COMMISSION IMPLEMENTING REGULATION (EU) 2022/1210
of 13 July 2022
laying down implementing technical standards for the application of Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to the format of insider lists and their updates
(Text with EEA relevance)
Article 1
Insider lists required by Article 18(1) of Regulation (EU) No 596/2014
Article 2
Insider lists referred to in Article 18(6) of Regulation (EU) No 596/2014
Article 3
Repeal
Article 4
Entry into force
ANNEX I
TEMPLATE 1
Format for the insider lists referred to in Article 1(1)
First name(s) of the insider |
Surname(s) of the insider |
Surname(s) of the insider at birth (if different) |
Professional telephone number(s) (work direct telephone line and work mobile numbers) |
Company name and address |
Function and reason for being insider |
Obtained (the date and time at which the insider obtained access to the inside information) |
Ceased (the date and time at which the insider ceased to have access to the inside information) |
National Identification- Number (if applicable) |
Date of birth |
Personal tele- phone numbers (home and personal mobile telephone numbers) |
Personal full home address: street name; street number; city; post/zip code; country) |
[Text] |
[Text] |
[Text] |
[Numbers (no space)] |
[Address of issuer/emission allowance market participant/auction plat- form/auctioneer/auction monitor or, of the person acting on their behalf or on their account |
[Text describing role, function and reason for being on this list] |
[yyyy-mm-dd, hh:mm UTC] |
[yyyy-mm-dd, hh:mm UTC] |
[Number and/or text] |
[yyyy-mm-dd] |
[Numbers (no space)] |
[Text] |
TEMPLATE 2
Format for the permanent insiders section of insider lists referred to in Article 1(2)
First name(s) of the insider |
Surname(s) of the insider |
Surname(s) of the insider at birth (if different) |
Professional telephone number(s) (work direct telephone line and work mobile numbers) |
Company name and address |
Function and reason for being insider |
Included (the date and time at which the insider was included in the permanent insider section) |
National Identification Number (if applicable) |
Date of Birth |
Personal full home address (street name; street number; city; post/zip code; country) (If available at the time of the request by the competent authority) |
Personal telephone numbers (home and personal mobile telephone numbers) |
[Text] |
[Text] |
[Text] |
[Numbers (no space)] |
[Address of issuer or of the person acting on their behalf or on their account] |
[Text describing role, function and reason for being on this list] |
[yyyy-mm-dd, hh:mm UTC] |
[Number and/or text] |
yyyy- mm-dd for the date of birth] |
[Text] |
[Numbers (no space)] |
ANNEX II
Format for the list of the personal data of persons having regular access to inside information referred to in Article 2(1)
First name(s) of the insider |
Surname(s) of the insider |
Surname(s) of the insider at birth (if different) |
Professional telephone number(s) (work direct telephone line and work mobile numbers) |
Company name and address |
Function and reason for being insider |
Obtained (the date and time at which the insider obtained regular access to the inside information) |
Ceased (the date and time at which the insider ceased to have regular access to the inside information) |
National Identification Number (if applicable) or otherwise Date of Birth |
Personal full home address (street name; street number; city; post/zip code; country) (If available at the time of the request by the competent authority) |
Personal telephone numbers (home and personal mobile telephone numbers) (If available at the time of the request by the competent authority) |
[Text] |
[Text] |
[Text] |
[Numbers (no space)] |
[Address of issuer] |
[Text describing role, function and reason for being on this insider list/] |
[yyyy-mm-dd, hh:mm UTC] |
[yyyy-mm-dd, hh:mm UTC] |
[Number and/or text or yyyy- mm-dd for the date of birth] |
[Text] |
[Numbers (no space)] |
ANNEX III
TEMPLATE 1
Format for the insider lists referred to in Article 2(2), first subparagraph
First name(s) of the insider |
Surname(s) of the insider |
|
Professional telephone number(s) (work direct telephone line and work mobile numbers) |
Function or reason for being insider |
Obtained (the date and time at which the insider obtained access to the inside information) |
Ceased (the date and time at which the insider ceased to have access to the inside information) |
National Identification Number (if applicable) Or otherwise Date of Birth |
[Text] |
[Text] |
|
[Numbers (no space)] |
[Text describing role, function and/or reason for being on this list] |
[yyyy-mm-dd, hh:mm UTC] |
[yyyy-mm-dd, hh:mm UTC] |
[Number and/or text or yyyy-mm-dd for the date of birth] |
TEMPLATE 2
Format for the permanent insiders section of insider lists referred to in Article 2(2), second subparagraph
First name(s) of the insider |
Surname(s) of the insider |
Professional telephone number(s) (work direct telephone line and work mobile numbers) |
Company name and address |
Function and reason for being insider |
Included (the date and time at which the insider was included in the permanent insider section) |
National Identification Number (if applicable) Or otherwise Date of Birth |
[Text] |
[Text] |
[Numbers (no space)] |
[Address of issuer or of the person acting on their behalf or on their account] |
[Text describing role, function and reason for being on this list] |
[yyyy-mm-dd, hh:mm UTC] |
[Number and/or yyyy- mm-dd for the date of birth] |