 |
97.01 |
0.99 |
99.01 |
0.99 |
99.01 |
25 |
HER/5B6ANB |
Herring (West of Scotland) |
6b and 6aN; UK and international waters 5b |
35.95 |
64.05 |
35.34 |
64.66 |
34.74 |
65.26 |
34.01 |
65.99 |
33.53 |
66.47 |
33.53 |
66.47 |
26 |
HER/7EF. |
Herring (Western Channel and Bristol Channel) |
7e and 7f |
50.00 |
50.00 |
50.00 |
50.00 |
50.00 |
50.00 |
50.00 |
50.00 |
50.00 |
50.00 |
50.00 |
50.00 |
27 |
HER/7G-K. |
Herring (Celtic Sea) |
7a south of 52°30’N, 7g, 7h, 7j and 7k |
99.88 |
0.12 |
99.88 |
0.12 |
99.88 |
0.12 |
99.88 |
0.12 |
99.88 |
0.12 |
99.88 |
0.12 |
28 |
HKE/2AC4-C |
Hake (North Sea) |
UK and Union waters 4; UK waters of 2a |
60.67 |
39.33 |
57.11 |
42.89 |
53.56 |
46.44 |
49.29 |
50.71 |
46.45 |
53.55 |
46.45 |
53.55 |
29 |
HKE/571214 |
Hake (Western) |
6 and 7; UK and international waters of 5b; international waters of 12 and 14 |
80.33 |
19.67 |
80.05 |
19.95 |
79.77 |
20.23 |
79.43 |
20.57 |
79.20 |
20.80 |
79.20 |
20.80 |
30 |
JAX/2A-14 |
Horse Mackerel (Western) |
UK and Union waters of 4a; 6, 7a-c, e-k; 8a-b, d-e; UK and international waters of 2a and 5b; international waters of 12 and 14 |
90.61 |
9.39 |
90.61 |
9.39 |
90.61 |
9.39 |
90.61 |
9.39 |
90.61 |
9.39 |
90.61 |
9.39 |
31 |
JAX/4BC7D |
Horse Mackerel (Southern North Sea and Eastern Channel) |
UK and Union waters of 4b, 4c and 7d |
71.46 |
28.54 |
68.60 |
31.40 |
65.73 |
34.27 |
62.29 |
37.71 |
60.00 |
40.00 |
60.00 |
40.00 |
32 |
L/W/2AC4-C |
Lemon Sole and Witch (North Sea)* |
UK and Union waters of 4; UK waters of 2a |
35.97 |
64.03 |
35.48 |
64.52 |
34.98 |
65.02 |
34.39 |
65.61 |
34.00 |
66.00 |
34.00 |
66.00 |
33 |
LEZ/07. |
Megrims (7) |
7 |
81.37 |
18.63 |
80.65 |
19.35 |
79.93 |
20.07 |
79.07 |
20.93 |
78.50 |
21.50 |
78.50 |
21.50 |
34 |
LEZ/2AC4-C |
Megrims (North Sea) |
UK and Union waters 4; UK waters of 2a |
3.74 |
96.26 |
3.74 |
96.26 |
3.74 |
96.26 |
3.74 |
96.26 |
3.74 |
96.26 |
3.74 |
96.26 |
35 |
LEZ/56-14 |
Megrims (West of Scotland) |
6; UK and international waters of 5b; international waters of 12 and 14 |
60.84 |
39.16 |
59.55 |
40.45 |
58.25 |
41.75 |
56.69 |
43.31 |
55.65 |
44.35 |
55.65 |
44.35 |
36 |
LIN/03A-C. |
Ling (3a) |
Union waters of 3a |
92.65 |
7.35 |
92.65 |
7.35 |
92.65 |
7.35 |
92.65 |
7.35 |
92.65 |
7.35 |
92.65 |
7.35 |
37 |
LIN/04-C. |
Ling (North Sea) |
UK and Union waters of 4 |
21.22 |
78.78 |
20.92 |
79.08 |
20.61 |
79.39 |
20.24 |
79.76 |
20.00 |
80.00 |
20.00 |
80.00 |
38 |
LIN/6X14. |
Ling (Western) |
6, 7, 8, 9 and 10; international waters of 12 and 14 |
63.67 |
36.33 |
63.25 |
36.75 |
62.83 |
37.17 |
62.33 |
37.67 |
62.00 |
38.00 |
62.00 |
38.00 |
39 |
NEP/*07U16 |
Nephrops (Porcupine Bank) |
Functional Unit 16 of ICES Subarea 7 |
85.32 |
14.68 |
85.32 |
14.68 |
85.32 |
14.68 |
85.32 |
14.68 |
85.32 |
14.68 |
85.32 |
14.68 |
40 |
NEP/07. |
Nephrops (7) |
7 |
61.68 |
38.32 |
60.76 |
39.24 |
59.84 |
40.16 |
58.74 |
41.26 |
58.00 |
42.00 |
58.00 |
42.00 |
41 |
NEP/2AC4-C |
Nephrops (North Sea) |
UK and Union waters 4; UK waters of 2a |
13.38 |
86.62 |
13.38 |
86.62 |
13.38 |
86.62 |
13.38 |
86.62 |
13.38 |
86.62 |
13.38 |
86.62 |
42 |
NOP/2A3A4. |
Norway Pout (North Sea) |
3a; UK and Union waters and 4; UK waters of 2a |
85.00 |
15.00 |
82.50 |
17.50 |
80.00 |
20.00 |
77.00 |
23.00 |
75.00 |
25.00 |
75.00 |
25.00 |
43 |
PLE/07A. |
Plaice (Irish Sea) |
7a |
48.89 |
51.11 |
48.89 |
51.11 |
48.89 |
51.11 |
48.89 |
51.11 |
48.89 |
51.11 |
48.89 |
51.11 |
44 |
PLE/56-14 |
Plaice (West of Scotland) |
6; UK and international waters of 5b; international waters of 12 and 14 |
39.23 |
60.77 |
39.23 |
60.77 |
39.23 |
60.77 |
39.23 |
60.77 |
39.23 |
60.77 |
39.23 |
60.77 |
45 |
PLE/7DE. |
Plaice (English Channel)* |
7d and 7e |
70.36 |
29.64 |
70.27 |
29.73 |
70.18 |
29.82 |
70.07 |
29.93 |
70.00 |
30.00 |
70.00 |
30.00 |
46 |
PLE/7FG. |
Plaice (7fg) |
7f and 7g |
74.86 |
25.14 |
74.58 |
25.42 |
74.30 |
25.70 |
73.96 |
26.04 |
73.74 |
26.26 |
73.74 |
26.26 |
47 |
PLE/7HJK. |
Plaice (7hjk) |
7h, 7j and 7k |
84.25 |
15.75 |
83.71 |
16.29 |
83.17 |
16.83 |
82.52 |
17.48 |
82.09 |
17.91 |
82.09 |
17.91 |
48 |
POK/56-14 |
Saithe (West of Scotland) |
6; UK and international waters of 5b, 12 and 14 |
62.32 |
37.68 |
58.99 |
41.01 |
55.66 |
44.34 |
51.66 |
48.34 |
49.00 |
51.00 |
49.00 |
51.00 |
49 |
POK/7/3411 |
Saithe (Celtic Sea) |
7, 8, 9 and 10; Union waters of CECAF 34.1.1 |
84.86 |
15.14 |
84.90 |
15.10 |
84.93 |
15.07 |
84.97 |
15.03 |
85.00 |
15.00 |
85.00 |
15.00 |
50 |
POL/07. |
Pollack (7) |
7 |
78.03 |
21.97 |
77.27 |
22.73 |
76.51 |
23.49 |
75.61 |
24.39 |
75.00 |
25.00 |
75.00 |
25.00 |
51 |
POL/56-14 |
Pollack (West of Scotland) |
6; UK and international waters of 5b; international waters of 12 and 14 |
63.38 |
36.62 |
63.38 |
36.62 |
63.38 |
36.62 |
63.38 |
36.62 |
63.38 |
36.62 |
63.38 |
36.62 |
52 |
PRA/2AC4-C |
Northern Prawn (North Sea) |
UK and Union waters 4; UK waters of 2a |
77.99 |
22.01 |
77.99 |
22.01 |
77.99 |
22.01 |
77.99 |
22.01 |
77.99 |
22.01 |
77.99 |
22.01 |
53 |
RJE/7FG. |
Small-eyed Ray (7fg) |
7f and 7g |
56.36 |
43.64 |
53.39 |
46.61 |
50.42 |
49.58 |
46.86 |
53.14 |
44.49 |
55.51 |
44.49 |
55.51 |
54 |
RJU/7DE. |
Undulate Ray (English Channel) |
7d and 7e |
69.12 |
30.88 |
68.09 |
31.91 |
67.06 |
32.94 |
65.82 |
34.18 |
65.00 |
35.00 |
65.00 |
35.00 |
55 |
RNG/5B67- |
Roundnose Grenadier (Western) |
6 and 7; UK and international waters of 5b |
95.16 |
4.84 |
95.16 |
4.84 |
95.16 |
4.84 |
95.16 |
4.84 |
95.16 |
4.84 |
95.16 |
4.84 |
56 |
RNG/8X14- |
Roundnose Grenadier (8,9,10,12,14) |
8, 9 and 10; international waters of 12 and 14 |
99.71 |
0.29 |
99.71 |
0.29 |
99.71 |
0.29 |
99.71 |
0.29 |
99.71 |
0.29 |
99.71 |
0.29 |
57 |
SAN/2A3A4. |
Sandeels (North Sea, All Banks) |
UK and Union waters of 4; UK waters of 2a; Union waters of 3a |
97.26 |
2.74 |
97.14 |
2.86 |
97.03 |
2.97 |
96.89 |
3.11 |
96.80 |
3.20 |
96.80 |
3.20 |
58 |
SBR/678- |
Red Seabream (Western) |
6, 7 and 8 |
90.00 |
10.00 |
90.00 |
10.00 |
90.00 |
10.00 |
90.00 |
10.00 |
90.00 |
10.00 |
90.00 |
10.00 |
59 |
SOL/07A. |
Sole (Irish Sea) |
7a |
77.15 |
22.86 |
77.03 |
22.97 |
76.92 |
23.08 |
76.79 |
23.21 |
76.70 |
23.30 |
76.70 |
23.30 |
60 |
SOL/07D. |
Sole (Eastern Channel) |
7d |
80.31 |
19.69 |
80.23 |
19.77 |
80.15 |
19.85 |
80.06 |
19.94 |
80.00 |
20.00 |
80.00 |
20.00 |
61 |
SOL/07E. |
Sole (Western Channel) |
7e |
38.97 |
61.03 |
38.60 |
61.40 |
38.24 |
61.76 |
37.79 |
62.21 |
37.50 |
62.50 |
37.50 |
62.50 |
62 |
SOL/24-C. |
Sole (North Sea) |
UK and Union waters 4; UK waters of 2a |
88.09 |
11.91 |
86.81 |
13.19 |
85.54 |
14.46 |
84.02 |
15.98 |
83.00 |
17.00 |
83.00 |
17.00 |
63 |
SOL/56-14 |
Sole (West of Scotland) |
6; UK and international waters of 5b; international waters of 12 and 14 |
80.00 |
20.00 |
80.00 |
20.00 |
80.00 |
20.00 |
80.00 |
20.00 |
80.00 |
20.00 |
80.00 |
20.00 |
64 |
SOL/7FG. |
Sole (7fg) |
7f and 7g |
69.35 |
30.65 |
68.93 |
31.07 |
68.51 |
31.49 |
68.01 |
31.99 |
67.67 |
32.33 |
67.67 |
32.33 |
65 |
SOL/7HJK. |
Sole (7hjk) |
7h, 7j and 7k |
83.33 |
16.67 |
83.33 |
16.67 |
83.33 |
16.67 |
83.33 |
16.67 |
83.33 |
16.67 |
83.33 |
16.67 |
66 |
SPR/2AC4-C |
Sprat (North Sea) |
UK and Union waters 4; UK waters of 2a |
96.18 |
3.82 |
96.18 |
3.82 |
96.18 |
3.82 |
96.18 |
3.82 |
96.18 |
3.82 |
96.18 |
3.82 |
67 |
SPR/7DE. |
Sprat (English Channel) |
7d and 7e |
28.60 |
71.40 |
25.45 |
74.55 |
22.30 |
77.70 |
18.52 |
81.48 |
16.00 |
84.00 |
16.00 |
84.00 |
68 |
SRX/07D. |
Skates and Rays (Eastern Channel) |
7d |
84.51 |
15.49 |
84.44 |
15.56 |
84.36 |
15.64 |
84.27 |
15.73 |
84.21 |
15.79 |
84.21 |
15.79 |
69 |
SRX/2AC4-C |
Skates and Rays (North Sea) |
UK and Union waters 4; UK waters of 2a |
32.73 |
67.27 |
32.29 |
67.71 |
31.86 |
68.14 |
31.35 |
68.65 |
31.00 |
69.00 |
31.00 |
69.00 |
70 |
SRX/67AKXD |
Skates and Rays (Western) |
UK and Union waters of 6a, 6b, 7a-c and 7e-k |
71.06 |
28.94 |
70.54 |
29.46 |
70.02 |
29.98 |
69.40 |
30.60 |
68.99 |
31.01 |
68.99 |
31.01 |
71 |
T/B/2AC4-C |
Turbot and Brill (North Sea)* |
UK and Union waters of 4; UK waters of 2a |
81.82 |
18.18 |
81.37 |
18.63 |
80.91 |
19.09 |
80.36 |
19.64 |
80.00 |
20.00 |
80.00 |
20.00 |
72 |
USK/04-C. |
Tusk (North Sea) |
UK and Union waters of 4 |
59.46 |
40.54 |
59.46 |
40.54 |
59.46 |
40.54 |
59.46 |
40.54 |
59.46 |
40.54 |
59.46 |
40.54 |
73 |
USK/567EI. |
Tusk (Western) |
6 and 7; UK and international waters of 5 |
70.73 |
29.27 |
70.55 |
29.45 |
70.37 |
29.63 |
70.15 |
29.85 |
70.00 |
30.00 |
70.00 |
30.00 |
74 |
WHG/07A. |
Whiting (Irish Sea) |
7a |
42.27 |
57.73 |
41.45 |
58.55 |
40.63 |
59.37 |
39.65 |
60.35 |
39.00 |
61.00 |
39.00 |
61.00 |
75 |
WHG/56-14 |
Whiting (West of Scotland) |
6; UK and international waters of 5b; international waters of 12 and 14 |
37.53 |
62.47 |
36.67 |
63.33 |
35.81 |
64.19 |
34.78 |
65.22 |
34.09 |
65.91 |
34.09 |
65.91 |
76 |
WHG/7X7A-C |
Whiting (Celtic Sea)* |
7b, 7c, 7d, 7e, 7f, 7g, 7h, 7j and 7k |
88.95 |
11.05 |
88.89 |
11.11 |
88.84 |
11.16 |
88.77 |
11.23 |
88.73 |
11.27 |
88.73 |
11.27 |
ANNEX 36
A. UK-EU-NO trilateral stocks
# |
Code |
Common Name |
ICES Areas |
Shares |
|||||||||||
2021 |
2022 |
2023 |
2024 |
2025 |
2026 onwards |
||||||||||
EU |
UK |
EU |
UK |
EU |
UK |
EU |
UK |
EU |
UK |
EU |
UK |
||||
77 |
COD/2A3AX4 |
Cod (North Sea) |
4; UK waters of 2a; that part of 3a not covered by the Skagerrak and Kattegat |
47.03 |
52.97 |
46.02 |
53.98 |
45.02 |
54.99 |
43.81 |
56.19 |
43.00 |
57.00 |
43.00 |
57.00 |
78 |
HAD/2AC4. |
Haddock (North Sea) |
4; UK waters of 2a |
18.45 |
81.55 |
17.80 |
82.20 |
17.14 |
82.86 |
16.35 |
83.65 |
15.83 |
84.17 |
15.83 |
84.17 |
79 |
HER/2A47DX |
Herring (North Sea bycatch) |
4 and 7d; UK waters of 2a |
98.18 |
1.82 |
98.18 |
1.82 |
98.18 |
1.82 |
98.18 |
1.82 |
98.18 |
1.82 |
98.18 |
1.82 |
80 |
HER/4AB. |
Herring (North Sea) |
UK, Union and Norwegian waters of 4 north of 53° 30' N |
71.33 |
28.67 |
70.42 |
29.58 |
69.50 |
30.50 |
68.41 |
31.59 |
67.68 |
32.32 |
67.68 |
32.32 |
81 |
HER/4CXB7D |
Herring (Southern North Sea and Eastern Channel) |
4c, 7d excluding Blackwater |
88.76 |
11.24 |
88.48 |
11.52 |
88.21 |
11.79 |
87.87 |
12.13 |
87.65 |
12.35 |
87.65 |
12.35 |
82 |
PLE/2A3AX4 |
Plaice (North Sea) |
4; UK waters of 2a; that part of 3a not covered by the Skagerrak and the Kattegat |
71.54 |
28.46 |
71.54 |
28.46 |
71.54 |
28.46 |
71.54 |
28.46 |
71.54 |
28.46 |
71.54 |
28.46 |
83 |
POK/2C3A4 |
Saithe (North Sea) |
3a and 4; UK waters of 2a |
77.71 |
22.29 |
76.78 |
23.22 |
75.85 |
24.15 |
74.74 |
25.26 |
74.00 |
26.00 |
74.00 |
26.00 |
84 |
WHG/2AC4. |
Whiting (North Sea) |
4; UK waters of 2a |
34.78 |
65.22 |
32.71 |
67.29 |
30.63 |
69.37 |
28.13 |
71.87 |
26.47 |
73.53 |
26.47 |
73.53 |
B. Coastal States Stocks
# |
Code |
Common Name |
ICES Areas |
Shares |
|||||||||||
2021 |
2022 |
2023 |
2024 |
2025 |
2026 onwards |
||||||||||
EU |
UK |
EU |
UK |
EU |
UK |
EU |
UK |
EU |
UK |
EU |
UK |
||||
85 |
MAC/2A34. |
Mackerel (North Sea) |
3a and 4; UK waters of 2a; Union waters of 3b, 3c and Subdivisions 22-32 |
93.91 |
6.09 |
93.78 |
6.22 |
93.65 |
6.35 |
93.50 |
6.50 |
93.40 |
6.60 |
93.40 |
6.60 |
86 |
MAC/2CX14- |
Mackerel (Western) |
6, 7, 8a, 8b, 8d and 8e; UK and international waters of 5b; international waters of 2a, 12 and 14 |
35.15 |
64.85 |
34.06 |
65.94 |
32.98 |
67.02 |
31.67 |
68.33 |
30.80 |
69.20 |
30.80 |
69.20 |
87 |
WHB/1X14 |
Blue Whiting (Northern) |
UK, Union and international waters of 1, 2, 3, 4, 5, 6, 7, 8a, 8b, 8d, 8e, 12 and 14 |
79.47 |
20.53 |
79.35 |
20.65 |
79.24 |
20.76 |
79.09 |
20.91 |
79.00 |
21.00 |
79.00 |
21.00 |
C. ICCAT Stocks
# |
Code |
Common Name |
Area |
Shares |
|
EU |
UK |
||||
88 |
ALB/AN05N |
Albacore (North Atlantic) |
Atlantic Ocean, north of 5° N |
98.48 |
1.52 |
89 |
BFT/AE45WM |
Bluefin Tuna (Northeast Atlantic) |
Atlantic Ocean, east of 45° W, and Mediterranean |
99.75 |
0.25 |
90 |
BSH/AN05N |
Blue Shark (North Atlantic) |
Atlantic Ocean, north of 5° N |
99.90 |
0.10 |
91 |
SWO/AN05N |
Swordfish (North Atlantic) |
Atlantic Ocean, North of 5° N |
99.99 |
0.01 |
D. NAFO Stocks
# |
Code |
Common Name |
Area |
Shares |
|
EU |
UK |
||||
92 |
COD/N3M. |
Cod (NAFO 3M) |
NAFO 3M |
83.66 |
16.34 |
E. Special Cases
# |
Code |
Common Name |
ICES Areas |
Shares |
|
EU |
UK |
||||
93 |
COD/1/2B. |
Cod (Svalbard) |
1 and 2b |
75.00 |
25.00 |
F. Stocks that are only present in one Party's waters
# |
Code |
Common Name |
ICES Areas |
Shares |
|
EU |
UK |
||||
|
|
|
|
|
|
94 |
GHL/2A C46 |
Greenland Halibut (North Sea and West of Scotland) |
6; UK and Union waters of 4; UK waters of 2a; UK and international waters of 5b |
27.35 |
72.65 |
95 |
HER/06ACL. |
Herring (Clyde) |
6 Clyde |
0.00 |
100.00 |
96 |
HER/1/2- |
Herring (ASH) |
UK, Faroese, Norwegian and international waters of 1 and 2 |
70.00 |
30.00 |
97 |
LIN/05EI. |
Ling (5) |
UK and international waters of 5 |
81.48 |
18.52 |
98 |
LIN/1/2. |
Ling (1,2) |
UK and international waters of 1 and 2 |
77.78 |
22.22 |
99 |
NEP/5BC6. |
Nephrops (West of Scotland) |
6; UK and international waters of 5b |
2.36 |
97.64 |
100 |
RED/51214D |
Redfish [Deep Pelagic] (5,12,14) |
UK and international waters of 5; international waters of 12 and 14 |
98.00 |
2.00 |
101 |
RED/51214S |
Redfish [Shallow Pelagic] (5,12,14) |
UK and international waters of 5; international waters of 12 and 14 |
98.00 |
2.00 |
102 |
SBR/10- |
Red Seabream (Azores) |
Union and international waters of 10 |
99.12 |
0.88 |
103 |
SRX/89-C. |
Skates and Rays (8,9) |
UK and Union waters of 8; Union waters of 9 |
99.78 |
0.22 |
104 |
USK/1214EI |
Tusk (1,2,14) |
UK and international waters of 1, 2 and 14 |
71.43 |
28.57 |
ANNEX 37
# |
Stock Code |
Common Name |
ICES Areas |
105 |
ANF/8ABDE. |
Anglerfish (8) |
8a, 8b, 8d and 8e |
106 |
BLI/03A- |
Blue Ling (3a) |
Union waters of 3a |
107 |
BSF/8910- |
Black Scabbardfish (8,9,10) |
8, 9 and 10 |
108 |
COD/03AN. |
Cod (Skagerrak) |
Skagerrak |
109 |
HAD/03A. |
Haddock (3a) |
3a |
110 |
HER/03A. |
Herring (3a) |
3a |
111 |
HER/03A-BC |
Herring (3a bycatch) |
3a |
112 |
HER/6AS7BC |
Herring (West of Ireland) |
6aS, 7b and 7c |
113 |
HKE/03A. |
Hake (3a) |
3a |
114 |
HKE/8ABDE. |
Hake (8) |
8a, 8b, 8d and 8e |
115 |
JAX/08C. |
Horse Mackerel (8c) |
8c |
116 |
LEZ/8ABDE. |
Megrims (8) |
8a, 8b, 8d and 8e |
117 |
MAC/2A4A-N |
Mackerel (Denmark allocation in Norwegian waters) |
Norwegian waters of 2a and 4a |
118 |
MAC/8C3411 |
Mackerel (Southern Component) |
8c, 9 and 10; Union waters of CECAF 34.1.1 |
119 |
PLE/03AN. |
Plaice (Skagerrak) |
Skagerrak |
120 |
SPR/03A. |
Sprat (3a) |
3a |
121 |
SRX/03A-C. |
Skates and Rays (3a) |
Union waters of 3a |
122 |
USK/03A. |
Tusk (3a) |
3a |
123 |
WHB/8C3411 |
Blue Whiting (Southern Component) |
8c, 9 and 10; Union waters of CECAF 34.1.1 |
ANNEX 38
PROTOCOL ON ACCESS TO WATERS
Article 1
Article 2
ANNEX 39
EXCHANGES OF DNA, FINGERPRINTS AND VEHICLE REGISTRATION DATA
CHAPTER 0
GENERAL PROVISIONS
Article 1
Aim
Article 2
Technical specifications
Article 3
Communications network
Article 4
Availability of automated data exchange
Article 5
Reference numbers for DNA data and dactyloscopic data
Article 6
Principles of DNA data exchange
Article 7
Rules for requests and answers in connection with DNA data
Article 8
Transmission procedure for automated searching of unidentified DNA profiles in accordance with Article 530
Article 9
Transmission procedure for automated search of reference DNA profiles in accordance with Article 530
Article 10
Transmission procedure for automated comparison of unidentified DNA profiles in accordance with Article 531
Article 11
Principles for the exchange of dactyloscopic data
Article 12
Search capacities for dactyloscopic data
Article 13
Rules for requests and answers in connection with dactyloscopic data
Article 14
Principles of automated searching of vehicle registration data
Article 15
Costs
Article 16
Purpose
Article 17
Accuracy, current relevance and storage time of data
Article 18
Technical and organisational measures to ensure data protection and data security
Article 19
Logging and recording: special rules governing automated and non-automated supply
Article 20
Data subjects' rights to damages
Article 21
Information requested by the States
Article 22
Declarations and designations
Article 23
Preparation of decisions as referred to in Article 540
Article 24
Statistics and reporting
CHAPTER 1
EXCHANGE OF DNA-DATA
1. DNA related forensic issues, matching rules and algorithms
1.1. Properties of DNA-profiles
VWA |
TH01 |
D21S11 |
FGA |
D8S1179 |
D3S1358 |
D18S51 |
Amelogenin |
TPOX |
CSF1P0 |
D13S317 |
D7S820 |
D5S818 |
D16S539 |
D2S1338 |
D19S433 |
Penta D |
Penta E |
FES |
F13A1 |
F13B |
SE33 |
CD4 |
GABA |
1.2. Matching rules
1.3. Reporting rules
2. State code number table
State names |
Code |
State names |
Code |
Belgium |
BE |
Lithuania |
LT |
Bulgaria |
BG |
Luxemburg |
LU |
Czech Republic |
CZ |
Hungary |
HU |
Denmark |
DK |
Malta |
MT |
Germany |
DE |
Netherlands |
NL |
Estonia |
EE |
Austria |
AT |
Ireland |
IE |
Poland |
PL |
Greece |
EL |
Portugal |
PT |
Spain |
ES |
Romania |
RO |
France |
FR |
Slovakia |
SK |
Croatia |
HR |
Slovenia |
SI |
Italy |
IT |
Finland |
FI |
Cyprus |
CY |
Sweden |
SE |
Latvia |
LV |
United Kingdom |
UK |
3. Functional analysis
3.1. Availability of the system
3.2. Second step
4. DNA interface control document
4.1. Introduction
4.1.1. Objectives
4.1.2. Scope
4.1.3. XML structure and principles
4.2. XML structure definition
4.2.1. Schema PRUEMDNAx
Fields |
Type |
Description |
header |
PRUEM_header |
Occurs: 1 |
datas |
PRUEM_datas |
Occurs: 1 … 500 |
4.2.2. Content of header structure
Fields |
Type |
Description |
direction |
PRUEM_header_dir |
Direction of message flow |
ref |
String |
Reference of the XML file |
generator |
String |
Generator of XML file |
schema_version |
String |
Version number of schema to use |
requesting |
PRUEM_header_info |
Requesting State info |
requested |
PRUEM_header_info |
Requested State info |
Value |
Description |
R |
Request |
A |
Answer |
Fields |
Type |
Description |
source_isocode |
String |
ISO 3166-2 code of the requesting State |
destination_isocode |
String |
ISO 3166-2 code of the requested State |
request_id |
String |
