REGULATION (EU) No 1374/2014 OF THE EUROPEAN CENTRAL BANK
of 28 November 2014
on statistical reporting requirements for insurance corporations
(ECB/2014/50)
Article 1
Definitions
Article 2
Actual reporting population
Article 3
List of insurance corporations for statistical purposes
Article 4
Statistical reporting requirements
Article 5
Revaluation adjustments and financial transactions
Article 6
Accounting rules
Article 7
Derogations
Article 8
Timeliness
Article 9
Minimum standards and national reporting arrangements
Article 10
Mergers, divisions and reorganisations
Article 11
Verification and compulsory collection
Article 12
First reporting
Article 13
Final provision
ANNEX I
STATISTICAL REPORTING REQUIREMENTS
PART 1
General statistical reporting requirements
PART 2
Insurance technical reserves
PART 3
Reporting tables
|
Total |
Euro area |
Rest of the world |
||||||
Domestic |
Euro area Member States other than domestic |
Euro area Member States other than domestic (country-by-country information) |
Total |
Non-participating Member States (country-by-country information) |
Main counterparties outside the European Union (country-by-country information for Brazil, Canada, China, Hong Kong, India, Japan, Russia, Switzerland, USA) |
||||
ASSETS (F) |
|||||||||
|
SUM |
SUM |
SUM |
|
SUM |
|
|
||
up to 1 year (remaining until maturity) |
SUM |
|
|
|
|
|
|
||
over 1 year (remaining until maturity) |
SUM |
|
|
|
|
|
|
||
|
SUM |
|
|
|
|
|
|
||
|
SUM |
|
SUM |
|
|
|
|
||
|
SUM |
SUM |
SUM |
SUM |
SUM |
SUM |
|
||
issued by MFIs |
|
SUM |
SUM |
|
|
|
|
||
issued by GG |
|
SUM |
SUM |
|
|
|
|
||
issued by OFIs |
|
SUM |
SUM |
|
|
|
|
||
issued by ICs |
|
SUM |
SUM |
|
|
|
|
||
issued by PFs |
|
SUM |
SUM |
|
|
|
|
||
issued by NFCs |
|
SUM |
SUM |
|
|
|
|
||
issued by HHs & NPISHs |
|
SUM |
SUM |
|
|
|
|
||
up to 1 year (original maturity) |
SUM |
SUM |
SUM |
|
|
|
|
||
issued by MFIs |
|
|
|
|
|
|
|
||
issued by GG |
|
|
|
|
|
|
|
||
issued by OFIs |
|
|
|
|
|
|
|
||
issued by ICs |
|
|
|
|
|
|
|
||
issued by PFs |
|
|
|
|
|
|
|
||
issued by NFCs |
|
|
|
|
|
|
|
||
issued by HHs & NPISHs |
|
|
|
|
|
|
|
||
1-2 years (original maturity) |
SUM |
SUM |
SUM |
|
|
|
|
||
issued by MFIs |
|
|
|
|
|
|
|
||
issued by GG |
|
|
|
|
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|
|
||
issued by OFIs |
|
|
|
|
|
|
|
||
issued by ICs |
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|
|
|
|
|
|
||
issued by PFs |
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|
|
|
|
|
||
issued by NFCs |
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|
|
|
|
|
|
||
issued by HHs & NPISHs |
|
|
|
|
|
|
|
||
over 2 years (original maturity) |
SUM |
SUM |
SUM |
|
|
|
|
||
issued by MFIs |
|
|
|
|
|
|
|
||
issued by GG |
|
|
|
|
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|
|
||
issued by OFIs |
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||
issued by ICs |
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|
|
||
issued by PFs |
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|
|
|
|
|
|
||
issued by NFCs |
|
|
|
|
|
|
|
||
issued by HHs & NPISHs |
|
|
|
|
|
|
|
||
up to 1 year (remaining until maturity) |
SUM |
SUM |
SUM |
|
|
|
|
||
issued by MFIs |
|
|
|
|
|
|
|
||
issued by GG |
|
|
|
|
|
|
|
||
issued by OFIs |
|
|
|
|
|
|
|
||
issued by ICs |
|
|
|
|
|
|
|
||
issued by PFs |
|
|
|
|
|
|
|
||
issued by NFCs |
|
|
|
|
|
|
|
||
issued by HHs & NPISHs |
|
|
|
|
|
|
|
||
1-2 years (remaining until maturity) |
SUM |
SUM |
SUM |
|
|
|
|
||
issued by MFIs |
|
|
|
|
|
|
|
||
issued by GG |
|
|
|
|
|
|
|
||
issued by OFIs |
|
|
|
|
|
|
|
||
issued by ICs |
|
|
|
|
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|
|
||
issued by PFs |
|
|
|
|
|
|
|
||
issued by NFCs |
|
|
|
|
|
|
|
||
issued by HHs & NPISHs |
|
|
|
|
|
|
|
||
2-5 years (remaining until maturity) |
SUM |
SUM |
SUM |
|
|
|
|
||
issued by MFIs |
|
|
|
|
|
|
|
||
issued by GG |
|
|
|
|
|
|
|
||
issued by OFIs |
|
|
|
|
|
|
|
||
issued by ICs |
|
|
|
|
|
|
|
||
issued by PFs |
|
|
|
|
|
|
|
||
issued by NFCs |
|
|
|
|
|
|
|
||
issued by HHs & NPISHs |
|
|
|
|
|
|
|
||
Over 5 years (remaining until maturity) |
SUM |
SUM |
SUM |
|
|
|
|
||
issued by MFIs |
|
|
|
|
|
|
|
||
issued by GG |
|
|
|
|
|
|
|
||
issued by OFIs |
|
|
|
|
|
|
|
||
issued by ICs |
|
|
|
|
|
|
|
||
issued by PFs |
|
|
|
|
|
|
|
||
issued by NFCs |
|
|
|
|
|
|
|
||
issued by HHs & NPISHs |
|
|
|
|
|
|
|
||
|
SUM |
SUM |
SUM |
|
SUM |
|
|
||
original maturity up to 1 year — fair value |
SUM |
SUM |
SUM |
|
|
|
|
||
to MFIs |
|
|
|
|
|
|
|
||
to GG |
|
|
|
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to IFs |
|
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|
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|
||
to OFIs |
|
|
|
|
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|
|
||
to ICs |
|
|
|
|
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|
|
||
to PFs |
|
|
|
|
|
|
|
||
to NFCs |
|
|
|
|
|
|
|
||
to HHs & NPISHs |
|
|
|
|
|
|
|
||
original maturity 1-5 years — fair value |
SUM |
SUM |
SUM |
|
|
|
|
||
to MFIs |
|
|
|
|
|
|
|
||
to GG |
|
|
|
|
|
|
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||
