COMMISSION IMPLEMENTING REGULATION (EU) 2015/207
of 20 January 2015
laying down detailed rules implementing Regulation (EU) No 1303/2013 of the European Parliament and of the Council as regards the models for the progress report, submission of the information on a major project, the joint action plan, the implementation reports for the Investment for growth and jobs goal, the management declaration, the audit strategy, the audit opinion and the annual control report and the methodology for carrying out the cost-benefit analysis and pursuant to Regulation (EU) No 1299/2013 of the European Parliament and of the Council as regards the model for the implementation reports for the European territorial cooperation goal
Article 1
Model for the progress report
Article 2
Format for submission of the information on a major project
Article 3
Methodology for carrying out the cost-benefit analysis
Article 4
Format of the model for the joint action plan
Article 5
Model for the implementation reports for the Investment for growth and jobs goal
Article 6
Model for the management declaration
Article 7
Models for the audit strategy, the audit opinion and the annual control report
Article 8
Model for the implementation reports for the European territorial cooperation goal
Article 9
Entry into force
ANNEX I
MODEL FOR THE PROGRESS REPORT
PART I
Information and assessment required for all the European Structural and Investment Funds (ESI Funds)
1.
Changes in the development needs in the Member State since the adoption of the Partnership Agreement (Article 52(2)(a) of Regulation (EU) No 1303/2013 of the European Parliament and of the Council
(1)
)
(2) 2.
Progress towards achievement of the Union strategy for smart, sustainable and inclusive growth, as well as of the Fund-specific missions through the contribution of the ESI Funds to the thematic objectives selected, and in particular in respect to the milestones set out in the performance framework for each programme, and to the support used for climate change objectives (Article 52(2)(b) of Regulation (EU) No 1303/2013)
Fund |
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Percentage of support used compared to the Partnership Agreement (% B/A) |
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ERDF |
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Cohesion Fund |
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ESF(5) |
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EAFRD |
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EMFF |
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TOTAL |
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Programme |
Priority |
Fund(6) |
Category(7) of region |
Thematic(7) objective |
Achievement of milestones (yes/no) |
Union support |
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3.
For 2017 report only — Actions taken to fulfil the ex ante conditionalities set out in the Partnership Agreement (Article 52(2)(c) of Regulation (EU) No 1303/2013)
Applicable general ex ante conditionalities which were completely unfulfilled or partially fulfilled |
Criteria not fulfilled |
Action taken |
Deadline (date) |
Bodies responsible for fulfilment |
Action completed by the deadline (Y/N) |
Criteria fulfilled (Y/N) |
Expected date for full implementation of remaining actions, if applicable |
Commentary (for each action) |
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Action 1 |
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Action 2 |
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Applicable thematic ex ante conditionalities which were completely unfulfilled or partially fulfilled |
Criteria not fulfilled |
Action taken |
Deadline (date) |
Bodies responsible for fulfilment |
Action completed by the deadline (Y/N) |
Criteria fulfilled (Y/N) |
Expected date for full implementation of remaining actions, if applicable |
Commentary (for each action) |
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Action 1 |
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Action 2 |
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4.
Implementation of mechanisms to ensure coordination between the ESI Funds and other Union and national funding instruments and with the European Investment Bank (EIB) (Article 52(2)(d) of Regulation (EU) No 1303/2013)
5.
Implementation of the integrated approach to territorial development, or a summary of the implementation of the integrated approaches that are based on the programmes, including progress towards achievement of priority areas established for cooperation (Article 52(2)(e) of Regulation (EU) No 1303/2013)
6.
Where appropriate, actions taken to reinforce the capacity of the Member State authorities and beneficiaries to administer and use the ESI Funds (Article 52(2)(f) of Regulation (EU) No 1303/2013)
7.
Actions taken and progress achieved towards a reduction in the administrative burden for beneficiaries (Article 52(2)(g) of Regulation (EU) No 1303/2013)
8.
The role of the partners referred to in Article 5 of Regulation (EU) No 1303/2013 in the implementation of the Partnership Agreement (Article 52(2)(h) of Regulation (EU) No 1303/2013)
9.
A summary of the actions taken in relation to the application of horizontal principles and policy objectives for the implementation of the ESI Funds (Article 52(2)(i) of Regulation (EU) No 1303/2013)
PART II
Information and assessment on the Youth Employment Initiative (for the purposes of Article 19(5) of Regulation (EU) No 1304/2013 of the European Parliament and of the Council
(8)
)
10.
Implementation of the Youth Employment Initiative (YEI) (Article 19(5) of Regulation (EU) No 1304/2013)
PART III
Information and assessment to be provided for cohesion policy if use is made of the option provided by Article 111(4) of Regulation (EU) No 1303/2013 to include certain elements of the annual implementation reports in the progress report — to be provided in 2017 and 2019
11.