unique Identifier for a request |
date |
Date |
Date of creation of message |
time |
Time |
Time of creation of message |
4.2.3. Content of PRUEM Profile data
Fields |
Type |
Description |
reqtype |
PRUEM request type |
Type of request (Article 530 or 531) |
date |
Date |
Date profile stored |
type |
PRUEM_datas_type |
Type of profile |
result |
PRUEM_datas_result |
Result of request |
agency |
String |
Name of corresponding unit responsible for the profile |
profile_ident |
String |
Unique State profile ID |
message |
String |
Error Message, if result = E |
profile |
IPSG_DNA_profile |
If direction = A (Answer) AND result ≠ H (HIT) empty |
match_id |
String |
In case of a HIT PROFILE_ID of the requesting profile |
quality |
PRUEM_hitquality_type |
Quality of HIT |
hitcount |
Integer |
Count of matched Alleles |
rescount |
Integer |
Count of matched profiles. If direction = R (Request), then empty. If quality!=0 (the original requested profile), then empty. |
Value |
Description |
3 |
Requests pursuant to Article 530 |
4 |
Requests pursuant to Article 531 |
Value |
Description |
0 |
Referring original requesting profile: Case "No-HIT": original requesting profile sent back only; Case "HIT": original requesting profile and matched profiles sent back. |
1 |
Equal in all available alleles without wildcards |
2 |
Equal in all available alleles with wildcards |
3 |
HIT with Deviation (Microvariant) |
4 |
HIT with mismatch |
Value |
Description |
P |
Person profile |
S |
Stain |
Value |
Description |
U |
Undefined, If direction = R (request) |
H |
HIT |
N |
No-HIT |
E |
Error |
Fields |
Type |
Description |
ess_issol |
IPSG_DNA_ISSOL |
Group of loci corresponding to the ISSOL (standard group of Loci of Interpol) |
additional_loci |
IPSG_DNA_additional_loci |
Other loci |
marker |
String |
Method used to generate of DNA |
profile_id |
String |
Unique identifier for DNA profile |
Fields |
Type |
Description |
vwa |
IPSG_DNA_locus |
Locus vwa |
th01 |
IPSG_DNA_locus |
Locus th01 |
d21s11 |
IPSG_DNA_locus |
Locus d21s11 |
fga |
IPSG_DNA_locus |
Locus fga |
d8s1179 |
IPSG_DNA_locus |
Locus d8s1179 |
d3s1358 |
IPSG_DNA_locus |
Locus d3s1358 |
d18s51 |
IPSG_DNA_locus |
Locus d18s51 |
amelogenin |
IPSG_DNA_locus |
Locus amelogin |
Fields |
Type |
Description |
tpox |
IPSG_DNA_locus |
Locus tpox |
csf1po |
IPSG_DNA_locus |
Locus csf1po |
d13s317 |
IPSG_DNA_locus |
Locus d13s317 |
d7s820 |
IPSG_DNA_locus |
Locus d7s820 |
d5s818 |
IPSG_DNA_locus |
Locus d5s818 |
d16s539 |
IPSG_DNA_locus |
Locus d16s539 |
d2s1338 |
IPSG_DNA_locus |
Locus d2s1338 |
d19s433 |
IPSG_DNA_locus |
Locus d19s433 |
penta_d |
IPSG_DNA_locus |
Locus penta_d |
penta_e |
IPSG_DNA_locus |
Locus penta_e |
fes |
IPSG_DNA_locus |
Locus fes |
f13a1 |
IPSG_DNA_locus |
Locus f13a1 |
f13b |
IPSG_DNA_locus |
Locus f13b |
se33 |
IPSG_DNA_locus |
Locus se33 |
cd4 |
IPSG_DNA_locus |
Locus cd4 |
gaba |
IPSG_DNA_locus |
Locus gaba |
Fields |
Type |
Description |
low_allele |
String |
Lowest value of an allele |
high_allele |
String |
Highest value of an allele |
5. Application, security and communication architecture
5.1. Overview
5.2. Upper Level Architecture
5.3. Security Standards and Data Protection
5.3.1. Data Level
5.3.2. Communication Level
5.3.3. Transmission Level
5.4. Protocols and Standards to be used for encryption mechanism: s/MIME and related packages
5.5. Application Architecture
5.6. Protocols and Standards to be used for application architecture:
5.6.1. XML
5.6.2. ODBC
5.6.3. JDBC
5.7. Communication Environment
5.7.1. Common Communication Network: TESTA and its follow-up infrastructure
5.7.2. Security Concern
5.7.3. Protocols and Standards to be used over the communication network
5.7.4. Network Address Assignment
5.7.5. Configuration Parameters
State |
Sub Domains |
Comments |
BE |
dna.be.pruem.testa.eu |
|
fp.be.pruem.testa.eu |
|
|
car.be.pruem.testa.eu |
|
|
test.dna.be.pruem.testa.eu |
|
|
test.fp.be.pruem.testa.eu |
|
|
test.car.be.pruem.testa.eu |
|
|
BG |
dna.bg.pruem.testa.eu |
|
fp.bg.pruem.testa.eu |
|
|
car.bg.pruem.testa.eu |
|
|
test.dna.bg.pruem.testa.eu |
|
|
test.fp.bg.pruem.testa.eu |
|
|
test.car.bg.pruem.testa.eu |
|
|
CZ |
dna.cz.pruem.testa.eu |
|
fp.cz.pruem.testa.eu |
|
|
car.cz.pruem.testa.eu |
|
|
test.dna.cz.pruem.testa.eu |
|
|
test.fp.cz.pruem.testa.eu |
|
|
test.car.cz.pruem.testa.eu |
|
|
DK |
dna.dk.pruem.testa.eu |
|
fp.dk.pruem.testa.eu |
|
|
car.dk.pruem.testa.eu |
|
|
test.dna.dk.pruem.testa.eu |
|
|
test.fp.dk.pruem.testa.eu |
|
|
test.car.dk.pruem.testa.eu |
|
|
DE |
dna.de.pruem.testa.eu |
|
fp.de.pruem.testa.eu |
|
|
car.de.pruem.testa.eu |
|
|
test.dna.de.pruem.testa.eu |
|
|
test.fp.de.pruem.testa.eu |
|
|
test.car.de.pruem.testa.eu |
|
|
EE |
dna.ee.pruem.testa.eu |
|
fp.ee.pruem.testa.eu |
|
|
car.ee.pruem.testa.eu |
|
|
test.dna.ee.pruem.testa.eu |
|
|
test.fp.ee.pruem.testa.eu |
|
|
test.car.ee.pruem.testa.eu |
|
|
IE |
dna.ie.pruem.testa.eu |
|
fp.ie.pruem.testa.eu |
|
|
car.ie.pruem.testa.eu |
|
|
test.dna.ie.pruem.testa.eu |
|
|
test.fp.ie.pruem.testa.eu |
|
|
test.car.ie.pruem.testa.eu |
|
|
EL |
dna.el.pruem.testa.eu |
|
fp.el.pruem.testa.eu |
|
|
car.el.pruem.testa.eu |
|
|
test.dna.el.pruem.testa.eu |
|
|
test.fp.el.pruem.testa.eu |
|
|
test.car.el.pruem.testa.eu |
|
|
ES |
dna.es.pruem.testa.eu |
|
fp.es.pruem.testa.eu |
|
|
car.es.pruem.testa.eu |
|
|
test.dna.es.pruem.testa.eu |
|
|
test.fp.es.pruem.testa.eu |
|
|
test.car.es.pruem.testa.eu |
|
|
FR |
dna.fr.pruem.testa.eu |
|
fp.fr.pruem.testa.eu |
|
|
car.fr.pruem.testa.eu |
|
|
test.dna.fr.pruem.testa.eu |
|
|
test.fp.fr.pruem.testa.eu |
|
|
test.car.fr.pruem.testa.eu |
|
|
HR |
dna.hr.pruem.testa.eu |
|
fp.hr.pruem.testa.eu |
|
|
car.hr.pruem.testa.eu |
|
|
test.dna.hr.pruem.testa.eu |
|
|
test.fp.hr.pruem.testa.eu |
|
|
test.car.hr.pruem.testa.eu |
|
|
IT |
dna.it.pruem.testa.eu |
|
fp.it.pruem.testa.eu |
|
|
car.it.pruem.testa.eu |
|
|
test.dna.it.pruem.testa.eu |
|
|
test.fp.it.pruem.testa.eu |
|
|
test.car.it.pruem.testa.eu |
|
|
CY |
dna.cy.pruem.testa.eu |
|
fp.cy.pruem.testa.eu |
|
|
car.cy.pruem.testa.eu |
|
|
test.dna.cy.pruem.testa.eu |
|
|
test.fp.cy.pruem.testa.eu |
|
|
test.car.cy.pruem.testa.eu |
|
|
LV |
dna.lv.pruem.testa.eu |
|
fp.lv.pruem.testa.eu |
|
|
car.lv.pruem.testa.eu |
|
|
test.dna.lv.pruem.testa.eu |
|
|
test.fp.lv.pruem.testa.eu |
|
|
test.car.lv.pruem.testa.eu |
|
|
LT |
dna.lt.pruem.testa.eu |
|
fp.lt.pruem.testa.eu |
|
|
car.lt.pruem.testa.eu |
|
|
test.dna.lt.pruem.testa.eu |
|
|
test.fp.lt.pruem.testa.eu |
|
|
test.car.lt.pruem.testa.eu |
|
|
LU |
dna.lu.pruem.testa.eu |
|
fp.lu.pruem.testa.eu |
|
|
car.lu.pruem.testa.eu |
|
|
test.dna.lu.pruem.testa.eu |
|
|
test.fp.lu.pruem.testa.eu |
|
|
test.car.lu.pruem.testa.eu |
|
|
HU |
dna.hu.pruem.testa.eu |
|
fp.hu.pruem.testa.eu |
|
|
car.hu.pruem.testa.eu |
|
|
test.dna.hu.pruem.testa.eu |
|
|
test.fp.hu.pruem.testa.eu |
|
|
test.car.hu.pruem.testa.eu |
|
|
MT |
dna.mt.pruem.testa.eu |
|
fp.mt.pruem.testa.eu |
|
|
car.mt.pruem.testa.eu |
|
|
test.dna.mt.pruem.testa.eu |
|
|
test.fp.mt.pruem.testa.eu |
|
|
test.car.mt.pruem.testa.eu |
|
|
NL |
dna.nl.pruem.nl.testa.eu |
|
fp.nl.pruem.testa.eu |
|
|
car.nl.pruem.testa.eu |
|
|
test.dna.nl.pruem.testa.eu |
|
|
test.fp.nl.pruem.testa.eu |
|
|
test.car.nl.pruem.testa.eu |
|
|
AT |
dna.at.pruem.testa.eu |
|
fp.at.pruem.testa.eu |
|
|
car.at.pruem.testa.eu |
|
|
test.dna.at.pruem.testa.eu |
|
|
test.fp.at.pruem.testa.eu |
|
|
test.car.at.pruem.testa.eu |
|
|
PL |
dna.pl.pruem.testa.eu |
|
fp.pl.pruem.testa.eu |
|
|
car.pl.pruem.testa.eu |
|
|
test.dna.pl.pruem.testa.eu |
|
|
test.fp.pl.pruem.testa.eu |
|
|
test.car.pl.pruem.testa.eu |
|
|
PT |
dna.pt.pruem.testa.eu |
|
fp.pt.pruem.testa.eu |
|
|
car.pt.pruem.testa.eu |
|
|
test.dna.pt.pruem.testa.eu |
|
|
test.fp.pt.pruem.testa.eu |
|
|
test.car.pt.pruem.testa.eu |
|
|
RO |
dna.ro.pruem.testa.eu |
|
fp.ro.pruem.testa.eu |
|
|
car.ro.pruem.testa.eu |
|
|
test.dna.ro.pruem.testa.eu |
|
|
test.fp.ro.pruem.testa.eu |
|
|
test.car.ro.pruem.testa.eu |
|
|
SI |
dna.si.pruem.testa.eu |
|
fp.si.pruem.testa.eu |
|
|
car.si.pruem.testa.eu |
|
|
test.dna.si.pruem.testa.eu |
|
|
test.fp.si.pruem.testa.eu |
|
|
test.car.si.pruem.testa.eu |
|
|
SK |
dna.sk.pruem.testa.eu |
|
fp.sk.pruem.testa.eu |
|
|
car.sk.pruem.testa.eu |
|
|
test.dna.sk.pruem.testa.eu |
|
|
test.fp.sk.pruem.testa.eu |
|
|
test.car.sk.pruem.testa.eu |
|
|
FI |
dna.fi.pruem.testa.eu |
|
fp.fi.pruem.testa.eu |
|
|
car.fi.pruem.testa.eu |
|
|
test.dna.fi.pruem.testa.eu |
|
|
test.fp.fi.pruem.testa.eu |
|
|
test.car.fi.pruem.testa.eu |
|
|
SE |
dna.se.pruem.testa.eu |
|
fp.se.pruem.testa.eu |
|
|
car.se.pruem.testa.eu |
|
|
test.dna.se.pruem.testa.eu |
|
|
test.fp.se.pruem.testa.eu |
|
|
test.car.se.pruem.testa.eu |
|
|
UK |
dna.uk.pruem.testa.eu |
|
fp.uk.pruem.testa.eu |
|
|
car.uk.pruem.testa.eu |
|
|
test.dna.uk.pruem.testa.eu |
|
|
test.fp.uk.pruem.testa.eu |
|
|
test.car.uk.pruem.testa.eu |
|
CHAPTER 2
EXCHANGE OF DACTYLOSCOPIC DATA (INTERFACE CONTROL DOCUMENT)
1. File Content Overview
Type-1 |
→ |
Transaction information |
Type-2 |
→ |
Alphanumeric persons/case data |
Type-4 |
→ |
High resolution greyscale dactyloscopic images |
Type-9 |
→ |
Minutiæ Record |
Type-13 |
→ |
Variable resolution latent image record |
Type-15 |
→ |
Variable resolution palmprint image record |
1.1. Type-1 — File header
1.2. Type-2 — Descriptive text
1.3. Type-4 — High resolution greyscale image
1.4. Type-9 — Minutiæ record
1.5. Type-13 — Variable-Resolution Latent Image Record
1.6. Variable-Resolution Palmprint Image Record
2. Record format
2.1. Information separators
Code |
Type |
Description |
Hexadecimal Value |
Decimal Value |
US |
Unit Separator |
Separates information items |
1F |
31 |
RS |
Record Separator |
Separates subfields |
1E |
30 |
GS |
Group Separator |
Separates fields |
1D |
29 |
FS |
File Separator |
Separates logical records |
1C |
28 |
2.2. Record layout
3. Type-1 Logical Record: the File Header
3.1. Fields for Type-1 Logical Record
3.1.1. Field 1.001: Logical Record Length (LEN)
3.1.2. Field 1.002: Version Number (VER)
3.1.3. Field 1.003: File Content (CNT)
3.1.4. Field 1.004: Type of Transaction (TOT)
Transaction Type |
Logical Record Type |
|||||
1 |
2 |
4 |
9 |
13 |
15 |
|
CPS |
M |
M |
M |
— |
— |
— |
SRE |
M |
M |
C |
— (C in case of latent HITs) |
C |
C |
MPS |
M |
M |
— |
M (1*) |
M |
— |
MMS |
M |
M |
— |
M (1*) |
M |
— |
PMS |
M |
M |
M* |
— |
— |
M* |
ERR |
M |
M |
— |
— |
— |
— |
M |
= |
Mandatory, |
M* |
= |
Only one of both record-types may be included, |
O |
= |
Optional, |
C |
= |
Conditional on whether data is available, |
— |
= |
Not allowed, |
1* |
= |
Conditional depending on legacy systems. |
3.1.5. Field 1.005: Date of Transaction (DAT)
3.1.6. Field 1.006: Priority (PRY)
3.1.7. Field 1.007: Destination Agency Identifier (DAI)
3.1.8. Field 1.008: Originating Agency Identifier (ORI)
3.1.9. Field 1.009: Transaction Control Number (TCN)
3.1.10. Field 1.010: Transaction Control Response (TCR)
3.1.11. Field 1.011: Native Scanning Resolution (NSR)
3.1.12. Field 1.012: Nominal Transmitting Resolution (NTR)
3.1.13. Field 1.013: Domain name (DOM)
3.1.14. Field 1.014: Greenwich mean time (GMT)
4. Type-2 Logical Record: Descriptive Text
4.1. Fields for Type-2 Logical Record
4.1.1. Field 2.001: Logical Record Length (LEN)
4.1.2. Field 2.002: Image Designation Character (IDC)
4.1.3. Field 2.003: System Information (SYS)
4.1.4. Field 2.007: Case Number (CNO)
4.1.5. Field 2.008: Sequence Number (SQN)
4.1.6. Field 2.009: Latent Identifier (MID)
4.1.7. Field 2.010: Criminal Reference Number (CRN)
4.1.8. Field 2.012: Miscellaneous Identification Number (MN1)
4.1.9. Field 2.013: Miscellaneous Identification Number (MN2)
4.1.10. Field 2.014: Miscellaneous Identification Number (MN3)
4.1.11. Field 2.015: Miscellaneous Identification Number (MN4)
4.1.12. Field 2.063: Additional Information (INF)
4.1.13. Field 2.064: Respondents List (RLS)
4.1.14. Field 2.074: Status/Error Message Field (ERM)
Numeric code (1-3) |
Meaning (5-128) |
003 |
ERROR: UNAUTHORISED ACCESS |
101 |
Mandatory field missing |
102 |
Invalid record type |
103 |
Undefined field |
104 |
Exceed the maximum occurrence |
105 |
Invalid number of subfields |
106 |
Field length too short |
107 |
Field length too long |
108 |
Field is not a number as expected |
109 |
Field number value too small |
110 |
Field number value too big |
111 |
Invalid character |
112 |
Invalid date |
115 |
Invalid item value |
116 |
Invalid type of transaction |
117 |
Invalid record data |
201 |
ERROR: INVALID TCN |
501 |
ERROR: INSUFFICIENT FINGERPRINT QUALITY |
502 |
ERROR: MISSING FINGERPRINTS |
503 |
ERROR: FINGERPRINT SEQUENCE CHECK FAILED |
999 |
ERROR: ANY OTHER ERROR. FOR FURTHER DETAILS CALL DESTINATION AGENCY. |
4.1.15. Field 2.320: Expected Number of Candidates (ENC)
5. Type-4 Logical Record: High Resolution GreyScale Image
5.1. Fields for Type-4 Logical Record
5.1.1. Field 4.001: Logical Record Length (LEN)
5.1.2. Field 4.002: Image Designation Character (IDC)
5.1.3. Field 4.003: Impression Type (IMP)
Code |
Description |
0 |
Live-scan of plain fingerprint |
1 |
Live-scan of rolled fingerprint |
2 |
Non-live scan impression of plain fingerprint captured from paper |
3 |
Non-live scan impression of rolled fingerprint captured from paper |
4 |
Latent impression captured directly |
5 |
Latent tracing |
6 |
Latent photo |
7 |
Latent lift |
8 |
Swipe |
9 |
Unknown |
5.1.4. Field 4.004: Finger Position (FGP)
Finger position |
Finger code |
Width (mm) |
Length (mm) |
Unknown |
0 |
40,0 |
40,0 |
Right thumb |
1 |
45,0 |
40,0 |
Right index finger |
2 |
40,0 |
40,0 |
Right middle finger |
3 |
40,0 |
40,0 |
Right ring finger |
4 |
40,0 |
40,0 |
Right little finger |
5 |
33,0 |
40,0 |
Left thumb |
6 |
45,0 |
40,0 |
Left index finger |
7 |
40,0 |
40,0 |
Left middle finger |
8 |
40,0 |
40,0 |
Left ring finger |
9 |
40,0 |
40,0 |
Left little finger |
10 |
33,0 |
40,0 |
Plain right thumb |
11 |
30,0 |
55,0 |
Plain left thumb |
12 |
30,0 |
55,0 |
Plain right four fingers |
13 |
70,0 |
65,0 |
Plain left four fingers |
14 |
70,0 |
65,0 |
5.1.5. Field 4.005: Image Scanning Resolution (ISR)
5.1.6. Field 4.006: Horizontal Line Length (HLL)
5.1.7. Field 4.007: Vertical Line Length (VLL)
5.1.8. Field 4.008: Greyscale Compression Algorithm (GCA)
5.1.9. Field 4.009: The Image
6. Type-9 Logical Record: Minutiæ Record
6.1. Minutiæ extraction
6.1.1. Minutia type identification
Type |
Description |
0 |
Other |
1 |
Ridge ending |
2 |
Bifurcation |
6.1.2. Minutia placement and type
6.1.3. Coordinate system
6.1.4. Minutiæ direction
6.2. Fields for Type-9 Logical record INCITS-378 Format
6.2.1. Field 9.001: Logical record length (LEN)
6.2.2. Field 9.002: Image designation character (IDC)
6.2.3. Field 9.003: Impression type (IMP)
6.2.4. Field 9.004: Minutiæ format (FMT)
6.2.5. Field 9.126: CBEFF information
6.2.6. Field 9.127: Capture equipment identification
6.2.7. Field 9.128: Horizontal line length (HLL)
6.2.8. Field 9.129: Vertical line length (VLL)
6.2.9. Field 9.130: Scale units (SLC)
6.2.10. Field 9.131: Horizontal pixel scale (HPS)
6.2.11. Field 9.132: Vertical pixel scale (VPS)
6.2.12. Field 9.133: Finger view
6.2.13. Field 9.134: Finger position (FGP)
6.2.14. Field 9.135: Finger quality
6.2.15. Field 9.136: number of minutiæ
6.2.16. Field 9.137: Finger minutiæ data
6.2.17. Field 9.138: Ridge count information
6.2.18. Field 9.139: Core information
6.2.19. Field 9.140: Delta information
7. Type-13 variable-resolution latent image record
Ident |
Cond. code |
Field Number |
Field name |
Char type |
Field size per occurrence |
Occur count |
Max byte count |
||
min. |
max. |
min |
max |
|
|||||
LEN |
M |
13.001 |
LOGICAL RECORD LENGTH |
N |
4 |
8 |
1 |
1 |
15 |
IDC |
M |
13.002 |
IMAGE DESIGNATION CHARACTER |
N |
2 |
5 |
1 |
1 |
12 |
IMP |
M |
13.003 |
IMPRESSION TYPE |
A |
2 |
2 |
1 |
1 |
9 |
SRC |
M |
13.004 |
SOURCE AGENCY/ORI |
AN |
6 |
35 |
1 |
1 |
42 |
LCD |
M |
13.005 |
LATENT CAPTURE DATE |
N |
9 |
9 |
1 |
1 |
16 |
HLL |
M |
13.006 |
HORIZONTAL LINE LENGTH |
N |
4 |
5 |
1 |
1 |
12 |
VLL |
M |
13.007 |
VERTICAL LINE LENGTH |
N |
4 |
5 |
1 |
1 |
12 |
SLC |
M |
13.008 |
SCALE UNITS |
N |
2 |
2 |
1 |
1 |
9 |
HPS |
M |
13.009 |
HORIZONTAL PIXEL SCALE |
N |
2 |
5 |
1 |
1 |
12 |
VPS |
M |
13.010 |
VERTICAL PIXEL SCALE |
N |
2 |
5 |
1 |
1 |
12 |
CGA |
M |
13.011 |
COMPRESSION ALGORITHM |
A |
5 |
7 |
1 |
1 |
14 |
BPX |
M |
13.012 |
BITS PER PIXEL |
N |
2 |
3 |
1 |
1 |
10 |
FGP |
M |
13.013 |
FINGER POSITION |
N |
2 |
3 |
1 |
6 |
25 |
RSV |
|
13.014 |
RESERVED FOR FUTURE DEFINITION |
— |
— |
— |
— |
— |
— |
13.019 |
|||||||||
COM |
O |
13.020 |
COMMENT |
A |
2 |
128 |
0 |
1 |
135 |
RSV |
|
13.021 |
RESERVED FOR FUTURE DEFINITION |
— |
— |
— |
— |
— |
— |
13.199 |
|||||||||
UDF |
O |
13.200 |
USER-DEFINED FIELDS |
— |
— |
— |
— |
— |
— |
13.998 |
|||||||||
DAT |
M |
13.999 |
IMAGE DATA |
B |
2 |
— |
1 |
1 |
— |
7.1. Fields for the Type-13 logical record
7.1.1. Field 13.001: Logical record length (LEN)
7.1.2. Field 13.002: Image designation character (IDC)
7.1.3. Field 13.003: Impression type (IMP)
7.1.4. Field 13.004: Source agency/ORI (SRC)
7.1.5. Field 13.005: Latent capture date (LCD)
7.1.6. Field 13.006: Horizontal line length (HLL)
7.1.7. Field 13.007: Vertical line length (VLL)
7.1.8. Field 13.008: Scale units (SLC)
7.1.9. Field 13.009: Horizontal pixel scale (HPS)
7.1.10. Field 13.010: Vertical pixel scale (VPS)
7.1.11. Field 13.011: Compression algorithm (CGA)
7.1.12. Field 13.012: Bits per pixel (BPX)
7.1.13. Field 13.013: Finger/palm position (FGP)
7.1.14. Field 13.014-019: Reserved for future definition (RSV)
7.1.15. Field 13.020: Comment (COM)
7.1.16. Field 13.021-199: Reserved for future definition (RSV)
7.1.17. Fields 13.200-998: User-defined fields (UDF)
7.1.18. Field 13.999: Image data (DAT)
7.2. End of Type-13 variable-resolution latent image record
8. Type-15 variable-resolution palmprint image record
8.1. Fields for the Type-15 logical record
8.1.1. Field 15.001: Logical record length (LEN)
8.1.2. Field 15.002: Image designation character (IDC)
8.1.3. Field 15.003: Impression type (IMP)
8.1.4. Field 15.004: Source agency/ORI (SRC)