to IFs |
|
|
|
|
|
|
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||
to OFIs |
|
|
|
|
|
|
|
||
to ICs |
|
|
|
|
|
|
|
||
to PFs |
|
|
|
|
|
|
|
||
to NFCs |
|
|
|
|
|
|
|
||
to HHs & NPISHs |
|
|
|
|
|
|
|
||
original maturity over 5 years — fair value |
SUM |
SUM |
SUM |
|
|
|
|
||
to MFIs |
|
|
|
|
|
|
|
||
to GG |
|
|
|
|
|
|
|
||
to IFs |
|
|
|
|
|
|
|
||
to OFIs |
|
|
|
|
|
|
|
||
to ICs |
|
|
|
|
|
|
|
||
to PFs |
|
|
|
|
|
|
|
||
to NFCs |
|
|
|
|
|
|
|
||
to HHs & NPISHs |
|
|
|
|
|
|
|
||
up to 1 year remaining until maturity — fair value |
SUM |
|
|
|
|
|
|
||
1-2 years remaining until maturity — fair value |
SUM |
|
|
|
|
|
|
||
2-5 years remaining until maturity — fair value |
SUM |
|
|
|
|
|
|
||
over 5 years remaining until maturity — fair value |
SUM |
|
|
|
|
|
|
||
|
SUM |
|
SUM |
|
|
|
|
||
|
SUM |
SUM |
SUM |
|
SUM |
|
|
||
original maturity up to 1 year — nominal value |
SUM |
|
|
|
|
|
|
||
original maturity 1-5 years — nominal value |
SUM |
|
|
|
|
|
|
||
original maturity over 5 years — nominal value |
SUM |
|
|
|
|
|
|
||
|
SUM |
SUM |
SUM |
SUM |
SUM |
SUM |
SUM |
||
|
SUM |
SUM |
SUM |
SUM |
|
SUM |
|
||
issued by MFIs |
|
|
SUM |
|
|
|
|
||
issued by GG |
|
|
SUM |
|
|
|
|
||
issued by OFIs |
|
|
SUM |
|
|
|
|
||
issued by ICs |
|
|
SUM |
|
|
|
|
||
issued by PFs |
|
|
SUM |
|
|
|
|
||
issued by NFCs |
|
|
SUM |
|
|
|
|
||
|
SUM |
SUM |
SUM |
SUM |
|
SUM |
|
||
issued by MFIs |
|
|
SUM |
|
|
|
|
||
issued by GG |
|
|
SUM |
|
|
|
|
||
issued by OFIs |
|
|
SUM |
|
|
|
|
||
issued by ICs |
|
|
SUM |
|
|
|
|
||
issued by PFs |
|
|
SUM |
|
|
|
|
||
issued by NFCs |
|
|
SUM |
|
|
|
|
||
|
SUM |
SUM |
SUM |
SUM |
|
SUM |
|
||
issued by MFIs |
|
|
SUM |
|
|
|
|
||
issued by GG |
|
|
SUM |
|
|
|
|
||
issued by OFIs |
|
|
SUM |
|
|
|
|
||
issued by ICs |
|
|
SUM |
|
|
|
|
||
issued by PFs |
|
|
SUM |
|
|
|
|
||
issued by NFCs |
|
|
SUM |
|
|
|
|
||
|
SUM |
SUM |
SUM |
|
SUM |
|
|
||
|
SUM |
|
|
|
|
|
|
||
|
SUM |
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
SUM |
|
SUM |
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
SUM |
|
|
|
|
|
|
||
SUM
Cells which can be derived from more detailed breakdownsAbbreviations used in this table: o/w = of which, MFI = monetary financial institution, GG = general government, IF = investment fund, OFI = other financial intermediary, IC = insurance corporation, PF = pension fund, NFC = non-financial corporation, HH = household, NPISH = non-profit institution serving households, MMF = money market fund |
|
Total |
Euro area |
Rest of the world |
||||||
Domestic |
Euro area Member States other than domestic |
Euro area Member States other than domestic (country-by-country information) |
Total |
Non-participating Member States (country-by-country information) |
Main counterparties outside the European Union (country-by-country information for Brazil, Canada, China, Hong Kong, India, Japan, Russia, Switzerland, USA) |
||||
LIABILITIES (F) |
|||||||||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
issued by monetary financial institutions (MFIs)(3) |
SUM |
|
|
|
|
|
|
||
issued by non-MFIs(3) |
SUM |
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
SUM |
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
SUM |
|
|
|
|
|
|
||
|
SUM |
|
SUM |
|
|
|
|
||
o/w unit-linked |
|
|
|
|
|
|
|
||
o/w non-unit linked |
|
|
|
|
|
|
|
||
o/w Pension entitlements |
SUM |
|
|
|
|
|
|
||
o/w defined contribution schemes |
|
|
|
|
|
|
|
||
o/w defined benefit schemes |
|
|
|
|
|
|
|
||
o/w hybrid schemes |
|
|
|
|
|
|
|
||
|
SUM |
|
SUM |
|
|
|
|
||
by line of business |
|
|
|
|
|
|
|
||
Medical expense insurance |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
Income protection insurance |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
Workers' compensation insurance |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
Motor vehicle liability insurance |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
Other motor insurance |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
Marine, aviation and transport insurance |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
Fire and other damage to property insurance |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
General liability insurance |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
Credit and suretyship insurance |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
Legal expenses insurance |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
Assistance |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
Miscellaneous financial loss |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
Reinsurance |
|
Annual |
|
Annual |
|
Annual |
Annual |
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
Abbreviation used in this table: o/w = of which. |
Table 2
Required security-by-security data
Table 2.1
Holdings of securities with an ISIN code
Field |
Title |
1 |
ISIN code |
2 |
Number of units or aggregated nominal amount |
3 |
Price |
3b |
Quotation basis |
4 |
Total amount at market value |
5 |
Financial transactions |
6 |
Securities purchased |
7 |
Securities sold |
8 |
Currency in which the security is recorded |
9 |
