COMMISSION IMPLEMENTING REGULATION (EU) 2017/988
of 6 June 2017
laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State
(Text with EEA relevance)
Article 1
Format and use of standard forms, templates and procedures for cooperation arrangements
Article 2
Entry into force and application
ANNEX I
Standard agreement for cooperation arrangements in case the operations of a trading venue become of substantial importance in a host Member State
Article 1
Purpose and general provisions
Article 2
Scope of cooperation
alliances, mergers, major acquisitions, opening or closing of the trading venue or of a significant part of the trading venue |
|
the changing, granting, denying or termination of access provisions for central counterparties and the trading venue |
|
changes of ownership amounting to a change of control, corporate structure, corporate governance and other integration or restructuring steps concerning the trading venue |
|
removals or appointments to the managing or supervisory board of the trading venue |
|
significant new trading rules or modification of existing trading rules concerning, in particular, market access for investors from the host Member State or listing of securities from listed companies from the host Member State |
|
significant changes to systems and controls of the trading venue, including IT systems, audit controls and risk management arrangements |
|
significant changes, including by way of outsourcing, to the financial, human or technology resources of the trading venue |
|
exercise of supervisory powers as described in points (e), (f), (h), (k), (l), (m) to (q), (s) and (t) of Article 69(2) of Directive 2014/65/EU of the European Parliament and of the Council(1), having a significant and material impact on the trading venue or its participants |
|
the imposition of sanctions for infringements referred to in Article 70 of Directive 2014/65/EU having a significant and material impact on the trading venue or its participants |
|
any other event [describe the event] |
|