8.1.5. Field 15.005: Palmprint capture date (PCD)
8.1.6. Field 15.006: Horizontal line length (HLL)
8.1.7. Field 15.007: Vertical line length (VLL)
8.1.8. Field 15.008: Scale units (SLC)
8.1.9. Field 15.009: Horizontal pixel scale (HPS)
8.1.10. Field 15.010: Vertical pixel scale (VPS)
Ident |
Cond. code |
Field number |
Field name |
Char type |
Field size per occurrence |
Occur count |
Max byte count |
||
min. |
max. |
min |
max |
|
|||||
LEN |
M |
15.001 |
LOGICAL RECORD LENGTH |
N |
4 |
8 |
1 |
1 |
15 |
IDC |
M |
15.002 |
IMAGE DESIGNATION CHARACTER |
N |
2 |
5 |
1 |
1 |
12 |
IMP |
M |
15.003 |
IMPRESSION TYPE |
N |
2 |
2 |
1 |
1 |
9 |
SRC |
M |
15.004 |
SOURCE AGENCY/ORI |
AN |
6 |
35 |
1 |
1 |
42 |
PCD |
M |
15.005 |
PALMPRINT CAPTURE DATE |
N |
9 |
9 |
1 |
1 |
16 |
HLL |
M |
15.006 |
HORIZONTAL LINE LENGTH |
N |
4 |
5 |
1 |
1 |
12 |
VLL |
M |
15.007 |
VERTICAL LINE LENGTH |
N |
4 |
5 |
1 |
1 |
12 |
SLC |
M |
15.008 |
SCALE UNITS |
N |
2 |
2 |
1 |
1 |
9 |
HPS |
M |
15.009 |
HORIZONTAL PIXEL SCALE |
N |
2 |
5 |
1 |
1 |
12 |
VPS |
M |
15.010 |
VERTICAL PIXEL SCALE |
N |
2 |
5 |
1 |
1 |
12 |
CGA |
M |
15.011 |
COMPRESSION ALGORITHM |
AN |
5 |
7 |
1 |
1 |
14 |
BPX |
M |
15.012 |
BITS PER PIXEL |
N |
2 |
3 |
1 |
1 |
10 |
PLP |
M |
15.013 |
PALMPRINT POSITION |
N |
2 |
3 |
1 |
1 |
10 |
RSV |
|
15.014 |
RESERVED FOR FUTURE INCLUSION |
— |
— |
— |
— |
— |
— |
15.019 |
|||||||||
COM |
O |
15.020 |
COMMENT |
AN |
2 |
128 |
0 |
1 |
128 |
RSV |
|
15.021 |
RESERVED FOR FUTURE INCLUSION |
— |
— |
— |
— |
— |
— |
15.199 |
|||||||||
UDF |
O |
15.200 |
USER-DEFINED FIELDS |
— |
— |
— |
— |
— |
— |
15.998 |
|||||||||
DAT |
M |
15.999 |
IMAGE DATA |
B |
2 |
— |
1 |
1 |
— |
Description |
Code |
Live-scan palm |
10 |
Nonlive-scan palm |
11 |
Latent palm impression |
12 |
Latent palm tracing |
13 |
Latent palm photo |
14 |
Latent palm lift |
15 |
8.1.11. Field 15.011: Compression algorithm (CGA)
8.1.12. Field 15.012: Bits per pixel (BPX)
Palm Position |
Palm code |
Image area (mm2) |
Width (mm) |
Height (mm) |
Unknown Palm |
20 |
28387 |
139,7 |
203,2 |
Right Full Palm |
21 |
28387 |
139,7 |
203,2 |
Right Writer s Palm |
22 |
5645 |
44,5 |
127,0 |
Left Full Palm |
23 |
28387 |
139,7 |
203,2 |
Left Writer s Palm |
24 |
5645 |
44,5 |
127,0 |
Right Lower Palm |
25 |
19516 |
139,7 |
139,7 |
Right Upper Palm |
26 |
19516 |
139,7 |
139,7 |
Left Lower Palm |
27 |
19516 |
139,7 |
139,7 |
Left Upper Palm |
28 |
19516 |
139,7 |
139,7 |
Right Other |
29 |
28387 |
139,7 |
203,2 |
Left Other |
30 |
28387 |
139,7 |
203,2 |
8.1.13. Field 15.013: Palmprint position (PLP)
8.1.14. Field 15.014-019: Reserved for future definition (RSV)
8.1.15. Field 15.020: Comment (COM)
8.1.16. Field 15.021-199: Reserved for future definition (RSV)
8.1.17. Fields 15.200-998: User-defined fields (UDF)
8.1.18. Field 15.999: Image data (DAT)
8.2. End of Type-15 variable-resolution palmprint image record
8.3. Additional Type-15 variable-resolution palmprint image records
Type of AFIS Search |
TP/TP |
LT/TP |
LP/PP |
TP/UL |
LT/UL |
PP/ULP |
LP/ULP |
Maximum Number of Candidates |
1 |
10 |
5 |
5 |
5 |
5 |
5 |
9. Appendices to Chapter 2 (exchange of dactyloscopic data)
9.1. Appendix 39-1: ASCII Separator Codes
ASCII |
Position(2) |
Description |
LF |
1/10 |
Separates error codes in Field 2.074 |
FS |
1/12 |
Separates logical records of a file |
GS |
1/13 |
Separates fields of a logical record |
RS |
1/14 |
Separates the subfields of a record field |
US |
1/15 |
Separates individual information items of the field or subfield |
9.2. Appendix 39-2: Calculation of Alpha-Numeric Check Character
Check Character Look-up Table |
||
1-A |
9-J |
17-T |
2-B |
10-K |
18-U |
3-C |
11-L |
19-V |
4-D |
12-M |
20-W |
5-E |
13-N |
21-X |
6-F |
14-P |
22-Y |
7-G |
15-Q |
0-Z |
8-H |
16-R |
|
9.3. Appendix 39-3: Character Codes
7-bit ANSI code for information interchange |
||||||||||
ASCII Character Set |
||||||||||
+ |
0 |
1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
30 |
|
|
|
! |
’ |
# |
$ |
% |
& |
‘ |
40 |
( |
) |
* |
+ |
, |
- |
. |
/ |
0 |
1 |
50 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
: |
; |
60 |
< |
= |
> |
? |
@ |
A |
B |
C |
D |
E |
70 |
F |
G |
H |
I |
J |
K |
L |
M |
N |
O |
80 |
P |
Q |
R |
S |
T |
U |
V |
W |
X |
Y |
90 |
Z |
[ |
] |
^ |
_ |
` |
a |
b |
c |
|
100 |
d |
e |
f |
g |
h |
i |
j |
k |
l |
m |
110 |
n |
o |
p |
q |
r |
s |
t |
u |
v |
w |
120 |
x |
y |
z |
{}{ |
| |
}} |
~ |
|
|
|
9.4. Appendix 39-4: Transaction Summary
Type 1 Record (mandatory) |
|||||
Identifier |
Field number |
Field name |
CPS/PMS |
SRE |
ERR |
LEN |
1.001 |
Logical Record Length |
M |
M |
M |
VER |
1.002 |
Version Number |
M |
M |
M |
CNT |
1.003 |
File Content |
M |
M |
M |
TOT |
1.004 |
Type of Transaction |
M |
M |
M |
DAT |
1.005 |
Date |
M |
M |
M |
PRY |
1.006 |
Priority |
M |
M |
M |
DAI |
1.007 |
Destination Agency |
M |
M |
M |
ORI |
1.008 |
Originating Agency |
M |
M |
M |
TCN |
1.009 |
Transaction Control Number |
M |
M |
M |
TCR |
1.010 |
Transaction Control Reference |
C |
M |
M |
NSR |
1.011 |
Native Scanning Resolution |
M |
M |
M |
NTR |
1.012 |
Nominal Transmitting Resolution |
M |
M |
M |
DOM |
1.013 |
Domain name |
M |
M |
M |
GMT |
1.014 |
Greenwich mean time |
M |
M |
M |
Type 2 Record (mandatory) |
||||||
Identifier |
Field number |
Field name |
CPS/PMS |
MPS/MMS |
SRE |
ERR |
LEN |
2.001 |
Logical Record Length |
M |
M |
M |
M |
IDC |
2.002 |
Image Designation Character |
M |
M |
M |
M |
SYS |
2.003 |
System Information |
M |
M |
M |
M |
CNO |
2.007 |
Case Number |
— |
M |
C |
— |
SQN |
2.008 |
Sequence Number |
— |
C |
C |
— |
MID |
2.009 |
Latent Identifier |
— |
C |
C |
— |
CRN |
2.010 |
Criminal Reference Number |
M |
— |
C |
— |
MN1 |
2.012 |
Miscellaneous Identification Number |
— |
— |
C |
C |
MN2 |
2.013 |
Miscellaneous Identification Number |
— |
— |
C |
C |
MN3 |
2.014 |
Miscellaneous Identification Number |
— |
— |
C |
C |
MN4 |
2.015 |
Miscellaneous Identification Number |
— |
— |
C |
C |
INF |
2.063 |
Additional Information |
O |
O |
O |
O |
RLS |
2.064 |
Respondents List |
— |
— |
M |
— |
ERM |
2.074 |
Status/Error Message Field |
— |
— |
— |
M |
ENC |
2.320 |
Expected Number of Candidates |
M |
M |
— |
— |
* |
= |
if the transmission of the data is in accordance with domestic law (not covered by Articles 533 and 534 of this Agreement) |
9.5. Appendix 39-5: Type-1 Record Definitions
Identifier |
Condition |
Field number |
Field name |
Character type |
Example data |
LEN |
M |
1.001 |
Logical Record Length |
N |
1.001:230{}{GS}} |
VER |
M |
1.002 |
Version Number |
N |
1.002:0300{}{GS}} |
CNT |
M |
1.003 |
File Content |
N |
1.003:1{}{US}}15{}{RS}}2{}{US}}00{}{RS}}4{}{US}}01{}{RS}}4{}{US}}02{}{RS}}4{}{US}}03{}{RS}}4{}{US}}04{}{RS}}4{}{US}}05{}{RS}}4{}{US}}06{}{RS}}4{}{US}}07{}{RS}}4{}{US}}08{}{RS}}4{}{US}}09{}{RS}}4{}{US}}10{}{RS}}4{}{US}}11{}{RS}}4{}{US}}12{}{RS}}4{}{US}}13{}{RS}}4{}{US}}14{}{GS}} |
TOT |
M |
1.004 |
Type of Transaction |
A |
1.004:CPS{}{GS}} |
DAT |
M |
1.005 |
Date |
N |
1.005:20050101{}{GS}} |
PRY |
M |
1.006 |
Priority |
N |
1.006:4{}{GS}} |
DAI |
M |
1.007 |
Destination Agency |
1* |
1.007:DE/BKA{}{GS}} |
ORI |
M |
1.008 |
Originating Agency |
1* |
1.008:NL/NAFIS{}{GS}} |
TCN |
M |
1.009 |
Transaction Control Number |
AN |
1.009:0200000004F{}{GS}} |
TCR |
C |
1.010 |
Transaction Control Reference |
AN |
1.010:0200000004F{}{GS}} |
NSR |
M |
1.011 |
Native Scanning Resolution |
AN |
1.011:19.68{}{GS}} |
NTR |
M |
1.012 |
Nominal Transmitting Resolution |
AN |
1.012:19,68{}{GS}} |
DOM |
M |
1.013 |
Domain Name |
AN |
1.013: INT-I{}{US}}4,22{}{GS}} |
GMT |
M |
1.014 |
Greenwich Mean Time |
AN |
1.014:20050101125959Z |
9.6. Appendix 39-6: Type-2 Record Definitions
Identifier |
Condition |
Field number |
Field name |
Character type |
Example data |
LEN |
M |
2.001 |
Logical Record Length |
N |
2.001:909{}{GS}} |
IDC |
M |
2.002 |
Image Designation Character |
N |
2.002:00{}{GS}} |
SYS |
M |
2.003 |
System Information |
N |
2.003:0422{}{GS}} |
CRN |
M |
2.010 |
Criminal Reference Number |
AN |
2.010:DE/E999999999{}{GS}} |
INF |
O |
2.063 |
Additional Information |
1* |
2.063:Additional Information 123{}{GS}} |
ENC |
M |
2.320 |
Expected Number of Candidates |
N |
2.320:1{}{GS}} |
Identifier |
Condition |
Field number |
Field name |
Character type |
Example data |
LEN |
M |
2.001 |
Logical Record Length |
N |
2.001:909{}{GS}} |
IDC |
M |
2.002 |
Image Designation Character |
N |
2.002:00{}{GS}} |
SYS |
M |
2.003 |
System Information |
N |
2.003:0422{}{GS}} |
CRN |
C |
2.010 |
Criminal Reference Number |
AN |
2.010:NL/2222222222{}{GS}} |
MN1 |
C |
2.012 |
Miscellaneous Identification Number |
AN |
2.012:E999999999{}{GS}} |
MN2 |
C |
2.013 |
Miscellaneous Identification Number |
AN |
2.013:E999999999{}{GS}} |
MN3 |
C |
2.014 |
Miscellaneous Identification Number |
N |
2.014:0001{}{GS}} |
MN4 |
C |
2.015 |
Miscellaneous Identification Number |
A |
2.015:A{}{GS}} |
INF |
O |
2.063 |
Additional Information |
1* |
2.063:Additional Information 123{}{GS}} |
RLS |
M |
2.064 |
Respondents List |
AN |
2.064:CPS{}{RS}}I{}{RS}}001/001{}{RS}}999999{}{GS}} |
Identifier |
Condition |
Field number |
Field name |
Character type |
Example data |
LEN |
M |
2.001 |
Logical Record Length |
N |
2.001:909{}{GS}} |
IDC |
M |
2.002 |
Image Designation Character |
N |
2.002:00{}{GS}} |
SYS |
M |
2.003 |
System Information |
N |
2.003:0422{}{GS}} |
MN1 |
M |
2.012 |
Miscellaneous Identification Number |
AN |
2.012:E999999999{}{GS}} |
MN2 |
C |
2.013 |
Miscellaneous Identification Number |
AN |
2.013:E999999999{}{GS}} |
MN3 |
C |
2.014 |
Miscellaneous Identification Number |
N |
2.014:0001{}{GS}} |
MN4 |
C |
2.015 |
Miscellaneous Identification Number |
A |
2.015:A{}{GS}} |
INF |
O |
2.063 |
Additional Information |
1* |
2.063:Additional Information 123{}{GS}} |
ERM |
M |
2.074 |
Status/Error Message Field |
AN |
2.074: 201: IDC - 1 FIELD 1.009 WRONG CONTROL CHARACTER {}{LF}} 115: IDC 0 FIELD 2.003 INVALID SYSTEM INFORMATION {}{GS}} |
Identifier |
Condition |
Field number |
Field name |
Character type |
Example data |
LEN |
M |
2.001 |
Logical Record Length |
N |
2.001:909{}{GS}} |
IDC |
M |
2.002 |
Image Designation Character |
N |
2.002:00{}{GS}} |
SYS |
M |
2.003 |
System Information |
N |
2.003:0422{}{GS}} |
CNO |
M |
2.007 |
Case Number |
AN |
2.007:E999999999{}{GS}} |
SQN |
C |
2.008 |
Sequence Number |
N |
2.008:0001{}{GS}} |
MID |
C |
2.009 |
Latent Identifier |
A |
2.009:A{}{GS}} |
INF |
O |
2.063 |
Additional Information |
1* |
2.063:Additional Information 123{}{GS}} |
ENC |
M |
2.320 |
Expected Number of Candidates |
N |
2.320:1{}{GS}} |
9.7. Appendix 39-7: Greyscale Compression Codes
Compression |
Value |
Remarks |
Wavelet Scalar Quantisation Greyscale Fingerprint Image Compression Specification IAFIS-IC-0010(V3), dated 19 December 1997 |
WSQ |
Algorithm to be used for the compression of greyscale images in Type-4, Type-7 and Type-13 to Type-15 records. Shall not be used for resolutions > 500 dpi. |
JPEG 2000 [ISO 15444/ITU T.800] |
J2K |
To be used for lossy and losslessly compression of greyscale images in Type-13 to Type-15 records. Strongly recommended for resolutions > 500 dpi |
9.8. Appendix 39-8: Mail specification
CHAPTER 3
EXCHANGE OF VEHICLE REGISTRATION DATA
1. Common data-set for automated search of vehicle registration data
1.1. Definitions
1.2. Vehicle/owner/holder search
1.2.1. Triggers for the search
1.2.2. Data set
Item |
M/O(3) |
Remarks |
Prüm Y/N(4) |
Data relating to vehicles |
|
|
|
Licence number |
M |
|
Y |
Chassis number/VIN |
M |
|
Y |
Country of registration |
M |
|
Y |
Make |
M |
(D.1(5)) e.g. Ford, Opel, Renault, etc. |
Y |
Commercial type of the vehicle |
M |
(D.3) e.g. Focus, Astra, Megane |
Y |
EU Category Code |
M |
(J) mopeds, motorbikes, cars, etc. |
Y |
Item |
M/O(6) |
Remarks |
Prüm Y/N |
||||||
Data relating to holders of the vehicle |
|
(C.1(7)) The data refer to the holder of the specific registration certificate. |
|
||||||
Registration holders' (company) name |
M |
(C.1.1.) separate fields will be used for surname, infixes, titles, etc., and the name in printable format will be communicated |
Y |
||||||
First name |
M |
(C.1.2) separate fields for first name(s) and initials will be used, and the name in printable format will be communicated |
Y |
||||||
Address |
M |
(C.1.3) separate fields will be used for Street, House number and Annex, Zip code, Place of residence, Country of residence, etc., and the Address in printable format will be communicated |
Y |
||||||
Gender |
M |
Male, female |
Y |
||||||
Date of birth |
M |
|
Y |
||||||
Legal entity |
M |
individual, association, company, firm, etc. |
Y |
||||||
Place of Birth |
O |
|
Y |
||||||
ID Number |
O |
An identifier that uniquely identifies the person or the company. |
N |
||||||
Type of ID Number |
O |
The type of ID Number (e.g. passport number). |
N |
||||||
Start date holdership |
O |
Start date of the holdership of the car. This date will often be the same as printed under (I) on the registration certificate of the vehicle. |
N |
||||||
End date holdership |
O |
End data of the holdership of the car. |
N |
||||||
Type of holder |
O |
If there is no owner of the vehicle (C.2) the reference to the fact that the holder of the registration certificate:
|
N |
||||||
Data relating to owners of the vehicle |
|
(C.2) |
|
||||||
Owners' (company) name |
M |
(C.2.1) |
Y |
||||||
First name |
M |
(C.2.2) |
Y |
||||||
Address |
M |
(C.2.3) |
Y |
||||||
Gender |
M |
male, female |
Y |
||||||
Date of birth |
M |
|
Y |
||||||
Legal entity |
M |
individual, association, company, firm, etc. |
Y |
||||||
Place of Birth |
O |
|
Y |
||||||
ID Number |
O |
An identifier that uniquely identifies the person or the company. |
N |
||||||
Type of ID Number |
O |
The type of ID Number (e.g. passport number). |
N |
||||||
Start date ownership |
O |
Start date of the ownership of the car. |
N |
||||||
End date ownership |
O |
End data of the ownership of the car. |
N |
||||||
Data relating to vehicles |
|
|
|
||||||
Licence number |
M |
|
Y |
||||||
Chassis number/VIN |
M |
|
Y |
||||||
Country of registration |
M |
|
Y |
||||||
Make |
M |
(D.1) e.g. Ford, Opel, Renault, etc. |
Y |
||||||
Commercial type of the vehicle |
M |
(D.3) e.g. Focus, Astra, Megane. |
Y |
||||||
Nature of the vehicle/EU Category Code |
M |
(J) mopeds, motorbikes, cars, etc. |
Y |
||||||
Date of first registration |
M |
(B) Date of first registration of the vehicle somewhere in the world. |
Y |
||||||
Start date (actual) registration |
M |
(I) Date of the registration to which the specific certificate of the vehicle refers. |
Y |
||||||
End date registration |
M |
End data of the registration to which the specific certificate of the vehicle refers. It is possible this date indicates the period of validity as printed on the document if not unlimited (document abbreviation = H). |
Y |
||||||
Status |
M |
Scrapped, stolen, exported, etc. |
Y |
||||||
Start date status |
M |
|
Y |
||||||
End date status |
O |
|
N |
||||||
kW |
O |
(P.2) |
Y |
||||||
Capacity |
O |
(P.1) |
Y |
||||||
Type of licence number |
O |
Regular, transito, etc. |
Y |
||||||
Vehicle document id 1 |
O |
The first unique document ID as printed on the vehicle document. |
Y |
||||||
Vehicle document id 2(8) |
O |
A second document ID as printed on the vehicle document. |
Y |
||||||
Data relating to insurances |
|
|
|
||||||
Insurance company name |
O |
|
Y |
||||||
Begin date insurance |
O |
|
Y |
||||||
End date insurance |
O |
|
Y |
||||||
Address |
O |
|
Y |
||||||
Insurance number |
O |
|
Y |
||||||
ID number |
O |
An identifier that uniquely identifies the company. |
N |
||||||
Type of ID number |
O |
The type of ID number (e.g. number of the Chamber of Commerce) |
N |
2. Data Security
2.1. Overview
2.2. Security Features related to message exchange
2.3. Security features not related to message exchange
2.3.1. Authentication of users
2.3.2. User roles
2.3.3. Logging and tracing of message exchange
2.3.4. Hardware Security Module
3. Technical conditions of the data exchange
3.1. General description of the Eucaris application
3.1.1. Overview
3.1.2. Scope of the system
Eucaris aspects |
M/O(9) |
Remark |
||||||||||||||||
Network concept |
M |
The concept is an "any-to-any" communication. |
||||||||||||||||
Physical network |
M |
TESTA |
||||||||||||||||
Core application |
M |
The core application of Eucaris has to be used to connect to the other States. The following functionality is offered by the core:
|
||||||||||||||||
Client application |
O |
In addition to the core application the Eucaris II client application can be used by a State. When applicable, the core and client application are modified under auspices of the Eucaris organisation. |
||||||||||||||||
Security concept |
M |
The concept is based on XML-signing by means of client certificates and SSL-encryption by means of service certificates. |
||||||||||||||||
Message specifications |
M |
Every State has to comply with the message specifications as set by the Eucaris organisation and this Chapter. The specifications can only be changed by the Eucaris organisation in consultation with the States. |
||||||||||||||||
Operation and Support |
M |
The acceptance of new States or a new functionality is under auspices of the Eucaris organisation. Monitoring and help desk functions are managed centrally by an appointed State. |
3.2. Functional and Non-Functional Requirements
3.2.1. Generic functionality
No |
Description |
1. |
The system allows the Registration Authorities of the States to exchange request and response messages in an interactive way. |
2. |
The system contains a client application, enabling end-users to send their requests and presenting the response information for manual processing |
3. |
The system facilitates "broadcasting", allowing a State to send a request to all other States. The incoming responses are consolidated by the core application in one response message to the client application (this functionality is called a "Multiple Country Inquiry"). |
4. |
The system is able to deal with different types of messages. User roles, authorisation, routing, signing and logging are all defined per specific service. |
5. |