Other changes in volume at nominal value |
10 |
Other changes in volume at market value |
11 |
Portfolio investment or direct investment |
Table 2.2
Holdings of securities without an ISIN code
Field |
Title |
||||||||||||||||||||||
1 |
Security identifier code |
||||||||||||||||||||||
2 |
Number of units or aggregated nominal value |
||||||||||||||||||||||
3 |
Price |
||||||||||||||||||||||
3b |
Quotation basis |
||||||||||||||||||||||
4 |
Total amount at market value |
||||||||||||||||||||||
5 |
Financial transactions |
||||||||||||||||||||||
6 |
Securities purchased |
||||||||||||||||||||||
7 |
Securities sold |
||||||||||||||||||||||
8 |
Currency in which the security is recorded |
||||||||||||||||||||||
9 |
Other changes in volume at nominal value |
||||||||||||||||||||||
10 |
Other changes in volume at market value |
||||||||||||||||||||||
11 |
Portfolio investment or direct investment |
||||||||||||||||||||||
12 |
Instrument (with financial transaction classification):
|
||||||||||||||||||||||
13 |
Issue date and maturity date for debt securities. Alternatively, breakdown by maturity brackets as follows: original maturity up to one year, one to two years, over two years and remaining maturity up to one year, one to two years, two to five years, over five years. |
||||||||||||||||||||||
14 |
Sector or subsector of the issuer:
|
||||||||||||||||||||||
15 |
Issuer country |
||||||||||||||||||||||
16 |
Revaluation adjustments |
|
Total |
Euro area |
Rest of the world |
||||||
Domestic |
Euro area Member States other than domestic |
Euro area Member States other than domestic (country-by-country information) |
Total |
Non-participating Member States (country-by-country information) |
Main counterparties outside the European Union (country-by-country information for Brazil, Canada, China, Hong Kong, India, Japan, Russia, Switzerland, USA) |
||||
ASSETS (F) |
|||||||||
|
|
|
|
|
|
|
|
||
up to 1 year (remaining until maturity) |
|
|
|
|
|
|
|
||
over 1 year (remaining until maturity) |
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
issued by MFIs |
|
|
|
MINIMUM |
|
MINIMUM |
|
||
issued by GG |
|
|
|
MINIMUM |
|
MINIMUM |
|
||
issued by OFIs |
|
|
|
MINIMUM |
|
MINIMUM |
|
||
issued by ICs |
|
|
|
MINIMUM |
|
MINIMUM |
|
||
issued by PFs |
|
|
|
MINIMUM |
|
MINIMUM |
|
||
issued by NFCs |
|
|
|
MINIMUM |
|
MINIMUM |
|
||
issued by HHs & NPISHs |
|
|
|
MINIMUM |
|
MINIMUM |
|
||
up to 1 year (original maturity) |
|
|
|
|
MINIMUM |
|
|
||
issued by MFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by GG |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by OFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by ICs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by PFs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by NFCs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by HHs & NPISHs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
1-2 years (original maturity) |
|
|
|
|
MINIMUM |
|
|
||
issued by MFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by GG |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by OFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by ICs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by PFs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by NFCs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by HHs & NPISHs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
over 2 years (original maturity) |
|
|
|
|
MINIMUM |
|
|
||
issued by MFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by GG |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by OFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by ICs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by PFs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by NFCs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by HHs & NPISHs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
up to 1 year (remaining until maturity) |
|
|
|
|
MINIMUM |
|
|
||
issued by MFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by GG |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by OFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by ICs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by PFs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by NFCs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by HHs & NPISHs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
1-2 years (remaining until maturity) |
|
|
|
|
MINIMUM |
|
|
||
issued by MFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by GG |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by OFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by ICs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by PFs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by NFCs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by HHs & NPISHs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
2-5 years (remaining until maturity) |
|
|
|
|
MINIMUM |
|
|
||
issued by MFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by GG |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by OFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by ICs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by PFs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by NFCs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by HHs & NPISHs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
