DECISION (EU) 2019/2158 OF THE EUROPEAN CENTRAL BANK
of 5 December 2019
on the methodology and procedures for the determination and collection of data regarding fee factors used to calculate annual supervisory fees (ECB/2019/38)
(recast)
Article 1
Subject matter and scope
Article 2
Definitions
Article 3
Methodology for the determination of the fee factors
Article 4
Notification of deduction of assets and/or the risk exposure amount of subsidiaries established in non-participating Member States and third countries
Article 5
Templates for the reporting of the fee factors to NCAs by the fee debtors
Article 6
Remittance dates
Article 7
Data quality checks
Article 8
Determination of fee factors by the ECB in the event of non-availability of the fee factors or non submission of corrections or modifications
Article 9
Simplified amendment procedure
Article 10
Repeal
Article 11
Entry into force
ANNEX I
|
CALCULATION OF FEES |
Reference date |
|
NAME |
|
|
TOTAL RISK EXPOSURE |
Submission date |
|
MFI Code |
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|
LEI code |
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|
Item |
|
Type of institution |
Source for risk exposure amount |
Risk exposure amount |
Comments |
|
|
010 |
020 |
030 |
040 |
010 |
TOTAL RISK EXPOSURE as calculated in accordance with Article 92(3) of Regulation (EU) No 575/2013 of the European Parliament and of the Council |
(1), (2) or (3) |
COREP C 02.00, row 010 |
|
|
020 |
CONTRIBUTION OF SUBSIDIARIES in non-participating Member States and third countries |
|
COREP C 06.02, col 250 (SUM) |
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|
1021 |
Entity 1 |
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1022 |
Entity 2 |
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1023 |
Entity 3 |
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1024 |
Entity 4 |
|
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….. |
Entity … |
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N |
Entity N |
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030 |
TOTAL RISK EXPOSURE AMOUNT of the supervised group deducting the CONTRIBUTION OF SUBSIDIARIES in non-participating Member States and third countries: Item 030 is equal to 010 minus 020 minus sum of items 1021 to N |
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Please ensure that this template is completed in accordance with the instructions provided separately. |
ANNEX II
|
CALCULATION OF FEES |
Reference date |
|
NAME |
|
|
TOTAL ASSETS |
Submission date |
|
MFI Code |
|
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|
|
|
LEI code |
|
|
|
|
|
|
|
Item |
|
Type of institution |
Confirmation of auditor’s verification or of management letter for fee-paying branches (Yes/No) |
Total assets |
Comments |
|
|
010 |
020 |
030 |
040 |
010 |
TOTAL ASSETS in accordance with Article 51(2) or (4) of Regulation (EU) No 468/2014 (ECB/2014/17) |
(3) |
|
|
|
020 |
TOTAL ASSETS in accordance with Article 2, point (12)(b) or (c) of Regulation (EU) No 1163/2014 (ECB/2014/41) |
(4) |
(Yes)/(No) |
|
|
030 |
TOTAL ASSETS in accordance with Article 3(2)(b) of this Decision: Item 030 is equal to 031 minus 032 plus 033 minus 034 |
(2) or (5) |
(Yes)/(No) |
|
|
031 |
Total assets of all group entities established in participating Member States —obligatory |
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|
|
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032 |
Intragroup positions among supervised entities established in participating Member States (from reporting packages used for the elimination of balances for group reporting purposes) —optional |
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|
033 |
Goodwill included in the consolidated financial statements of the parent undertaking of a supervised group —obligatory |
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034 |
Goodwill allocated to subsidiaries established in non-participating Member States and third countries —optional |
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Please ensure that this template is completed in accordance with the instructions provided separately. |
ANNEX III
CORRELATION TABLE
Decision (EU) 2015/530 (ECB/2015/7) |
This Decision |
Article 1 Article 2 — |
Article 1 Article 2 Article 4 |
Article 3, first sentence Article 3, second sentence Article 3, third sentence Article 4 Article 5 Article 6 |
Article 5(1), second sentence Article 5(2) Article 5(1), third sentence Article 6 Article 7 Article 5(1), first sentence |
Article 7 |
Article 3 |
Article 8 Article 9 Article 10 — Annexes I – II — |
Articles 8 Article 9 Article 10 Article 11 Annexes I — II Annex III |