Additional information and assessment which may be added depending on the content and objectives of the operational programme (Article 111(4) of Regulation (EU) No 1303/2013, included where necessary to complement the other sections of the progress report)
PART IV
Information and assessment on the implementation of the YEI in case use is made of the option provided by Article 111(4) of Regulation (EU) of No 1303/2013 — to be provided in 2019
(9)
12.
Implementation of the YEI (Article 19(4) of Regulation (EU) No 1304/2013)
PART V
Information and assessment to be provided for cohesion policy if use is made of the option provided by Article 111(4) of Regulation (EU) No 1303/2013 (included where necessary to complement the other sections of the progress report) — to be provided in 2019
13.
Programme contribution to achieving the Union strategy for smart, sustainable and inclusive growth (Article 50(5) of Regulation (EU) No 1303/2013)
ANNEX II
Format for submission of the information on a major project
MAJOR PROJECT
EUROPEAN REGIONAL DEVELOPMENT FUND / COHESION FUND
INFRASTRUCTURE/PRODUCTIVE INVESTMENT
Project title |
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CCI |
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A. THE BODY RESPONSIBLE FOR IMPLEMENTATION OF THE MAJOR PROJECT, AND ITS CAPACITY
A.1.
Authority responsible for project application (managing authority or intermediate body)
A.1.1 |
Name: |
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A.1.2 |
Address: |
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A.1.3 |
Name of contact person |
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A.1.4 |
Position of contact person |
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A.1.5 |
Telephone: |
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A.1.6 |
E-mail: |
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A.2.
Body/-ies
(2)
responsible for project implementation (beneficiary/-ies
(3)
)
A.2.1 |
Name: |
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A.2.2 |
Address: |
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A.2.3 |
Name of contact person |
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A.2.4 |
Position of contact person |
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A.2.5 |
Telephone: |
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A.2.6 |
E-mail: |
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A.3.
Details of the undertaking
(to be filled in for productive investments only)
A.3.1
Name of the undertaking:
A.3.2
Is the undertaking an SME
(4)
?
Yes |
☐ |
No |
☐ |
A.3.3
Turnover (value in million EUR and year):
A.3.4
Total number of persons employed (value and year):
A.3.5
Group structure:
Yes |
☐ |
No |
☐ |
A.4.
Capacity of the body responsible for project implementation by referring to its technical, legal, financial and administrative capacity
(5)
A.5
Provide information on all relevant institutional arrangements with third parties for the implementation of the project and the successful operation of the resulting facilities that have been planned and possibly concluded
B. A DESCRIPTION OF THE INVESTMENT AND ITS LOCATION; EXPLANATION AS TO HOW IT IS CONSISTENT WITH THE RELEVANT PRIORITY AXES OF THE OPERATIONAL PROGRAMME(S) CONCERNED, AND ITS EXPECTED CONTRIBUTION TO ACHIEVING THE SPECIFIC OBJECTIVES OF THOSE PRIORITY AXES AND THE EXPECTED CONTRIBUTION TO SOCIO-ECONOMIC DEVELOPMENT
B.1
Operational programme(s) and priority axes
CCI of OP |
Priority axis of OP |
OP1 |
Priority axis of OP 1 |
OP1 |
Priority axis of OP 1 |
OP2 |
Priority axis of OP 2 |
OP2 |
Priority axis of OP 2 |
Yes |
☐ |
No |
☐ |
B.2.
Categorisation of project activity
(7)
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Code |
Amount |
Percentage |
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B.3.
Project description
Yes |
☐ |
No |
☐ |
Yes |
☐ |
No |
☐ |
Yes |
☐ |
No |
☐ |
B.3.6
In case of productive investments is this investment:
Yes |
☐ |
No |
☐ |
Yes |
☐ |
No |
☐ |
C. TOTAL COST AND TOTAL ELIGIBLE COST
C.1.
Please complete table below taking into account the following
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EUR |
Total cost (A) |
Ineligible costs (1) (B) |
Eligible costs (C) = (A) – (B) |
Percentage of total eligible costs |
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Input |
Input |
Calculated |
Calculated |
1 |
Planning/design fees |
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2 |
Land purchase |
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3 |
Building and construction |
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4 |
Plant and machinery or equipment |
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5 |
Contingencies (2) |
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6 |
Price adjustment (if applicable) (3) |
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7 |
Publicity |
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8 |
Supervision during construction implementation |
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9 |
Technical assistance |
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10 |
Sub-TOTAL |
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11 |
(VAT (4)) |
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12 |
TOTAL |
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C.2.