Over 5 years (remaining until maturity) |
|
|
|
|
MINIMUM |
|
|
||
issued by MFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by GG |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by OFIs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by ICs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by PFs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by NFCs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
issued by HHs & NPISHs |
|
MINIMUM |
MINIMUM |
|
|
|
|
||
|
|
|
|
|
|
|
|
||
original maturity up to 1 year — fair value |
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
to MFIs |
|
|
|
|
|
|
|
||
to GG |
|
|
|
|
|
|
|
||
to IFs |
|
|
|
|
|
|
|
||
to OFIs |
|
|
|
|
|
|
|
||
to ICs |
|
|
|
|
|
|
|
||
to PFs |
|
|
|
|
|
|
|
||
to NFCs |
|
|
|
|
|
|
|
||
to HHs & NPISHs |
|
|
|
|
|
|
|
||
original maturity 1-5 years — fair value |
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
to MFIs |
|
|
|
|
|
|
|
||
to GG |
|
|
|
|
|
|
|
||
to IFs |
|
|
|
|
|
|
|
||
to OFIs |
|
|
|
|
|
|
|
||
to ICs |
|
|
|
|
|
|
|
||
to PFs |
|
|
|
|
|
|
|
||
to NFCs |
|
|
|
|
|
|
|
||
to HHs & NPISHs |
|
|
|
|
|
|
|
||
original maturity over 5 years — fair value |
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
to MFIs |
|
|
|
|
|
|
|
||
to GG |
|
|
|
|
|
|
|
||
to IFs |
|
|
|
|
|
|
|
||
to OFIs |
|
|
|
|
|
|
|
||
to ICs |
|
|
|
|
|
|
|
||
to PFs |
|
|
|
|
|
|
|
||
to NFCs |
|
|
|
|
|
|
|
||
to HHs & NPISHs |
|
|
|
|
|
|
|
||
up to 1 year remaining until maturity — fair value |
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
1-2 years remaining until maturity — fair value |
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
2-5 years remaining until maturity — fair value |
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
over 5 years remaining until maturity — fair value |
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
|
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
|
|
|
|
|
|
|
|
||
original maturity up to 1 year — nominal value |
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
original maturity 1-5 years — nominal value |
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
original maturity over 5 years — nominal value |
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
MINIMUM |
|
MINIMUM |
||
issued by MFIs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by GG |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by OFIs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by ICs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by PFs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by NFCs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
|
|
|
|
|
MINIMUM |
|
MINIMUM |
||
issued by MFIs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by GG |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by OFIs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by ICs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by PFs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by NFCs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
|
|
|
|
|
MINIMUM |
|
MINIMUM |
||
issued by MFIs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by GG |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by OFIs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by ICs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by PFs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
issued by NFCs |
|
MINIMUM |
|
MINIMUM |
|
MINIMUM |
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
|
|
|
|
|
|
|
|
||
|
|
MINIMUM |
MINIMUM |
|
MINIMUM |
|
|
||
|
MINIMUM |
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
Abbreviations used in this table: o/w = of which, MFI = monetary financial institution, GG = general government, IF = investment fund, OFI = other financial intermediary, IC=insurance corporation, PF = pension fund, NFC = non-financial corporation, HH = household, NPISH = non-profit institution serving households, MMF = money market fund IC's report: fields are marked ‘MINIMUM’ where data on instrument categories is not collected on an item-by-item basis. NCBs may extend this practice to data fields that do not contain the word ‘MINIMUM’. |
|
Total |
Euro area |
Rest of the world |
||||||
Domestic |
Euro area Member States other than domestic |
Euro area Member States other than domestic (country-by-country information) |
Total |
Non-participating Member States (country-by-country information) |
Main counterparties outside the European Union (Comments for previous tables apply) (country-by-country information for Brazil, Canada, China, Hong Kong, India, Japan, Russia, Switzerland, USA) |
||||
LIABILITIES (F) |
|||||||||
|
MINIMUM |
|
|
|
|
|
|
||
|
MINIMUM |
|
|
|
|
|
|
||
issued by monetary financial institutions (MFIs)(7) |
|
|
|
|
|
|
|
||
issued by non-MFIs(7) |
|
|
|
|
|
|
|
||
|
MINIMUM |
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
o/w unit-linked |
MINIMUM |
|
|
|
|
|
|
||
o/w non-unit linked |
|