The system allows the States to exchange batches of messages or messages containing a large number of requests or replies. These messages are dealt with in an asynchronous way. |
6. |
The system queues asynchronous messages if the recipient State is temporarily unavailable and guarantees the deliverance as soon as the recipient is up again. |
7. |
The system stores incoming asynchronous messages until they can be processed. |
8. |
The system only gives access to Eucaris applications of other States, not to individual organisations within those other States, i.e. each Registration Authority acts as the single gateway between its national end-users and the corresponding Authorities in the other States. |
9. |
It is possible to define users of different States on one Eucaris server and to authorise them following the rights of that State. |
10. |
Information on the requesting State, organisation and end user are included in the messages. |
11. |
The system facilitates logging of the exchange of messages between the different States and between the core application and the national registration systems. |
12. |
The system allows a specific secretary, which is an organisation or State explicitly appointed for this task, to gather logged information on messages sent/received by all the participating States, in order to produce statistical reports. |
13. |
Each State indicates itself what logged information is made available for the secretary and what information is "private". |
14. |
The system allows the National Administrators of each State to extract statistics of use. |
15. |
The system enables addition of new States through simple administrative tasks. |
3.2.2. Usability
No |
Description |
16. |
The system provides an interface for automated processing of messages by back-end systems/legacy and enables the integration of the user interface in those systems (customised user-interface). |
17. |
The system is easy to learn, self-explanatory and contains help-text. |
18. |
The system is documented to assist States in integration, operational activities and future maintenance (e.g. reference guides, functional/technical documentation, operational guide, …). |
19. |
The user interface is multi-lingual and offers facilities for the end-user to select a preferred language. |
20. |
The user interface contains facilities for a Local Administrator to translate both screen-items and coded information to the national language. |
3.2.3. Reliability
No |
Description |
21. |
The system is designed as a robust and dependable operational system which is tolerant to operator errors and which will recover cleanly from power cuts or other disasters. It shall be possible to restart the system with no or minimal loss of data. |
22. |
The system shall give stable and reproducible results. |
23. |
The system has been designed to function reliably. It is possible to implement the system in a configuration that guarantees an availability of 98 % (by redundancy, the use of back-up servers, etc.) in each bilateral communication. |
24. |
It is possible to use part of the system, even during failure of some components (if State C is down, States A and B are still able to communicate). The number of single points of failure in the information chain should be minimised. |
25. |
The recovery time after a severe failure should be less than one day. It should be possible to minimise down-time by using remote support, e.g. by a central service desk. |
3.2.4. Performance
No |
Description |
26. |
The system can be used 24x7. This time-window (24x7) is then also required from the States' legacy systems. |
27. |
The system responds rapidly to user requests irrespective of any background tasks. This is also required from the Parties legacy systems to ensure acceptable response time. An overall response time of 10 seconds maximum for a single request is acceptable. |
28. |
The system has been designed as a multi-user system and in such a way that background tasks can continue while the user performs foreground tasks. |
29. |
The system has been designed to be scaleable in order to support the potential increase of number of messages when new functionality is added or new organisations or States are added. |
3.2.5. Security
No |
Description |
30. |
The system is suited (e.g. in its security measures) for the exchange of messages containing privacy-sensitive personal data (e.g. car owner/holders), classified as EU restricted. |
31. |
The system is maintained in such a way that unauthorised access to the data is prevented. |
32. |
The system contains a service for the management of the rights and permissions of national end-users. |
33. |
States are able to check the identity of the sender (at State level), by means of XML-signing. |
34. |
States shall explicitly authorise other States to request specific information. |
35. |
The system provides at application level a full security and encryption policy compatible with the level of security required in such situations. Exclusiveness and integrity of the information is guaranteed by the use of XML-signing and encryption by means of SSL-tunnelling. |
36. |
All exchange of messages can be traced by means of logging. |
37. |
Protection is provided against deletion attacks (a third party deletes a message) and replay or insertion attacks (a third party replays or inserts a message). |
38. |
The system makes use of certificates of a Trusted Third Party (TTP). |
39. |
The system is able to handle different certificates per State, depending on the type of message or service. |
40. |
The security measures at application level are sufficient to allow the use of non-accredited networks. |
41. |
The system is able to use novice security techniques such as an XML-firewall. |
3.2.6. Adaptability
No |
Description |
42. |
The system is extensible with new messages and new functionality. The costs of adaptations are minimal. Due to the centralised development of application components. |
43. |
States are able to define new message types for bilateral use. Not all States are required to support all message types. |
3.2.7. Support and Maintenance
No |
Description |
44. |
The system provides monitoring facilities for a central service-desk and/or operators concerning the network and servers in the different States. |
45. |
The system provides facilities for remote support by a central service-desk. |
46. |
The system provides facilities for problem analysis. |
47. |
The system can be expanded to new States. |
48. |
The application can easily be installed by staff with a minimum of IT-qualifications and experience. The installation procedure shall be as much as possible automated. |
49. |
The system provides a permanent testing and acceptance environment. |
50. |
The annual costs of maintenance and support has been minimised by adherence to market standards and by creating the application in such a way that as little support as possible from a central service-desk is required. |
3.2.8. Design requirements
No |
Description |
51. |
The system is designed and documented for an operational lifetime of many years. |
52. |
The system has been designed in such a way that it is independent of the network provider. |
53. |
The system is compliant with the existing HW/SW in the States by interacting with those registration systems using open standard web service technology (XML, XSD, SOAP, WSDL, HTTP(s), Web services, WSS, X.509, etc.). |
3.2.9. Applicable standards
No |
Description |
54. |
The system is compliant with data protection issues as stated in Regulation (EC) No 45/2001 (Articles 21, 22 and 23) and Directive 95/46/EC. |
55. |
The system complies with the IDA Standards. |
56. |
The system supports UTF8. |
CHAPTER 4
EVALUATION PROCEDURE REFERRED TO IN ARTICLE 540
Article 1
Questionnaire
Article 2
Pilot run
Article 3
Evaluation visit
Article 4
Evaluations carried out under Council Decisions 2008/615/JHA and 2008/616/JHA
Article 5
Report to the Council
ANNEX 40
PASSENGER NAME RECORD DATA
ANNEX 41
FORMS OF CRIME FOR WHICH EUROPOL IS COMPETENT
ANNEX 42
FORMS OF SERIOUS CRIME FOR WHICH EUROJUST IS COMPETENT
ANNEX 43
ARREST WARRANT
(a) |
Information regarding the identity of the requested person: |
|
|
Name: |
|
|
Forename(s): |
|
|
Maiden name, where applicable: |
|
|
Aliases, where applicable: |
|
|
Sex: |
|
|
Nationality: |
|
|
Date of birth: |
|
|
Place of birth: |
|
|
Residence and/or known address: |
|
|
Language(s) which the requested person understands (if known): |
|
|
Distinctive marks/description of the requested person: |
|
|
Photo and fingerprints of the requested person, if they are available and can be transmitted, or contact details of the person to be contacted in order to obtain such information or a DNA profile (where this evidence can be supplied but has not been included) |
(b) |
Decision on which the warrant is based: |
|
1. |
Arrest warrant or judicial decision having the same effect: |
|
|
Type: |
|
2. |
Enforceable judgement: |
|
|
Reference: |
|
(c) |
Indications on the length of the sentence: |
|
1. |
Maximum length of the custodial sentence or detention order which may be imposed for the offence(s): |
|
2. |
Length of the custodial sentence or detention order imposed: |
|
|
Remaining sentence to be served: |
|
(d) |
Indicate if the person appeared in person at the trial resulting in the decision: |
||||||||||
1. |
|
||||||||||
2. |
|
||||||||||
3. |
If you have ticked the box under point 2, please confirm the existence of one of the following, if applicable: |
||||||||||
|
|
||||||||||
|
OR
|
||||||||||
|
OR
|
||||||||||
|
OR
|
||||||||||
|
|
||||||||||
|
OR
|
||||||||||
|
OR
|
||||||||||
4. |
If you have ticked the box under point 3.1b, 3.2 or 3.3 above, please provide information about how the relevant condition has been met: … |
(e) |
Offences: |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
This warrant relates to in total: |
|
offences |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Description of the circumstances in which the offence(s) was (were) committed, including the time, place and degree of participation in the offence(s) by the requested person: |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Nature and legal classification of the offence(s) and the applicable statutory provision/code: |
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
I. |
The following applies only in case both the issuing and the executing State have made a notification under Article 599(4) of the Agreement: if applicable, tick one or more of the following offences, as defined by the law of the issuing State, punishable in the issuing State by a custodial sentence or detention order for a maximum period of at least three years:
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II. |
Full descriptions of offence(s) not covered by Section I above: |
(f) |
Other circumstances relevant to the case (optional information): (NB: This could cover remarks on extraterritoriality, interruption of periods of time limitation and other consequences of the offence) |
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(g) |
This warrant pertains also to the seizure and handing over of property which may be required as evidence: This warrant pertains also to the seizure and handing over of property acquired by the requested person as a result of the offence: Description of the property (and location) (if known): |
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(h) |
The offence(s) on the basis of which this warrant has been issued is (are) punishable by/has(have) led to a custodial life sentence or lifetime detention order: |
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the issuing State will upon request by the executing State give an assurance that it will: |
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(i) |
The judicial authority which issued the warrant: |
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Official name: |
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Name of its representative:(2) |
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Post held (title/grade): |
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File reference: |
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Address: |
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Tel. No.: (country code) (area/city code) |
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Fax No. (country code) (area/city code) |
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E-mail: |
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Contact details of the person to contact to make necessary practical arrangements for the surrender: |
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Where a central authority has been made responsible for the transmission and administrative reception of arrest warrants: |
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Name of the central authority: |
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Contact person, if applicable (title/grade and name): |
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Address: |
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Tel. No.: (country code) (area/city code) |
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Fax No. (country code) (area/city code) |
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E-mail: |
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Signature of the issuing judicial authority and/or its representative: |
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Name: |
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Post held (title/grade): |
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Date: |
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Official stamp (if available): |
ANNEX 44
EXCHANGE OF CRIMINAL RECORD INFORMATION – TECHNICAL AND PROCEDURAL SPECIFICATIONS
CHAPTER 1
GENERAL PROVISIONS
Article 1
Objective
Article 2
Communications network
Article 3
Interconnection software
Article 4
Information to be transmitted in notifications, requests and replies
Article 5
Format of transmission of information
Article 6
Continuity of transmission
Article 7
Statistics and reporting
Article 8
Technical specifications
CHAPTER 2
FORMS
State: |
Central authority(ies): |
Contact person: |
Telephone (with STD code): |
Fax (with STD code): |
E-mail address: |
Correspondence address: |
File reference, if known: |
Full name (forenames and all surnames) |
Previous names: |
Pseudonym and/or alias, if any: |
Gender: M ☐ F ☐ |
Nationality: |
Date of birth (in figures: dd/mm/yyyy): |
Place of birth (town and State): |
Father's name: |
Mother's name: |
Residence or known address: |
Person's identity number or type and number of the person's identification document: |
Fingerprints: |
Facial image: |
Other available identification information: |
(1) |
☐ |
criminal proceedings (please identify the authority before which the proceedings are pending and, if available, the case reference number) … … |
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(2) |
☐ |
request outside the context of criminal proceedings (please identify the authority before which the proceedings are pending and, if available, the case reference number, while ticking the relevant box): |
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☐ |
the person concerned does not consent for this information to be divulged (if the person concerned was asked for his or her consent in accordance with the law of the requesting State). |
Contact person for any further information needed: |
Name: |
Telephone: |
E-mail address: |
Other information (e.g. urgency of the request): |
The undersigned authority confirms that: |
|
☐ |
there is no information on convictions in the criminal record of the person concerned |
☐ |
there is information on convictions entered in the criminal record of the person concerned; a list of convictions is attached |
☐ |
there is other information entered in the criminal record of the person concerned; such information is attached (optional) |
☐ |
there is information on convictions entered in the criminal record of the person concerned but the convicting State intimated that the information about these convictions may not be retransmitted for any purposes other than that of criminal proceedings. The request for more information may be sent directly to … (please indicate the convicting State) |
☐ |
in accordance with the national law of the requested State, requests made for any purposes other than that of criminal proceedings may not be dealt with. |
Contact person for any further information needed: |
Name: |
Telephone: |
E-mail address: |
Other information (limitations of use of the data concerning requests outside the context of criminal proceedings): |
Please indicate the number of pages attached to the reply form: |
Done at |
on |
Signature and official stamp (if appropriate): |
Name and position/organisation: |
CHAPTER 3
STANDARISED FORMAT OF TRANSMISSION OF INFORMATION
Common table of offences categories, with a table of parameters, referred to in Article 5(1) and (2) of Chapter 1
Code |
Categories and sub-categories of offences |
0100 00 open category |
Crimes within the jurisdiction of the International Criminal Court |
0101 00 |
Genocide |
0102 00 |
Crimes against humanity |
0103 00 |
War crimes |
0200 00 open category |
Participation in a criminal organisation |
0201 00 |
Directing a criminal organisation |
0202 00 |
Knowingly taking part in the criminal activities of a criminal organisation |
0203 00 |
Knowingly taking part in the non-criminal activities of a criminal organisation |
0300 00 open category |
Terrorism |
0301 00 |
Directing a terrorist group |
0302 00 |
Knowingly participating in the activities of a terrorist group |
0303 00 |
Financing of terrorism |
0304 00 |
Public provocation to commit a terrorist offence |
0305 00 |
Recruitment or training for terrorism |
0400 00 open category |
Trafficking in human beings |
0401 00 |
Trafficking in human beings for the purposes of labour or services exploitation |
0402 00 |
Trafficking in human beings for the purposes of the exploitation of the prostitution of others or other forms of sexual exploitation |
0403 00 |
Trafficking in human beings for the purposes of organ or human tissue removal |
0404 00 |
Trafficking in human beings for the purposes of slavery, practices similar to slavery or servitude |
0405 00 |
Trafficking in human beings for the purposes of labour or services exploitation of a minor |
0406 00 |
Trafficking in human beings for the purposes of the exploitation of the prostitution of minors or other forms of their sexual exploitation |
0407 00 |
Trafficking in human beings for the purposes of organ or human tissue removal of a minor |
0408 00 |
Trafficking in human beings for the purposes of slavery, practices similar to slavery or servitude of a minor |
0500 00 open category |
Illicit trafficking( 1 ) and other offences related to weapons, firearms, their parts and components, ammunition and explosives |
0501 00 |
Illicit manufacturing of weapons, firearms, their parts and components, ammunition and explosives |
0502 00 |
Illicit trafficking of weapons, firearms, their parts and components ammunition and explosives at national level( 2 ) |
0503 00 |
Illicit exportation or importation of weapons, firearms, their parts and components, ammunition and explosives |
0504 00 |
Unauthorised possession or use of weapons, firearms, their parts and components, ammunition and explosives |
0600 00 open category |
Environmental crime |
0601 00 |
Destroying or damaging protected fauna and flora species |
0602 00 |
Unlawful discharges of polluting substances or ionising radiation into air, soil or water |
0603 00 |
Offences related to waste, including hazardous waste |
0604 00 |
Offences related to illicit trafficking( 1 ) in protected fauna and flora species or parts thereof |
0605 00 |
Unintentional environmental offences |
0700 00 open category |
Offences related to drugs or precursors, and other offences against public health |
0701 00 |
Offences related to illicit trafficking( 3 ) in narcotic drugs, psychotropic substances and precursors not exclusively for own personal consumption |
0702 00 |
Illicit consumption of drugs and their acquisition, possession, manufacture or production exclusively for own personal consumption |
0703 00 |
Aiding or inciting others to use narcotic drugs or psychotropic substances illicitly |
0704 00 |
Manufacture or production of narcotic drugs not exclusively for personal consumption |
0800 00 open category |
Crimes against the person |
0801 00 |
Intentional killing |
0802 00 |
Aggravated cases of intentional killing( 4 ) |
0803 00 |
Unintentional killing |
0804 00 |
Intentional killing of a new-born by his/her mother |
0805 00 |
Illegal abortion |
0806 00 |
Illegal euthanasia |
0807 00 |
Offences related to committing suicide |
0808 00 |
Violence causing death |
0809 00 |
Causing grievous bodily injury, disfigurement or permanent disability |
0810 00 |
Unintentionally causing grievous bodily injury, disfigurement or permanent disability |
0811 00 |
Causing minor bodily injury |
0812 00 |
Unintentionally causing minor bodily injury |
0813 00 |
Exposing to danger of loss of life or grievous bodily injury |
0814 00 |
Torture |
0815 00 |
Failure to offer aid or assistance |
0816 00 |
Offences related to organ or tissue removal without authorisation or consent |
0817 00 |
Offences related to illicit trafficking( 3 ) in human organs and tissue |
0818 00 |
Domestic violence or threat |
0900 00 open category |
Offences against personal liberty, dignity and other protected interests, including racism and xenophobia |
0901 00 |
Kidnapping, kidnapping for ransom, illegal restraint |
0902 00 |
Unlawful arrest or deprivation of liberty by public authority |
0903 00 |
Hostage-taking |
0904 00 |
Unlawful seizure of an aircraft or ship |
0905 00 |
Insults, slander, defamation, contempt |
0906 00 |
Threats |
0907 00 |
Duress, pressure, stalking, harassment or aggression of a psychological or emotional nature |
0908 00 |
Extortion |
0909 00 |
Aggravated extortion |
0910 00 |
Illegal entry into private property |
0911 00 |
Invasion of privacy other than illegal entry into private property |
0912 00 |
Offences against protection of personal data |
0913 00 |
Illegal interception of data or communication |
0914 00 |
Discrimination on grounds of gender, race, sexual orientation, religion or ethnic origin |
0915 00 |
Public incitement to racial discrimination |
0916 00 |
Public incitement to racial hatred |
0917 00 |
Blackmail |
1000 00 open category |
Sexual offences |
1001 00 |
Rape |
1002 00 |
Aggravated rape( 5 ) other than rape of a minor |
1003 00 |
Sexual assault |
1004 00 |
Procuring for prostitution or sexual act |
1005 00 |
Indecent exposure |
1006 00 |
Sexual harassment |
1007 00 |
Soliciting by a prostitute |
1008 00 |
Sexual exploitation of children |
1009 00 |
Offences related to child pornography or indecent images of minors |
1010 00 |
Rape of a minor |
1011 00 |
Sexual assault of a minor |
1100 00 open category |
Offences against family law |
1101 00 |
Illicit sexual relations between close family members |
1102 00 |
Polygamy |
1103 00 |
Evading the alimony or maintenance obligation |
1104 00 |
Neglect or desertion of a minor or a disabled person |
1105 00 |
Failure to comply with an order to produce a minor or removal of a minor |
1200 00 open category |
Offences against the State, public order, course of justice or public officials |
1201 00 |
Espionage |
1202 00 |
High treason |
1203 00 |
Offences related to elections and referendum |
1204 00 |
Attempt against life or health of the Head of State |
1205 00 |
Insult of the State, Nation or State symbols |
1206 00 |
Insult or resistance to a representative of public authority |
1207 00 |
Extortion, duress, pressure towards a representative of public authority |
1208 00 |
Assault or threat on a representative of public authority |
1209 00 |
Public order offences, breach of the public peace |
1210 00 |
Violence during sports events |
1211 00 |
Theft of public or administrative documents |
1212 00 |
Obstructing or perverting the course of justice, making false allegations in the course of criminal or judicial proceedings, perjury |
1213 00 |
Unlawful impersonation of a person or an authority |
1214 00 |
Escape from lawful custody |
1300 00 open category |
Offences against public property or public interests |
1301 00 |
Public, social security or family benefit fraud |
1302 00 |
Fraud affecting European benefits or allowances |
1303 00 |
Offences related to illegal gambling |
1304 00 |
Obstructing of public tender procedures |
1305 00 |
Active or passive corruption of a civil servant, a person holding public office or public authority |
1306 00 |
Embezzlement, misappropriation or other diversion of property by a public official |
1307 00 |
Abuse of a function by a public official |
1400 00 open category |
Tax and customs offences |
1401 00 |
Tax offences |
1402 00 |
Customs offences |
1500 00 open category |
Economic and trade related offences |
1501 00 |
Bankruptcy or fraudulent insolvency |
1502 00 |
Breach of accounting regulation, embezzlement, concealment of assets or unlawful increase in a company's liabilities |
1503 00 |
Violation of competition rules |
1504 00 |
Laundering of proceeds from crime |
1505 00 |
Active or passive corruption in the private sector |
1506 00 |
Revealing a secret or breaching an obligation of secrecy |
1507 00 |
"Insider trading" |
1600 00 open category |
Offences against property or causing damage to goods |
1601 00 |
Unlawful appropriation |
1602 00 |
Unlawful appropriation or diversion of energy |
1603 00 |
Fraud, including swindling |
1604 00 |
Dealing in stolen goods |
1605 00 |
Illicit trafficking( 6 ) in cultural goods, including antiques and works of art |
1606 00 |
Intentional damage or destruction of property |
1607 00 |
Unintentional damage or destruction of property |
1608 00 |
Sabotage |
1609 00 |
Offences against industrial or intellectual property |
1610 00 |
Arson |
1611 00 |
Arson causing death or injury to persons |
1612 00 |
Forest arson |
1700 00 open category |
Theft offences |
1701 00 |
Theft |
1702 00 |
Theft after unlawful entry into property |
1703 00 |
Theft, using violence or weapons, or using threat of violence or weapons against person |
1704 00 |
Forms of aggravated theft which do not involve use of violence or weapons, or use of threat of violence or weapons, against persons. |
1800 00 open category |
Offences against information systems and other computer-related crime |
1801 00 |
Illegal access to information systems |
1802 00 |
Illegal system interference |
1803 00 |
Illegal data interference |
1804 00 |
Production, possession, dissemination of or trafficking in computer devices or data enabling commitment of computer-related offences |
1900 00 open category |
Forgery of means of payment |
1901 00 |
Counterfeiting or forging currency |
1902 00 |
Counterfeiting of non-cash means of payment |
1903 00 |
Counterfeiting or forging public fiduciary documents |
1904 00 |
Putting into circulation/using counterfeited or forged currency, non-cash means of payment or public fiduciary documents |
1905 00 |
Possession of a device for the counterfeiting or forgery of currency or public fiduciary documents |
2000 00 open category |
Falsification of documents |
2001 00 |
Falsification of a public or administrative document by a private individual |
2002 00 |
Falsification of a document by a civil servant or a public authority |
2003 00 |
Supply or acquisition of a forged public or administrative document; supply or acquisition of a forged document by a civil servant or a public authority |
2004 00 |
Using forged public or administrative documents |
2005 00 |
Possession of a device for the falsification of public or administrative documents |
2006 00 |
Forgery of private documents by a private individual |
2100 00 open category |
Offences against traffic regulations |
2101 00 |
Dangerous driving |
2102 00 |
Driving under the influence of alcohol or narcotic drugs |
2103 00 |
Driving without a licence or while disqualified |
2104 00 |
Failure to stop after a road accident |
2105 00 |
Avoiding a road check |
2106 00 |
Offences related to road transport |
2200 00 open category |
Offences against labour law |
2201 00 |
Unlawful employment |
2202 00 |
Offences relating to remuneration, including social security contributions |
2203 00 |
Offences relating to working conditions, health and safety at work |
2204 00 |
Offences relating to access to or exercise of a professional activity |
2205 00 |
Offences relating to working hours and rest time |
2300 00 open category |
Offences against migration law |
2301 00 |
Unauthorised entry or residence |
2302 00 |
Facilitation of unauthorised entry and residence |
2400 00 open category |
Offences against military obligations |
2500 00 open category |
Offences related to hormonal substances and other growth promoters |
2501 00 |
Illicit importation, exportation or supply of hormonal substances and other grown promoters |
2600 00 open category |
Offences related to nuclear materials or other hazardous radioactive substances |
2601 00 |
Illicit importation, exportation, supply or acquisition of nuclear or radioactive materials |
2700 00 open category |
Other offences |
2701 00 |
Other intentional offences |
2702 00 |
Other unintentional offences |
Parameters |
||
Level of completion: |
Completed act |
C |
Attempt or preparation |
A |
|
Non-transmitted element |
Ø |
|
Level of participation: |
Perpetrator |
M |
Aider and abettor or instigator/organiser, conspirator |
H |
|
Non-transmitted element |
Ø |
|
Exemption from criminal responsibility: |
Insanity or diminished responsibility |
S |
Recidivism |
R |
Common table of penalties and measures categories, with a table of parameters, referred to in Article 5(3) and (4) of Chapter 1
Code |
Categories and sub-categories of penalties and measures |
1000 open category |
Deprivation of freedom |
1001 |
Imprisonment |
1002 |
Life imprisonment |
2000 open category |
Restriction of personal freedom |
2001 |
Prohibition from frequenting some places |
2002 |
Restriction to travel abroad |
2003 |
Prohibition to stay in some places |
2004 |
Prohibition from entry to a mass event |
2005 |
Prohibition to enter in contact with certain persons through whatever means |
2006 |
Placement under electronic surveillance( 1 ) |
2007 |
Obligation to report at specified times to a specific authority |
2008 |
Obligation to stay/reside in a certain place |
2009 |
Obligation to be at the place of residence on the set time |
2010 |
Obligation to comply with the probation measures ordered by the court, including the obligation to remain under supervision |
3000 open category |
Prohibition of a specific right or capacity |
3001 |
Disqualification from function |
3002 |
Loss/suspension of capacity to hold or to be appointed to public office |
3003 |
Loss/suspension of the right to vote or to be elected |
3004 |
Incapacity to contract with public administration |
3005 |
Ineligibility to obtain public subsidies |
3006 |
Cancellation of the driving licence( 2 ) |
3007 |
Suspension of driving licence |
3008 |
Prohibition to drive certain vehicles |
3009 |
Loss/suspension of the parental authority |
3010 |
Loss/suspension of right to be an expert in court proceedings/witness under oath/juror |
3011 |
Loss/suspension of right to be a legal guardian( 3 ) |
3012 |
Loss/suspension of right of decoration or title |
3013 |
Prohibition to exercise professional, commercial or social activity |
3014 |
Prohibition from working or activity with minors |
3015 |
Obligation to close an establishment |
3016 |
Prohibition to hold or to carry weapons |
3017 |
Withdrawal of a hunting/fishing license |
3018 |
Prohibition to issue cheques or to use payment/credit cards |
3019 |
Prohibition to keep animals |
3020 |
Prohibition to possess or use certain items other than weapons |
3021 |
Prohibition to play certain games/sports |
4000 open category |
Prohibition or expulsion from territory |
4001 |
Prohibition from national territory |
4002 |
Expulsion from national territory |
5000 open category |
Personal obligation |
5001 |
Submission to medical treatment or other forms of therapy |
5002 |
Submission to a social-educational programme |
5003 |
Obligation to be under the care/control of the family |
5004 |
Educational measures |
5005 |
Socio-judicial probation |
5006 |
Obligation of training/working |
5007 |
Obligation to provide judicial authorities with specific information |
5008 |
Obligation to publish the judgment |
5009 |
Obligation to compensate for the prejudice caused by the offence |
6000 open category |
Penalty on personal property |
6001 |
Confiscation |
6002 |
Demolition |
6003 |
Restoration |
7000 open category |
Placing in an institution |
7001 |
Placing in a psychiatric institution |
7002 |
Placing in a detoxification institution |
7003 |
Placing in an educational institution |
8000 open category |
Financial penalty |
8001 |
Fine |
8002 |
Day-fine( 4 ) |
8003 |
Fine for the benefit of a special recipient( 5 ) |
9000 open category |
Working penalty |
9001 |
Community service or work |
9002 |
Community service or work accompanied with other restrictive measures |
10000 open category |
Military penalty |
10001 |
Loss of military rank( 6 ) |
10002 |
Expulsion from professional military service |
10003 |
Military imprisonment |
11000 open category |
Exemption/deferment of sentence/penalty, warning |
12000 open category |
Other penalties and measures |
Parameters (to be specified where applicable) |
|
ø |
Penalty |
m |
Measure |
a |
Suspended penalty/measure |
b |
Partially suspended penalty/measure |
c |
Suspended penalty/measure with probation/supervision |
d |
Partially suspended penalty/measure with probation/supervision |
e |
Conversion of penalty/measure |
f |
Alternative penalty/measure imposed as principal penalty |
g |
Alternative penalty/measure imposed initially in case of non-respect of the principal penalty |
h |
Revocation of suspended penalty/measure |
i |
Subsequent formation of an overall penalty |
j |
Interruption of enforcement/postponement of the penalty/measure( 7 ) |
k |
Remission of the penalty |
l |
Remission of the suspended penalty |
n |
End of penalty |
o |
Pardon |
p |
Amnesty |
q |
Release on parole (liberation of a person before end of the sentence under certain conditions) |
r |
Rehabilitation (with or without the deletion of penalty from criminal records) |
s |
Penalty or measure specific to minors |
t |
Non-criminal ruling( 8 ) |
ANNEX 45
DEFINITION OF TERRORISM
1. Scope
2. Definitions of terrorist group and structured group
3. Terrorist offences
4. Offences relating to a terrorist group
5. Public provocation to commit a terrorist offence
6. Recruitment for terrorism
7. Providing training for terrorism
8. Receiving training for terrorism
9. Travelling for the purpose of terrorism
10. Organising or otherwise facilitating travelling for the purpose of terrorism
11. Terrorist financing
12. Other offences related to terrorist activities
13. Relationship to terrorist offences
14. Aiding and abetting, inciting and attempting
ANNEX 46
FREEZING AND CONFISCATION
Freezing / Provisional Measures Request Form
SECTION A
SECTION B: Urgency
SECTION C: Relevant persons
SECTION D: Relevant Property
SECTION E: Grounds for request or issuing freezing order (if applicable)
SECTION F: Confidentiality
SECTION G: Requests to more than one State
SECTION H: Relation to earlier freezing requests or orders
SECTION I: Confiscation
SECTION J: Legal remedies (if applicable)
SECTION K: Issuing Authority
SECTION L: Validating Authority
SECTION M: Central Authority
SECTION N: Further information
SECTION O: Annexes
Confiscation Request Form
SECTION A
SECTION B: Confiscation order
SECTION C: Affected persons
SECTION D: Affected Property
SECTION E: Grounds for confiscation
SECTION F: Confidentiality
SECTION G: Requests to more than one State
SECTION H: Conversion and transfer of property
SECTION I: Imprisonment in default or other measures restricting the liberty of a person
SECTION J: Restitution or victim compensation
SECTION K: Legal remedies
SECTION L: Issuing Authority