|
|
|
|
|
|
||
o/w Pension entitlements |
MINIMUM |
|
|
|
|
|
|
||
o/w defined contribution schemes |
|
|
|
|
|
|
|
||
o/w defined benefit schemes |
|
|
|
|
|
|
|
||
o/w hybrid schemes |
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
by line of business |
|
|
|
|
|
|
|
||
Medical expense insurance |
|
|
|
|
|
|
|
||
Income protection insurance |
|
|
|
|
|
|
|
||
Workers' compensation insurance |
|
|
|
|
|
|
|
||
Motor vehicle liability insurance |
|
|
|
|
|
|
|
||
Other motor insurance |
|
|
|
|
|
|
|
||
Marine, aviation and transport insurance |
|
|
|
|
|
|
|
||
Fire and other damage to property insurance |
|
|
|
|
|
|
|
||
General liability insurance |
|
|
|
|
|
|
|
||
Credit and suretyship insurance |
|
|
|
|
|
|
|
||
Legal expenses insurance |
|
|
|
|
|
|
|
||
Assistance |
|
|
|
|
|
|
|
||
Miscellaneous financial loss |
|
|
|
|
|
|
|
||
Reinsurance |
|
|
|
|
|
|
|
||
|
MINIMUM |
|
|
|
|
|
|
||
|
|
|
|
|
|
|
|
||
IC's report: fields are marked ‘MINIMUM’ where data on instrument categories is not collected on an item-by-item basis. The NCBs may extend this practice to data fields that do not contain the word ‘MINIMUM’. |
|
Total(9) |
|
|
|
||
Of which: domestic |
Of which: branches inside the EEA (country-by-country information) |
Of which: branches outside the EEA (total) |
||||
|
|
|
|
|
||
|
|
|
|
|
||
|
|
|
|
|
ANNEX II
DESCRIPTIONS
PART 1
Descriptions of instrument categories
Table A
Description of instrument categories in the assets and liabilities of insurance corporations (ICs)
Instrument Category |
Description of main features |
||||||||||||||
|
Holdings of euro and foreign currency banknotes and coins in circulation that are commonly used to make payments and deposits placed by the IC with monetary financial institutions (MFIs). They may include overnight deposits, deposits with agreed maturity and deposits redeemable at notice, as well as claims under reverse repos or securities borrowing against cash collateral. |
||||||||||||||
|
Transferable deposits are deposits which are directly transferable on demand to make payments to other economic agents by commonly used means of payment, such as credit transfer and direct debit, possibly also by credit or debit card, e-money transactions, cheques, or similar means, without significant delay, restriction or penalty. Deposits that can only be used for cash withdrawal and/or deposits from which funds can only be withdrawn or transferred through another account of the same owner are not to be included as transferable deposits. |
||||||||||||||
|
Holdings of debt securities, which are negotiable financial instruments serving as evidence of debt, are usually traded on secondary markets. They can also be offset on the market and do not grant the holder any ownership rights over the issuing institution. This instrument category includes:
Securities lent out under securities lending operations or sold under a repurchase agreement remain on the original owner's balance sheet (and are not to be recorded in the balance sheet of the temporary acquirer) where there is a firm commitment to reverse the operation, and not simply an option to do so. Where the temporary acquirer sells the securities received, this sale must be recorded as an outright transaction in securities and entered in the balance sheet of the temporary acquirer as a negative position in the securities portfolio. |
||||||||||||||
|
For the purposes of the reporting scheme, this category consists of funds lent by ICs to borrowers, or loans acquired by ICs, which are either evidenced by non-negotiable documents or not evidenced by documents. The following items are included:
This category excludes assets in the form of deposits placed by ICs (which are included in category 1). |
||||||||||||||
|
Deposits placed by reinsurance corporations as collateral for ICs acting as ceding corporations in reinsurance transactions. |
||||||||||||||
|
Financial assets that represent ownership rights in corporations or quasi-corporations. Such financial assets generally entitle the holders to a share in the profits of the corporations or quasi-corporations, and to a share in their net assets in the event of liquidation. This category includes listed and unlisted shares and other equity. Equity securities lent out under securities lending operations or sold under repurchase agreements are treated in accordance with category 2 ‘Debt securities’. |
||||||||||||||
|
Equity securities listed on an exchange. The exchange may be a recognised stock exchange or any other form of secondary market. Listed shares are also referred to as ‘quoted shares’. |
||||||||||||||
|
Unlisted shares are equity securities not listed on an exchange. |
||||||||||||||
|
Other equity comprises all forms of equity other than listed shares and unlisted shares. |
||||||||||||||
|
This category includes holdings of shares or units issued by money market funds (MMFs) and non-MMF investment funds (i.e. investment funds other than MMFs) included in the ECB's lists of MFIs and investment funds (IFs) for statistical purposes. |
||||||||||||||
|
Holdings of shares or units issued by MMFs as defined in Article 2 of Regulation (EU) No 1071/2013 (ECB/2013/33). |