SECTION M: Validating Authority
SECTION N: Central Authority
SECTION O: Further information
SECTION P: Annexes
ANNEX 47
IMPLEMENTATION OF THE FINANCIAL CONDITIONS
ANNEX 48
RULES OF PROCEDURE FOR DISPUTE SETTLEMENT
I. Definitions
II. Notifications
III. Appointment of arbitrators
IV. Organisational Meeting
V. Written Submissions
VI. Operation of the arbitration tribunal
VII. Replacement
VIII. Hearings
IX. Questions in Writing
X. Confidentiality
XI.
Ex parte
contacts
XII.
Amicus curiae
submissions
XIII. Urgent cases
XIV. Translation and interpretation
XV. Other Procedures
ANNEX 49
CODE OF CONDUCT FOR ARBITRATORS
I. Definitions
II. Governing Principles
III. Disclosure obligations
IV. Duties of Arbitrators
V. Obligations of Former Arbitrators
VI. Confidentiality
VII. Expenses
PROTOCOL ON ADMINISTRATIVE COOPERATION AND COMBATING FRAUD IN THE FIELD OF VALUE ADDED TAX AND ON MUTUAL ASSISTANCE FOR THE RECOVERY OF CLAIMS RELATING TO TAXES AND DUTIES
TITLE I
GENERAL PROVISIONS
Article PVAT.1
Objective
Article PVAT.2
Scope
Article PVAT.3
Definitions
Article PVAT.4
Organisation
Article PVAT.5
Service level agreement
Article PVAT.6
Confidentiality
TITLE II
ADMINISTRATIVE COOPERATION AND COMBATING VAT FRAUD
CHAPTER ONE
EXCHANGE OF INFORMATION ON REQUEST
Article PVAT.7
Exchange of information and administrative enquiries
Article PVAT.8
Time limit for providing information
CHAPTER TWO
EXCHANGE OF INFORMATION WITHOUT PRIOR REQUEST
Article PVAT.9
Types of exchange of information
Article PVAT.10
Spontaneous exchange of information
Article PVAT.11
Automatic exchange of information
CHAPTER THREE
OTHER FORMS OF COOPERATION
Article PVAT.12
Administrative notification
Article PVAT.13
Presence in administrative offices and participation in administrative enquiries
Article PVAT.14
Simultaneous controls
CHAPTER FOUR
GENERAL PROVISIONS
Article PVAT.15
Conditions governing the exchange of information
Article PVAT.16
Feedback
Article PVAT.17
Language
Article PVAT.18
Statistical data
Article PVAT.19
Standard forms and means of communication
TITLE III
RECOVERY ASSISTANCE
CHAPTER ONE
EXCHANGE OF INFORMATION
Article PVAT.20
Request for information
Article PVAT.21
Exchange of information without prior request
Article PVAT.22
Presence in administrative offices and participation in administrative enquiries
CHAPTER TWO
ASSISTANCE FOR THE NOTIFICATION OF DOCUMENTS
Article PVAT.23
Request for notification of certain documents relating to claims
Article PVAT.24
Means of notification
CHAPTER THREE
RECOVERY OR PRECAUTIONARY MEASURES
Article PVAT.25
Request for recovery
Article PVAT.26
Conditions governing a request for recovery
Article PVAT.27
Instrument permitting enforcement in the State of the requested authority and other accompanying documents
Article PVAT.28
Execution of the request for recovery
Article PVAT.29
Disputed claims and enforcement measures
Article PVAT.30
Amendment or withdrawal of the request for recovery assistance
Article PVAT.31
Request for precautionary measures
Article PVAT.32
Rules governing the request for precautionary measures
Article PVAT.33
Limits to the requested authority's obligation
Article PVAT.34
Questions on limitation
Article PVAT.35
Costs
CHAPTER FOUR
GENERAL RULES GOVERNING ALL TYPES OF RECOVERY ASSISTANCE REQUESTS
Article PVAT.36
Use of languages
Article PVAT.37
Statistical data on recovery assistance
Article PVAT.38
Standard forms and means of communication for recovery assistance
TITLE IV
IMPLEMENTATION AND APPLICATION
Article PVAT.39
Trade Specialised Committee on Administrative Cooperation in VAT and Recovery of Taxes and Duties
TITLE V
FINAL PROVISIONS
Article PVAT.40
Execution of on-going requests
Article PVAT.41
Relation to other agreements or arrangements
ANNEX
TO THE PROTOCOL ON ADMINISTRATIVE COOPERATION AND COMBATING FRAUD IN THE FIELD OF VALUE ADDED TAX AND ON MUTUAL ASSISTANCE FOR THE RECOVERY OF CLAIMS RELATING TO TAXES AND DUTIES
SECTION 1
SECTION 2
ORGANISATION OF CONTACTS
SECTION 3
ADMINISTRATIVE COOPERATION AND COMBATING FRAUD IN THE FIELD OF VALUE ADDED TAX
3.1. Communication
3.2. Standard form
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A1 |
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Requesting State: |
Requested State: |
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Requesting authority: |
Requested authority: |
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A2 |
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Official dealing with the request/exchange in the requesting authority: |
Official dealing with the reply to the request/exchange in the requested authority: |
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Name: |
Name: |
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Email: |
Email: |
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Telephone: |
Telephone: |
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Language: |
Language: |
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A3 |
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Requesting authority national reference: |
Requested authority national reference: |
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Space reserved for the requesting authority: |
Space reserved for the requested authority: |
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A4 |
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Date of transmission of the request/exchange: |
Date of transmission of the reply: |
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A5 |
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No of attachments to the request/exchange: |
No of attachments to the reply: |
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A6 |
A7 |
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Reason for delay: |
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Pursuant to Article PVAT.6(4) of the Protocol on administrative cooperation and combating fraud in the field of Value Added Tax and on mutual assistance for the recovery of claims relating to taxes and duties, the State providing the information shall, on the basis of a reasoned request, permit the use of the information received for purposes other than those referred to in Article 2(1) of that Protocol. |
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Requesting authority |
Requested authority |
Requested authority(1) |
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B1 VAT identification number (if not, tax identification number) |
B1 VAT identification number (if not, tax identification number)
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VAT number: |
VAT number: |
VAT number: |
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Tax identification number: |
Tax identification number: |
Tax identification number: |
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B2 Name |
B2 Name
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Name: |
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B3 Trading name |
B3 Trading name
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Trading name: |
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B4 Address |
B4 Address
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Address: |
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B5 The following dates in the format (YYYY/MM/DD): |
B5 The following dates in the format (YYYY/MM/DD):
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B6 Date of commencement of activity |
B6 Date of commencement of activity
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Date of commencement of activity |
Date of commencement of activity |
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B7 Date of cessation of activity |
B7 Date of cessation of activity
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Date of cessation of activity |
Date of cessation of activity |
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B8 Names of the managers/directors |
B8 Names of the managers/directors
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B9 Names of the owners, proprietors, associates, partners, agents, stakeholders or persons having other rights in the business |
B9 Names of the owners, proprietors, associates, partners, agents, stakeholders or persons having other rights in the business
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B10 Nature of the activity |
B10 Nature of the activity
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B11 Nature of the transaction |
Nature of the transaction B11 Goods/services involved
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Nature of the transaction B11 Goods/services involved |
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Period and amount to which the request/exchange relates B12 Supply of goods from one country to another |
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Period |
Period |
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Amount |
Amount |
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Sources:
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B13 Supply of services from one country to another |
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From |
Period |
Period |
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To |
Amount |
Amount |
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Sources:
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Registration |
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According to the VIES or other sources, supplies have been made after the date of cessation of the activity. Please explain. |
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According to the VIES or other sources, supplies have been made before the date of registration. Please explain. |
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Transactions of goods/services |
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Goods
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Addresses: |
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Prior/onward movement of the goods
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Services
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Addresses: |
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Transport of goods
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Name and/or VAT identification number and address: |
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Name and/or VAT identification number and address: |
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Name and/or VAT identification number and address: |
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Invoices
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Payment
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From:
To:
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Placing of an order
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Goods covered by special schemes/particular procedures Please tick the appropriate box and enter your question in box C40
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Services covered by particular provisions Please tick the appropriate box and enter your question in box C40
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C41 Free text reply box |
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Please provide copies of the following documents (where applicable see amount and period in part B12 and B13) |
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Requesting authority |
Requested authority |
Requested authority(3) |
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F1 VAT identification number (if not, tax identification number) |
F1 VAT identification number (if not, tax identification number)
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VAT number: |
VAT number: |
VAT number: |
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Tax identification number: |
Tax identification number: |
Tax identification number: |
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F2 Name |
F2 Name
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Name: |
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F3 Address |
F3 Address
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Address: |
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F4 The following dates in the format (YYYY/MM/DD): |
F4 The following dates in the format (YYYY/MM/DD):
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F5 Owners, proprietors, associates, partners, agents, stakeholders or persons having other rights in the business |
F5 Owners, proprietors, associates, partners, agents, stakeholders or persons having other rights in the business
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F6 Managers/directors |
F6 Managers/directors
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Sending authority |
Receiving authority |
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Identification of the business G1 VAT identification number (if not, tax identification number) |
Identification of the business G1 VAT identification number (if not, tax identification number) |
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VAT number: |
VAT number: |
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Tax identification number: |
Tax identification number: |
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G2 Name |
G2 Name |
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G3 Address |
G3 Address |
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G4 The following dates in the format (YYYY/MM/DD): |
G4 The following dates in the format (YYYY/MM/DD): |
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G5 Owners, proprietors, associates, partners, agents, stakeholders or persons having other rights in the business |
G5 Owners, proprietors, associates, partners, agents, stakeholders or persons having other rights in the business |
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G6 Managers, directors |
G6 Managers, directors |
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Any additional comments |
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Results related to the information provided: |
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Type of tax: |
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Additional assessment: |
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Penalty: |
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Date of transmission: |
SECTION 4
RECOVERY ASSISTANCE
Article 4.1
Communication
Article 4.2
Implementing rules relating to the uniform instrument permitting enforcement in the requested State
Article 4.3
Conversion of the sums to be recovered
Article 4.4
Transfer of recovered amounts
Article 4.5
Reimbursement of recovered amounts
Article 4.6
Standard forms
Model A
Uniform notification form providing information about notified document(s)
(to be transmitted to the addressee of the notification)(
1
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A. ADDRESSEE OF THE NOTIFICATION
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Name |
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Address (known or assumed) |
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Other data relevant to the identification of the addressee |
B. PURPOSE OF THE NOTIFICATION
☐ |
to inform the addressee about the document(s) to which this document is attached |
☐ |
to interrupt the period of limitation with regard to the claim(s) mentioned in the notified document(s). |
☐ |
to confirm to the addressee, his/her obligation to pay the amounts mentioned under point D. |
☐ |
the principal debtor |
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a co-debtor |
☐ |
a person other than the (co-)debtor, liable for settlement of the taxes, duties and other measures, or for other claims relating to these taxes, duties and other measures, under the laws in force in the applicant State |
☐ |
a person other than the (co-)debtor, holding assets belonging to, or having debts towards, the (co-)debtor or to any other person liable |
☐ |
a third party which may become affected by enforcement measures concerning other persons |
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the principal debtor: [name and address (known or assumed)] |
☐ |
a co-debtor: [name and address (known or assumed)] |
☐ |
a person other than the (co-)debtor, liable for settlement of the taxes, duties and other measures, or for other claims relating to these taxes, duties and other measures, under the laws in force in the applicant State: [name and address (known or assumed)]). |
C. OFFICE(S) RESPONSIBLE FOR THE NOTIFIED DOCUMENT(S)
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Name: |
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Address: |
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Other contact details: |
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Language(s) in which this office can be contacted: |
☐ |
at the abovementioned office responsible with regard to the attached document(s), and/or |
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from the following office: |
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Name: |
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Address: |
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Other contact details: |
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Language(s) in which this office can be contacted: |
D. DESCRIPTION OF THE NOTIFIED DOCUMENT(S)
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Reference number: |
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Date of establishment: |
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Nature of the notified document: |
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☐ |
Tax assessment |
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Payment order |
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Decision following an administrative appeal |
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Other administrative document: |
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Judgment or order of: |
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Other judicial document: |
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Name of the claim(s) concerned (in the language of the applicant State): |
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Nature of the claim(s) concerned: |
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Amount of the claim(s) concerned: |
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Principal amount: |
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Administrative penalties and fines: |
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Interest up to [date]: |
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Costs up to [date]: |
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Fees for certificates and similar documents issued in connection with administrative procedures related to the claim mentioned under point [x]: |
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Total amount for this (these) claim(s): |
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The amount mentioned under point [x] should be paid: |
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before: |
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within [number] days following the date of this notification |
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without any further delay |
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This payment should be made to: |
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Holder of the bank account: |
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International Bank Account Number (IBAN): |
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Bank Identification Code (BIC): |
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Name of the bank: |
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Reference to be used for the payment: |
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The addressee can reply to the document(s) that is (are) hereby notified. |
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Last day for replying: |
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Time period for replying: |
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Name and address of the authority to whom a reply can be sent: |
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Possibility of contesting: |
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The period to contest the claim or the notified document(s) has already come to its end. |
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Last day for contesting the claim: |
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Time period to contest the claim: [number of days] following |
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the date of this notification. |
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the establishment of the notified document(s) |
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☐ |
another date: |
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Name and address of the authority where a contestation has to be submitted: |
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Please note that the recovery may begin before the end of the period within which the claim may be contested. |
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Other information: |
Model B
Uniform instrument permitting enforcement of claims covered by Article PVAT.27 of the Protocol on administrative cooperation and combating fraud in the field of Value Added Tax and on mutual assistance for the recovery of claims relating to taxes and duties between the European Union and the United Kingdom(
1
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Date of issue: |
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Reference number: |
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Date of issue of the original uniform instrument: |
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Date of revision: |
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Reason for the revision: |
☐ |
judgment or order of [name of the Court] of [date] |
☐ |
administrative decision of [date] |
– |
Reference number: |
☐ |
a uniform instrument permitting enforcement, in accordance with Article PVAT.27 of the above Protocol. |
☐ |
a revised uniform instrument permitting enforcement, in accordance with Article PVAT.30 of the above Protocol (to take account of the decision of the competent body referred to in Article PVAT.29(1) of that Protocol). |
DESCRIPTION OF THE CLAIM(S) AND THE PERSON(S) CONCERNED
1. |
Reference: |
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2. |
Nature of the claim(s) concerned: |
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3. |
Name of the tax/duty concerned: |
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4. |
Period or date concerned: |
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5. |
Date of establishment of the claim: |
|
6. |
Date on which enforcement becomes possible: |
|
7. |
Amount of the claim still due: |
|
|
☐ |
principal amount: |
☐ |
administrative penalties and fines: |
|
☐ |
interest till date before the day the request is sent: |
|
☐ |
costs till date before the day the request is sent: |
☐ |
total amount of this claim: |
☐ |
Date: |
☐ |
No date available |
– |
Name: |
– |
Address: |
– |
Other contact details: |
– |
Language(s) in which this office can be contacted: |
☐ |
the office indicated above |
|
☐ |
the following office responsible for the Uniform instrument permitting enforcement: |
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|
– |
Name: |
– |
Address: |
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– |
Other contact details: |
|
– |
Language(s) in which this office can be contacted: |
☐ |
natural person |
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☐ |
other |
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– |
Name |
– |
Address (known or assumed) |
|
– |
Other data relevant to the identification of the addressee |
☐ |
Legal representative |
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|
– |
Name |
– |
Address (known or assumed) |
|
– |
Other data relevant to the identification of the addressee |
☐ |
principal debtor |
☐ |
a co-debtor |
☐ |
a person other than the (co-)debtor, liable for settlement of the taxes, duties and other measures, or for other claims relating to these taxes, duties and other measures under the laws in force in the applicant State |
☐ |
natural person |
|
☐ |
other |
|
|
– |
Name: |
– |
Address (known or assumed): |
|
– |
Other data relevant to the identification of the addressee: |
☐ |
Legal representative |
|
|
– |
Name: |
– |
Address (known or assumed): |
|
– |
Other data relevant to the identification of the addressee: |
☐ |
principal debtor |
☐ |
a co-debtor |
☐ |
a person other than the (co-)debtor, liable for settlement of the taxes, duties and other measures, or for other claims relating to these taxes, duties and other measures under the laws in force in the applicant State |
– |
in the currency of the applicant State: |
– |
in the currency of the requested State: |
Model form C – request for information
|
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Country: Name: Telephone: Reference of the file: Name of the official dealing with the request: Language skills |
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Name: Address: Postcode: Town: Telephone: E-mail: Reference of the file: Name of the official dealing with the request: |
|
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Country: Name: Telephone: Reference of the file: Name of the official dealing with the request: Language skills |
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Name: Address: Postcode: Town: Telephone: E-mail: Reference of the file: Name of the official dealing with the request: |
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Date |
Nr |
Message |
Applicant authority |
Requested authority |
|||||||||
date |
1 ☐ |
I, requested authority, acknowledge receipt of the request. |
|||||||||||
date
|
2 ☐ |
I, requested authority, invite the applicant authority to complete the request with the following additional information: |
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date |
3 ☐ |
I, requested authority, have not yet received the additional information required and will close your request if I do not receive this information before 20YY/MM/DD. |
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date |
4 |
I, applicant authority, |
|||||||||||
|
☐ |
a |
provide on request the following additional information: |
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|
☐ |
b |
am not able to provide the requested additional information (because:) |
||||||||||
date |
5 ☐ |
I, requested authority, acknowledge receipt of the additional information and am now in a position to proceed. |
|||||||||||
date |
6 |
I, requested authority, do not provide assistance and close the case because: |
|||||||||||
☐ |
a |
I do not have competence for any of the claims to which the request relates. |
|||||||||||
☐ |
b |
the claim is older than foreseen in the Protocol. |
|||||||||||
☐ |
c |
the amount of the claim is below the threshold. |
|||||||||||
☐ |
d |
I am not able to obtain this information for the purpose of recovering similar national claims. |
|||||||||||
☐ |
e |
this would disclose a commercial, industrial or professional secret. |
|||||||||||
☐ |
f |
the disclosure of this information would be liable to prejudice the security or be contrary to the public policy of the State. |
|||||||||||
|
☐ |
g |
the applicant authority did not provide all the required additional information |
||||||||||
|
☐ |
h |
other reason: |
||||||||||
date |
7 ☐ |
I, applicant authority, ask to be informed about the present status of my request. |
|||||||||||
date |
8 |
I, requested authority, cannot provide the information now because:
|
|||||||||||
date |
9 |
The requested information cannot be obtained because: |
|||||||||||
☐ |
a |
the person concerned is not known. |
|||||||||||
☐ |
b |
insufficient data for identification of person concerned. |
|||||||||||
☐ |
c |
the person concerned has moved away, address unknown. |
|||||||||||
☐ |
d |
the requested information is not available. |
|||||||||||
☐ |
e |
other reason: |
|||||||||||
date |
10 ☐ |
I, requested authority, transmit the following part of the requested information: |
|||||||||||
date |
11 |
I, requested authority, transmit all (or the final part of) the requested information: |
|||||||||||
|
☐ |
a |
Identity confirmed |
||||||||||
|
☐ |
b |
Address confirmed |
||||||||||
|
☐ |
c |
The following data about the identity of the person concerned have changed (or are added): |
||||||||||
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|
|
For natural persons: |
||||||||||
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||||||||||
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||||||||||
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For legal entities: |
||||||||||
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||||||||||
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||||||||||
|
☐ |
d |
The following address data have changed (or are added): |
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||||||||||
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||||||||||
|
☐ |
e |
Financial situation: |
||||||||||
|
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|
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||||||||||
|
|
|
Bank account number (IBAN): … |
||||||||||
|
|
|
Bank identification code (BIC): … |
||||||||||
|
|
|
Name of the bank: … |
||||||||||
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||||||||||
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||||||||||
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||||||||||
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||||||||||
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||||||||||
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||||||||||
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|
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Name: |
||||||||||
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Street and no: |
||||||||||
|
|
|
Details of address: |
||||||||||
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|
|
Postcode and town: |
||||||||||
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|
|
Country: |
||||||||||
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||||||||||
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||||||||||
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||||||||||
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||||||||||
|
☐ |
f |
Debt disputed |
||||||||||
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||||||||||
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||||||||||
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|
||||||||||
|
☐ |
g |
Debtor deceased on YYYY/MM/DD |
||||||||||
|
☐ |
h |
Name and address of heirs/will executor: |
||||||||||
|
☐ |
i |
Other comments: |
||||||||||
|
☐ |
j |
I recommend proceeding with recovery procedures |
||||||||||
|
☐ |
k |
I recommend not proceeding with recovery procedures |
||||||||||
date |
12 ☐ |
I, applicant authority, withdraw my request for information. |
|||||||||||
date |
13 ☐ |
Other: comment from o applicant authority or o requested authority: |
Model form D – request for notification
|
||||||
Country: Name: Telephone: Reference of the file: Name of the official dealing with the request: Language skills: |
|
Name: Address: Postcode: Town: Telephone: E-mail: Reference of the file: Name of the official dealing with the request: |
|
||||||
Country: Name: Telephone: Reference of the file: Name of the official dealing with the request: Language skills: |
|
Name: Address: Postcode: Town: Telephone: E-mail: Reference of the file: Name of the official dealing with the request: |
|
||||
|
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|
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|
5 |
PURPOSE OF THE NOTIFICATION: see the attached uniform notification form. |
6 |
DESCRIPTION OF THE NOTIFIED DOCUMENT(S): see the attached uniform notification form. |
|
|||||||
Date |
Nr |
Message |
Applicant authority |
Requested authority |
|||
date |
1 ☐ |
I, requested authority, acknowledge receipt of the request. |
|||||
date |
2 ☐ |
I, requested authority, invite the applicant authority to complete the request with the following additional information: |
|||||
date |
3 ☐ |
I, requested authority, have not yet received the additional information required and will close your request if I do not receive this information before 20YY/MM/DD. |
|||||
date |
4 |
I, applicant authority, |
|||||
|
☐ |
a |
provide on request the following additional information: |
||||
|
☐ |
b |
I am not able to provide the requested additional information (because: ) |
||||
date |
5 ☐ |
I, requested authority, acknowledge receipt of the additional information and am now in a position to proceed. |
|||||
date |
6 ☐ ☐ ☐ ☐ ☐ |
I, requested authority, do not provide assistance and close the case because: |
|||||
a |
I do not have competence for any of the taxes to which the request relates. |
||||||
b |
the claim(s) is/are older than foreseen in the Protocol. |
||||||
c |
the amount of the claim(s) is below the threshold. |
||||||
d |
the applicant authority did not provide all the required additional information |
||||||
e |
Other reason: |
||||||
date |
7 ☐ |
I, applicant authority, ask to be informed about the present status of my request. |
|||||
date |
8 |
I, requested authority, certify: |
|||||
|
☐ |
a |
that the document(s) has (have) been notified to the addressee, with legal effect according to the national legislation of the State of the requested authority, on 20YY/MM/DD. |
||||
|
|
|
The notification was made in the following manner: |
||||
|
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|
||||
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|
||||
|
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|
||||
|
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|
||||
|
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|
||||
|
|
|
|
||||
|
☐ |
b |
that the above-mentioned document(s) could not be notified to the person concerned for the following reasons: |
||||
|
|
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|
||||
|
|
|
|
||||
|
|
|
|
||||
|
|
|
|
||||
date |
9 ☐ |
I, applicant authority, withdraw my request for notification. |
|||||
date |
10 ☐ |
Other: comment from o applicant authority or o requested authority |
Model form E – request for recovery or precautionary measures
|
||||||
Country: Name: Telephone: Reference of the file: Name of the official dealing with the request: Language skills: |
|
Name: Address: Postcode: Town: Telephone: E-mail: Reference of the file: Name of the official dealing with the request: |
|
||||||
Country: Name: Telephone: Reference of the file: Name of the official dealing with the request: Language skills: |
|
Name: Address: Postcode: Town: Telephone: E-mail: Reference of the file: Name of the official dealing with the request: |
|
||||||||||||||||||||||||||
|
|
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|
||||||||||||||
|
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
A |
Recovery/precautionary measures are requested with regard to: |
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|
|
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B |
Other relevant information concerning this request and/or person |
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1 ☐ |
The following person(s) is (are) co-debtor(s): [It should be possible to add more than 1 name of such persons]
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
2 ☐ |
The following person(s) is (are) holding assets belonging to the person concerned by this request: [It should be possible to add more than 1 name of such persons]
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
3 ☐ |
The following person(s) is (are) having debts towards the person concerned by this request: [It should be possible to add more than 1 name of such persons]