||||||||||||||
|
Holdings of shares or units issued by IFs other than MMFs as defined in Article 1 of Regulation (EU) No 1073/2013 (ECB/2013/38). |
||||||||||||||
|
Financial derivatives are financial instruments linked to a specified financial instrument, indicator, or commodity, through which specific financial risks can be traded in financial markets in their own right. This category includes:
Financial derivatives are recorded at market value on the balance sheet on a gross basis. Individual derivative contracts with positive market values are recorded on the asset side of the balance sheet and contracts with negative market values on the liability side of the balance sheet. Gross future commitments arising from derivative contracts should not be entered as on-balance-sheet items. This category does not include financial derivatives that are not subject to on-balance-sheet recording according to national rules. |
||||||||||||||
|
Financial claims of ICs against reinsurance corporations based on life and non-life reinsurance policies. |
||||||||||||||
|
Tangible and intangible assets, other than financial assets. This category includes dwellings, other buildings and structures, machinery and equipment, valuables, and intellectual property products such as computer software and databases. |
||||||||||||||
|
This is the residual category on the asset side of the balance sheet, defined as ‘assets not included elsewhere’. NCBs may require the reporting of specific sub-positions included in this category. Remaining assets may include:
|
Instrument Category |
Description of main features |
||||||||||
|
Securities issued by the IC, other than equity, that are usually negotiable instruments and traded on secondary markets, or that can be offset on the market, and do not grant the holder any ownership rights in respect of the issuing institution. |
||||||||||
|
Amounts owed to creditors by the IC, other than those arising from the issue of negotiable securities. This category consists of:
|
||||||||||
|
Deposits received by ceding corporations as collateral from reinsurance corporations. |
||||||||||
|
See category 4. |
||||||||||
|
See category 4.1. |
||||||||||
|
See category 4.2. |
||||||||||
|
See category 4.3. |
||||||||||
|
The amount of capital that the IC holds in order to meet the future insurance claims of its policyholders. |
||||||||||
|
The amount of capital that the IC holds in order to meet the future insurance claims of its life insurance policyholders. |
||||||||||
|
The amount of capital that the IC holds in order to meet the future insurance claims of its unit-linked life insurance policyholders. The policyholder's future claims under a unit-linked life insurance contract depend on the performance of a pool of assets in which the policyholder's funds are invested. |
||||||||||
|
The amount of capital that the IC holds in order to meet the future insurance claims of its non–unit-linked life insurance policyholders. The policyholder's future claims under a non–unit-linked life insurance contract do not depend on the performance of any defined pool of assets. |
||||||||||
|
The amount of capital that the IC holds in order to meet the future claims of its pension schemes. This category only refers to occupational pension plans. Individual pension plans that are not linked to an employment relationship do not fall into this category. |
||||||||||
|
The amount of capital that the IC holds in order to meet the future insurance claims of its defined contribution scheme policyholders. In a defined contribution scheme the benefits paid are dependent on the performance of the assets acquired by the pension scheme. The liability of a defined contribution scheme is the current market value of the fund's assets. |
||||||||||
|
The amount of capital that the IC holds in order to meet the future insurance claims of its defined benefit scheme policyholders. In a defined benefit pension scheme the level of pension benefits promised to participating employees is determined by a formula agreed in advance. The liability of a defined benefit pension scheme is equal to the present value of the promised benefits. |
||||||||||
|
The amount of capital that the IC holds in order to meet the future insurance claims of its schemes combining elements of defined contribution and defined benefit schemes. |
||||||||||
|
The amount of capital that the IC holds in order to meet the future insurance claims of its non-life insurance policyholders. |
||||||||||
|
Medical expense insurance obligations where the underlying business is not pursued on a similar technical basis to that of life insurance, other than obligations included in line of business 13.2.3. |
||||||||||
|
Income protection insurance obligations where the underlying business is not pursued on a similar technical basis to that of life insurance, other than obligations included in line of business 13.2.3. |
||||||||||
|
Health insurance obligations which relate to accidents at work, industrial injury and occupational diseases and where the underlying business is not pursued on a similar technical basis to that of life insurance. |
||||||||||
|
Insurance obligations which cover all liabilities arising out of the use of motor vehicles operating on land (including carrier's liability). |
||||||||||
|
Insurance obligations which cover all damage to or loss of land vehicles (including railway rolling stock). |
||||||||||
|
Insurance obligations which cover all damage or loss to sea, lake, river and canal vessels, aircraft, and damage to or loss of goods in transit or baggage irrespective of the form of transport. Insurance obligations which cover liabilities arising out of the use of aircraft, ships, vessels or boats on the sea, lakes, rivers or canals (including carrier's liability). |
||||||||||
|
Insurance obligations which cover all damage to or loss of property, other than those included in lines of business 13.2.5 and 13.2.6, due to fire, explosion, natural forces including storm, hail or frost, nuclear energy, land subsidence and any event such as theft. |
||||||||||
|
Insurance obligations which cover all liabilities other than those in lines of business 13.2.4 and 13.2.6. |
||||||||||
|
Insurance obligations which cover insolvency, export credit, instalment credit, mortgages, agricultural credit and direct and indirect suretyship. |
||||||||||
|
Insurance obligations which cover legal expenses and the cost of litigation. |
||||||||||
|
Insurance obligations which cover assistance for persons who get into difficulties while travelling, while away from home or while away from their habitual residence. |
||||||||||
|
Insurance obligations which cover employment risk, insufficiency of income, bad weather, loss of benefit, continuing general expenses, unforeseen trading expenses, loss of market value, loss of rent or revenue, indirect trading losses other than those mentioned above, other financial loss (non-trading) as well as any other risk of non-life insurance not covered by lines of business 13.2.1 to 13.2.11. |
||||||||||
|
Reinsurance obligations. |
||||||||||
|
See category 6. |
||||||||||
|
This is the residual item on the liabilities side of the balance sheet, defined as ‘liabilities not included elsewhere’. NCBs may require the reporting of specific sub-positions included in this category. Remaining liabilities may include:
|
PART 2
Descriptions of security-by-security attributes
Field |
Description |
Security identifier code |
A code that uniquely identifies a security, subject to the NCB's instructions (e.g. NCB identification number, CUSIP, SEDOL). |
Number of units or aggregated nominal amount |
Number of units of a security, or aggregated nominal amount if the security is traded in amounts rather than in units, excluding accrued interest. |
Price |
Market price per unit of a security, or percentage of the aggregated nominal amount if the security is traded in amounts rather than in units. NCBs may also require accrued interest to be reported under this position. |
Quotation basis |
Indicates whether the security is quoted as a percentage or in units. |
Total amount |
Total market value of a security. In the case of securities that are traded in units, this amount equals the number of securities multiplied by the price per unit. Where securities are traded in amounts rather than in units, this amount equals the aggregated nominal amount multiplied by the price which is expressed as a percentage of the nominal amount. NCBs must in principle require accrued interest to be reported either under this position or separately. However, NCBs may in their discretion require data excluding accrued interest. |
Financial transactions |
The sum of purchases minus sales (securities on the asset side) or issues minus redemptions (securities on the liability side) of a security recorded at transaction value in euro. |
Securities purchased |
The sum of purchases of a security recorded at transaction value. |
Securities sold |
The sum of sales of a security recorded at transaction value. |
Currency of recording of the security |
ISO code or equivalent of the currency used to express the price and/or the outstanding amount of the security. |
Other changes in volume at nominal value |
Other changes in the volume of the security held, at nominal value in nominal currency/unit or euro. |
Other changes in volume at market value |
Other changes in the volume of the security held, at market value in euro. |
Portfolio investment or direct investment |
The function of the investment according to its classification in balance of payment statistics(1). |
Issuer country |
The residence of the issuer. In the case of investment fund shares/units, the issuer country refers to the place where the investment fund is resident and not the residence of the fund manager. |
PART 3
Category |
Description |
Premiums written |
Gross premiums written comprising all amounts due during the financial year in respect of insurance contracts, regardless of the fact that such amounts may relate in whole or in part to a later financial year. |
Claims incurred |
Sum of the claims paid in respect of the financial year and the provision for claims for that financial year, minus the provision for claims for the preceding financial year. |