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
4 ☐ |
There (is) are (an)other person(s) than the person concerned by this request, who (is) are liable for settlement of the taxes, duties and other measures, or for other claims relating to these taxes, duties and other measures under the laws of the applicant State. [It should be possible to add more than 1 name of such persons]
|
|
|
Applicant authority |
Requested authority |
|||||||||
date |
1 ☐ |
I, requested authority, acknowledge receipt of the request. |
|||||||||
date
|
2 ☐ |
I, requested authority, invite the applicant authority to complete the request with the following additional information: |
|||||||||
date |
3 ☐ |
I, requested authority, have not yet received the additional information required and will close your request if I do not receive this information before 20YY/MM/DD. |
|||||||||
date |
4 |
I, applicant authority, |
|||||||||
☐ |
a |
provide on request the following additional information: |
|||||||||
☐ |
b |
am not able to provide the requested additional information (because: ) |
|||||||||
date |
5 ☐ |
I, requested authority, acknowledge receipt of the additional information and am now in a position to proceed. |
|||||||||
date |
6 |
I, requested authority, do not provide assistance and close the case because: |
|||||||||
|
☐ |
a |
I do not have competence for the claims to which your request relates. |
||||||||
|
☐ |
b |
I do not have competence for the following claim(s) of your request: |
||||||||
|
☐ |
c |
the claim(s) is/are older than foreseen in the Protocol. |
||||||||
|
☐ |
d |
the total amount is less than the threshold foreseen in the Protocol. |
||||||||
|
☐ |
e |
the applicant authority did not provide all the required additional information. |
||||||||
|
☐ |
f |
Other reason: |
||||||||
date |
7 ☐ |
I, applicant authority, ask to be informed about the present status of my request. |
|||||||||
date |
8 |
I, requested authority, will not take the requested action(s), for the following reasons: |
|||||||||
☐ |
a |
my national legislation and practice does not allow recovery measures for claims that are contested. |
|||||||||
☐ |
b |
my national legislation and practice does not allow precautionary measures for claims that are contested. |
|||||||||
|
9 |
I, requested authority, have conducted the following procedures for recovery and/or precautionary measures: |
|||||||||
date |
☐ |
a |
I established contact with the debtor and requested payment on 20YY/MM/DD. |
||||||||
date |
☐ |
b |
I am negotiating payment by instalment. |
||||||||
date |
☐ |
c |
I have commenced enforcement procedures on 20YY/MM/DD. |
||||||||
|
|
|
The following actions have been taken: |
||||||||
|
☐ |
d |
I have commenced precautionary measures on 20YY/MM/DD. |
||||||||
|
|
|
The following actions have been taken: |
||||||||
|
☐ |
e |
I, requested authority, inform the applicant authority that the measures which I have taken (described under point c and/or d above) have the following effect on the period of limitation: |
||||||||
|
|
|
|
||||||||
|
|
|
|
||||||||
|
|
|
|
||||||||
|
|
|
I ask the applicant State to inform me if the same effect is not provided for under the laws in force in the applicant State. |
||||||||
|
☐ |
f |
I, requested authority, inform the applicant authority that suspension, interruption or prolongation of the period of limitation is not possible under the laws of the requested State. |
||||||||
|
|
|
I ask the applicant State to confirm whether the measures which I have taken (described under point c and/or d above) have interrupted, suspended or prolonged the time limit for recovery and, if so, what the new time limit is. |
||||||||
date |
10 ☐ |
Procedures are still going on. I, requested authority, will inform applicant authority when changes occur. |
|||||||||
date |
11 ☐ |
a |
I, applicant authority, confirm that: as a result of the action mentioned under point 9, the time limit has been changed. The new time limit is: … |
||||||||
☐ |
b |
My national laws do not provide for the suspension, interruption or prolongation of the period of limitation. |
|||||||||
|
12 |
I, requested authority, inform the applicant authority that: |
|||||||||
date |
☐ |
a |
the claim has been fully recovered on 20YY/MM/DD |
||||||||
|
|
|
|
||||||||
|
|
|
|
||||||||
date |
☐ |
b |
the claim has been partly recovered on 20YY/MM/DD, |
||||||||
|
|
|
|
||||||||
|
|
|
|
||||||||
|
|
|
|
||||||||
|
|
|
|
||||||||
|
|
|
|
||||||||
date |
☐ |
c |
precautionary measures have been taken. |
||||||||
|
|
|
(The requested authority is invited to indicate the nature of these measures:) |
||||||||
date |
☐ |
d |
the following payment by instalment has been agreed: |
||||||||
date |
13 |
I, requested authority, confirm that all or part of the claim could not be recovered/ precautionary measures will not be taken, and the case will be closed because: |
|||||||||
|
☐ |
a |
The person concerned is not known. |
||||||||
☐ |
b |
The person concerned is known, but moved to: |
|||||||||
☐ |
c |
The person concerned is known, but moved to an unknown address. |
|||||||||
☐ |
d |
The person concerned is deceased on YYYY/MM/DD. |
|||||||||
☐ |
e |
Debtor/co-debtor is insolvent. |
|||||||||
☐ |
f |
Debtor/co-debtor is bankrupt and the claim has been lodged. Date of order: … --- Date of release: … |
|||||||||
☐ |
g |
Debtor/co-debtor is bankrupt / no recovery possible |
|||||||||
☐ |
h |
Others: |
|||||||||
date |
14 ☐ |
I, applicant authority, confirm that the case is closed. |
|||||||||
date |
15 ☐ |
I, requested authority, inform the applicant authority that I have received notification that an action has been launched contesting the claim or the instrument permitting its enforcement and will suspend enforcement procedures. Further, |
|||||||||
☐ |
a |
I have taken precautionary measures to ensure recovery of the claim on …. |
|||||||||
☐ |
b |
I ask the applicant authority to inform me whether I should recover the claim. |
|||||||||
☐ |
c |
I inform the applicant authority that the laws, regulations and administrative practices in force in the State in which I am situated do not permit (continued) recovery of the claim as long as it is contested. |
|||||||||
date |
16 |
I, applicant authority, having been informed that an action has been launched contesting the claim or the instrument permitting its enforcement, |
|||||||||
☐ |
a |
ask the requested authority to suspend any action which it has undertaken. |
|||||||||
☐ |
b |
ask the requested authority to take precautionary measures to ensure recovery of the claim. |
|||||||||
☐ |
c |
ask the requested authority to (continue to) recover the claim. |
|||||||||
date |
17 ☐ |
I, requested authority, inform the applicant authority that the laws, regulations and administrative practices in force in the State in which I am situated do not permit the action requested:
|
|||||||||
date |
18 |
I, applicant authority, |
|||||||||
|
☐ |
a |
amend the request for recovery/precautionary measures
|
||||||||
|
☐ |
b |
ask the requested authority to resume enforcement procedures since the contestation was not favourable to the debtor (decision of the body competent in this matter of …). |
||||||||
date |
19 |
I, applicant authority, withdraw this request for recovery/precautionary measures because: |
|||||||||
☐ |
a |
the amount was paid directly to the applicant authority. |
|||||||||
☐ |
b |
the time limit for recovery action has elapsed. |
|||||||||
☐ |
c |
the claim(s) has (have) been annulled by a national court or by an administrative body. |
|||||||||
☐ |
d |
the instrument permitting enforcement has been annulled. |
|||||||||
☐ |
e |
other reason: … |
|||||||||
date |
20 ☐ |
Other: comment from o applicant authority or o requested authority (Please start each comment by indicating the date) |
PROTOCOL ON MUTUAL ADMINISTRATIVE ASSISTANCE IN CUSTOMS MATTERS
Article PCUST.1
Definitions
Article PCUST.2
Scope
Article PCUST.3
Assistance on request
Article PCUST.4
Spontaneous assistance
Article PCUST.5
Form and substance of requests for assistance
Article PCUST.6
Execution of requests
Article PCUST.7
Form in which information is to be communicated
Article PCUST.8
Presence of officials of one Party in the territory of another
Article PCUST.9
Delivery and notification
Article PCUST.10
Automatic exchange of information
Article PCUST.11
Exceptions to the obligation to provide assistance
Article PCUST.12
Information exchange and confidentiality
Article PCUST.13
Experts and witnesses
Article PCUST.14
Assistance expenses
Article PCUST.15
Implementation
Article PCUST.16
Other agreements
Article PCUST.17
Consultations
Article PCUST.18
Future developments
PROTOCOL ON SOCIAL SECURITY COORDINATION
TITLE I
GENERAL PROVISIONS
Article SSC.1
Definitions
Article SSC.2
Persons covered
Article SSC.3
Matters covered
Article SSC.4
Non-discrimination between Member States
Article SSC.5
Equality of treatment
Article SSC.6
Equal treatment of benefits, income, facts or events
Article SSC.7
Aggregation of periods
Article SSC.8
Waiving of residence rules
Article SSC.9
Preventing of overlapping of benefits
TITLE II
DETERMINATION OF THE LEGISLATION APPLICABLE
Article SSC.10
General rules
Article SSC.11
Detached workers
Article SSC.12
Pursuit of activities in two or more States
Article SSC.13
Voluntary insurance or optional continued insurance
Article SSC.14
Obligations of the employer
TITLE III
SPECIAL PROVISIONS CONCERNING THE VARIOUS CATEGORIES OF BENEFITS
CHAPTER 1
SICKNESS, MATERNITY AND EQUIVALENT PATERNITY BENEFITS
SECTION 1
INSURED PERSONS AND MEMBERS OF THEIR FAMILIES EXCEPT PENSIONERS AND MEMBERS OF THEIR FAMILIES
Article SSC.15
Residence in a State other than the competent State
Article SSC.16
Stay in the competent State when residence is in another State – special rules for the members of the families of frontier workers
Article SSC.17
Stay outside the competent State
Article SSC.18
Travel with the purpose of receiving benefits in kind – authorisation to receive appropriate treatment outside the State of residence
Article SSC.19
Cash benefits
Article SSC.20
Pension claimants
SECTION 2
SPECIAL PROVISIONS FOR PENSIONERS AND MEMBERS OF THEIR FAMILIES
Article SSC.21
Right to benefits in kind under the legislation of the State of residence
Article SSC.22
No right to benefits in kind under the legislation of the State of residence
Article SSC.23
Pensions under the legislation of one or more States other than the State of residence, where there is a right to benefits in kind in the latter State
Article SSC.24
Residence of members of the family in a State other than the one in which the pensioner resides
Article SSC.25
Stay of the pensioner or the members of their family in a State other than the State of residence – stay in the competent State – authorisation for appropriate treatment outside the State of residence
Article SSC.26
Cash benefits for pensioners
Article SSC.27
Contributions by pensioners
SECTION 3
COMMON PROVISIONS
Article SSC.28
General provisions
Article SSC.29
Prioritising of the right to benefits in kind – special rule for the right of members of the family to benefits in the State of residence
Article SSC.30
Reimbursements between institutions
CHAPTER 2
BENEFITS IN RESPECT OF ACCIDENTS AT WORK AND OCCUPATIONAL DISEASES
Article SSC.31
Right to benefits in kind and in cash
Article SSC.32
Costs of transport
Article SSC.33
Benefits for an occupational disease where the person suffering from such a disease has been exposed to the same risk in several States
Article SSC.34
Aggravation of an occupational disease
Article SSC.35
Rules for taking into account the special features of certain legislation
Article SSC.36
Reimbursements between institutions
CHAPTER 3
DEATH GRANTS
Article SSC.37
Right to grants where death occurs in, or where the person entitled resides in, a State other than the competent one
Article SSC.38
Provision of benefits in the event of the death of a pensioner
CHAPTER 4
INVALIDITY BENEFITS
Article SSC.39
Calculation of invalidity benefits
Article SSC.40
Special provisions on aggregation of periods
Article SSC.41
Aggravation of invalidity
Article SSC.42
Conversion of invalidity benefits into old-age benefits
Article SSC.43
Special provisions for civil servants
CHAPTER 5
OLD-AGE AND SURVIVORS' PENSIONS
Article SSC.44
Taking into account child-raising periods
Article SSC.45
General provisions
Article SSC.46
Special provisions on aggregation of periods
Article SSC.47
Award of benefits
Article SSC.48
Rules to prevent overlapping
Article SSC.49
Overlapping of benefits of the same kind
Article SSC.50
Overlapping of benefits of a different kind
Article SSC.51
Additional provisions for the calculation of benefits
Article SSC.52
Periods of insurance or residence of less than one year
Article SSC.53
Award of a supplement
Article SSC.54
Recalculation and revaluation of benefits
Article SSC.55
Special provisions for civil servants
CHAPTER 6
UNEMPLOYMENT BENEFITS
Article SSC.56
Special provisions on aggregation of periods of insurance, employment or self-employment
Article SSC.57
Calculation of unemployment benefits
CHAPTER 7
PRE-RETIREMENT BENEFITS
Article SSC.58
Benefits
TITLE IV
MISCELLANEOUS PROVISIONS
Article SSC.59
Cooperation
Article SSC.60
Data processing
Article SSC.61
Exemptions
Article SSC.62
Claims, declarations or appeals
Article SSC.63
Medical examinations
Article SSC.64
Collection of contributions and recovery of benefits
Article SSC.65
Rights of institutions
Article SSC.66
Implementation of legislation
TITLE V
FINAL PROVISIONS
Article SSC.67
Protection of individual rights
Article SSC.68
Amendments
Article SSC.69
Termination of this Protocol
Article SSC.70
Sunset clause
Article SSC.71
Post-termination arrangements
ANNEX SSC-1
CERTAIN BENEFITS IN CASH TO WHICH THIS PROTOCOL SHALL NOT APPLY
PART 1
SPECIAL NON-CONTRIBUTORY CASH BENEFITS (Point (a) of Article SSC.3(4) of this Protocol)
(i) UNITED KINGDOM
(ii) MEMBER STATES
AUSTRIA
BELGIUM
BULGARIA
CYPRUS
CZECH REPUBLIC
DENMARK
ESTONIA
FINLAND
FRANCE
GERMANY
GREECE
HUNGARY
IRELAND
ITALY
LATVIA
LITHUANIA
LUXEMBOURG
MALTA
NETHERLANDS
POLAND
PORTUGAL
SLOVAKIA
SLOVENIA
SPAIN
SWEDEN
PART 2
LONG-TERM CARE BENEFITS (Point (d) of Article SSC.3(4) of this Protocol)
(i) UNITED KINGDOM
(ii) MEMBER STATES
AUSTRIA
BELGIUM
BULGARIA
CROATIA
CYPRUS
CZECH REPUBLIC
DENMARK
ESTONIA
FINLAND
FRANCE
GERMANY
GREECE
HUNGARY
IRELAND
ITALY
LATVIA
LITHUANIA
LUXEMBOURG
MALTA
THE NETHERLANDS
POLAND
PORTUGAL
ROMANIA
SLOVAKIA
SLOVENIA
SPAIN
SWEDEN
PART 3
PAYMENTS WHICH ARE CONNECTED TO A BRANCH OF SOCIAL SECURITY LISTED IN ARTICLE SSC.3(1) OF THIS PROTOCOL AND WHICH ARE PAID TO MEET EXPENSES FOR HEATING IN COLD WEATHER (Point (f) of Article SSC.3(4) of this Protocol)
(i) UNITED KINGDOM
(ii) MEMBER STATES
DENMARK
ANNEX SSC-2
RESTRICTION OF RIGHTS TO BENEFITS IN KIND FOR MEMBERS OF THE FAMILY OF A FRONTIER WORKER
(referred to in Article SSC.16(2) of this Protocol)
ANNEX SSC-3
MORE RIGHTS FOR PENSIONERS RETURNING TO THE COMPETENT STATE
(Article SSC.25(2) of this Protocol)
ANNEX SSC-4
CASES IN WHICH THE PRO RATA CALCULATION SHALL BE WAIVED OR SHALL NOT APPLY
(Article SSC.47(4) and (5) of this Protocol)
PART 1
CASES IN WHICH THE PRO RATA CALCULATION SHALL BE WAIVED PURSUANT TO ARTICLE SSC.47(4)
AUSTRIA
CYPRUS
DENMARK
IRELAND
LATVIA
LITHUANIA
NETHERLANDS
POLAND
PORTUGAL
SLOVAKIA
SWEDEN
UNITED KINGDOM
PART 2
CASES IN WHICH ARTICLE SSC.47(5) APPLIES
AUSTRIA
BULGARIA
CROATIA
CZECH REPUBLIC
DENMARK
ESTONIA
FRANCE
HUNGARY
LATVIA
POLAND
PORTUGAL
SLOVAKIA
SLOVENIA
SWEDEN
UNITED KINGDOM
ANNEX SSC-5
BENEFITS AND AGREEMENTS WHICH ALLOW THE APPLICATION OF ARTICLE SSC.49
I. Benefits referred to in point (a) of Article SSC.49(2) of this Protocol, the amount of which is independent of the length of periods of insurance or residence completed
DENMARK
FINLAND
FRANCE
GREECE
NETHERLANDS
SPAIN
SWEDEN
II. Benefits referred to in point (b) of Article SSC.49(2) of this Protocol, the amount of which is determined by reference to a credited period deemed to have been completed between the date on which the risk materialised and a later date
FINLAND
GERMANY
ITALY
LATVIA
LITHUANIA
LUXEMBOURG
SLOVAKIA
SPAIN
SWEDEN
III. Agreements referred to in point (b)(i) of Article SSC.49(2) of this Protocol intended to prevent the same credited period being taken into account two or more times:
ANNEX SSC-6
SPECIAL PROVISIONS FOR THE APPLICATION OF THE LEGISLATION OF THE MEMBER STATES AND OF THE UNITED KINGDOM
(Article SSC.3(2), Article SSC.51(1) and Article SSC.66)
AUSTRIA
BULGARIA
CYPRUS
CZECH REPUBLIC
DENMARK
ESTONIA
FINLAND
FRANCE
GERMANY
GREECE
IRELAND
MALTA
NETHERLANDS
1. Health care insurance
2. Application of the Algemene Ouderdomswet (AOW) (General Old Age Pensions Act)
3. Application of the Algemene nabestaandenwet (ANW) (General Surviving Relatives Act)
4. Application of Dutch legislation relating to incapacity for work
SPAIN
SWEDEN
UNITED KINGDOM
ANNEX SSC-7
IMPLEMENTING PART
TITLE I
GENERAL PROVISIONS
CHAPTER 1
Article SSCI.1
Definitions
CHAPTER 2
PROVISIONS CONCERNING COOPERATION AND EXCHANGES OF DATA
Article SSCI.2
Scope and rules for exchanges between institutions
Article SSCI.3
Scope and rules for exchanges between the persons concerned and institutions
Article SSCI.4
Forms, documents and methods of exchanging data
Article SSCI.5
Legal value of documents and supporting evidence issued in another State
Article SSCI.6
Provisional application of legislation and provisional granting of benefits
Article SSCI.7
Provisional calculation of benefits and contributions
CHAPTER 3
OTHER GENERAL PROVISIONS FOR THE APPLICATION OF THIS PROTOCOL
Article SSCI.8
Other procedures between authorities and institutions
Article SSCI.9
Prevention of overlapping of benefits
Article SSCI.10
Elements for determining residence
Article SSCI.11
Aggregation of periods
Article SSCI.12
Rules for conversion of periods
Scheme based on |
1 day corresponds to |
1 week corresponds to |
1 month corresponds to |
1 quarter corresponds to |
Maximum of days in one calendar year |
5 days |
9 hours |
5 days |
22 days |
66 days |
264 days |
6 days |
8 hours |
6 days |
26 days |
78 days |
312 days |
7 days |
6 hours |
7 days |
30 days |
90 days |
360 days |