Commissions |
Acquisition expenses paid by ICs to other entities to sell their products. |
PART 4
Descriptions by sector
Sector |
Descriptions |
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MFIs are defined in Article 1 of Regulation (EU) No 1071/2013 (ECB/2013/33). The MFI sector consists of NCBs, credit institutions as defined in Union law, MMFs, other financial institutions whose business is to receive deposits and/or close substitutes for deposits from entities other than MFIs and, for their own account, at least in economic terms, to grant loans and/or make investments in securities, and electronic money institutions that are principally engaged in financial intermediation in the form of issuing electronic money. |
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The general government sector (S.13) consists of institutional units that are non-market producers whose output is intended for individual and collective consumption and that are financed by compulsory payments made by units belonging to other sectors, and institutional units principally engaged in the redistribution of national income and wealth (the ESA 2010, paragraphs 2.111 to 2.113). |
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The other financial intermediaries, except ICs and pension funds subsector (S.125) consists of all financial corporations and quasi-corporations which are principally engaged in financial intermediation by incurring liabilities in forms other than currency, deposits (or close substitutes for deposits), IF shares/units, or in relation to insurance, pension and standardised guarantee schemes from institutional units. FVCs as defined in Regulation (EU) No 1075/2013 (ECB/2013/40) are included in this subsector (the ESA 2010, paragraphs 2.86 to 2.94). Non-MMF IFs are defined in Article 1 of Regulation (EU) No 1073/2013 (ECB/2013/38). The financial auxiliaries subsector (S.126) consists of all financial corporations and quasi-corporations which are principally engaged in activities closely related to financial intermediation but which are not financial intermediaries themselves. This subsector also includes head offices whose subsidiaries are all or mostly financial corporations (the ESA 2010, paragraphs 2.95 to 2.97). The captive financial institutions and money lenders subsector (S.127) consists of all financial corporations and quasi-corporations which are neither engaged in financial intermediation nor in providing financial auxiliary services, and where most of either their assets or their liabilities are not transacted on open markets. This subsector includes holding companies that hold controlling levels of equity in a group of subsidiary corporations and whose principal activity is owning the group without providing any other service to the businesses in which the equity is held, that is, they do not administer or manage other units (the ESA 2010, paragraphs 2.98 and 2.99). |
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ICs are defined in Article 1 of this Regulation. |
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The pension funds subsector (S.129) consists of all financial corporations and quasi-corporations that are principally engaged in financial intermediation as a consequence of the pooling of social risks and needs of the insured persons (social insurance). Pension funds as social insurance schemes provide income in retirement and often benefits on death and disability (the ESA 2010, paragraphs 2.105 to 2.110). Social security funds falling within the general government sector are excluded. |
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The non-financial corporations sector (S.11) consists of institutional units that are independent legal entities and market producers, and whose principal activity is the production of goods and non-financial services. This sector also includes non-financial quasi-corporations (the ESA 2010, paragraphs 2.45 to 2.50). |
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The households sector (S.14) consists of individuals or groups of individuals, as consumers and as entrepreneurs, producing market goods and providing non-financial and financial services (market producers), provided that the production of goods and services is not carried out by separate entities that are quasi-corporations. It also includes individuals or groups of individuals that produce goods and non-financial services for exclusively own final use. The household sector includes sole proprietorships and partnerships that are not independent legal entities, other than those treated as quasi-corporations, and that are market producers (the ESA 2010, paragraphs 2.118 to 2.128). The non-profit institutions serving households sector (S.15) consists of non-profit institutions that are separate legal entities, serve households and are private non-market producers. Their principal resources are voluntary contributions in cash or in kind from households in their capacity as consumers, from payments made by general government and from property income (the ESA 2010, paragraphs 2.129 and 2.130). |