Verification of compliance with State aid rules
Yes |
☐ |
No |
☐ |
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Amount of aid (EUR) in GGE(19) |
Total amount of eligible cost (EUR)(20) |
Aid intensity (in %) |
State aid number/registry number for block-exempted aid |
Approved aid scheme or approved individual aid |
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Aid falling under a block exemption regulation |
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Aid in line with the SGEI decision(21) or the regulation on public land passenger traffic(22) |
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Total aid granted |
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Not applicable |
Not applicable |
Not applicable |
C.3.
Total eligible cost calculation
Method of calculation of the potential net revenue |
Method used as chosen by the managing authority for the relevant sector, sub-sector or type of operation(24) (Check one box only) |
Calculation of the discounted net revenue |
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Flat rate method |
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Decreased co-financing rate method |
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Value |
1. |
Total eligible cost before taking into account of the requirements set out in Article 61 of Regulation (EU) No 1303/2013 (in EUR, not discounted) (Section C.1.12(C)) |
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2. |
Pro-rata application of discounted net revenue (%) (if applicable) = (E.1.2.9) |
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3. |
Total eligible cost after taking into account of the requirements set out in Article 61 of Regulation (EU) No 1303/2013 (in EUR, not discounted) = (1) * (2) The maximum public contribution must respect the State aid rules and the amount of total aid granted reported above (if applicable) |
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Value |
1. |
Total eligible cost before taking into account of the requirements set out in Article 61 of Regulation (EU) No 1303/2013 (in EUR, not discounted) (Section C.1.12(C)) |
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2. |
Net revenue flat rate as defined in Annex V to Regulation (EU) No 1303/2013 or delegated acts (FR) (%) |
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3. |
Total eligible cost after taking into account of the requirements set out in Article 61 of Regulation (EU) No 1303/2013 (in EUR, not discounted) = (1) × (1 – FR)(25) The maximum public contribution must respect the state aid rules and the amount of total aid granted reported above (if applicable) |
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D. FEASIBILITY STUDIES CARRIED OUT, INCLUDING OPTION ANALYSIS, AND THE RESULTS
D.1.
Demand analysis
D.2.
Option analysis
D.3.
Feasibility of the option selected
D.3.1
Institutional aspect
D.3.2
Technical aspects including location, designed capacity of the main infrastructure, justification of the project scope and size in the context of the forecasted demand, justification of the choices made with regard to climate and natural disaster risks assessment (where relevant), investment and operating costs estimates
D.3.3
Environmental, and climate change mitigation (GHG emissions) and adaptation aspects (where applicable)
D.3.4
Other aspects
Key dimension of Feasibility Studies (or Business Plan if productive investment) |
Reference (supporting documents and chapter/section/page where the specific information and details can be found) |
Demand analysis |
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Option analysis |
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Institutional |
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Technical |
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Environmental, Climate change adaptation and mitigation and disaster resilience (where applicable) |
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Other aspects |
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E. A COST-BENEFIT ANALYSIS, INCLUDING A FINANCIAL AND AN ECONOMIC ANALYSIS, AND A RISK ASSESSMENT
E.1.
Financial analysis
E.1.2.
Main elements and parameters used in the CBA for financial analysis (all values in euro)
(29)
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Main elements and parameters |
Value |
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1 |
Reference period (years) |
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2 |
Financial discount rate (%)(30) |
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Main elements and parameters |
Value Not discounted |
Value Discounted (Net Present Value) |
Reference to CBA document (chapter/section/page) |
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3 |
Total investment cost excluding contingencies |
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< type='S' maxlength='500' input='M'> |
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4 |
Residual value |
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< type='S' maxlength='500' input='M'> |
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5 |
Revenues |
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< type='S' maxlength='500' input='M'> |
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6 |
Operating and replacement costs(31) |
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< type='S' maxlength='500' input='M'> |
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Pro-rata application of discounted net revenue (32) |
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7 |
Net revenue = revenues – operating and replacement costs + residual value = (5) – (6) + (4) |
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8 |
Total investment cost – net revenue = (3) – (7) |
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< type='S' maxlength='500' input='M'> |
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9 |
Pro-rata application of discounted net revenue (%) = (8)/(3) |
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< type='S' maxlength='500' input='M'> |
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E.1.3.
Main indicators of the financial analysis in accordance with the CBA document
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Without Union support A |
With Union support B |
Reference to CBA document (chapter/section /page) |
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FRR(C)(33) |
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FRR(K)(34) |
< type='S' maxlength='500' input='M'> |
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FNPV(C) |
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FNPV(K) |
< type='S' maxlength='500' input='M'> |
E.1.4.
Tariff strategy and affordability (if applicable)
Yes |
☐ |
No |
☐ |
Yes |
☐ |
No |
☐ |
Yes |
☐ |
No |
☐ |
Yes |
☐ |
No |
☐ |
E.2.
Economic analysis
Benefit |
Unit value (where applicable) |
Total value (in euro, discounted)(37) |
% of total benefits |
< type='S' maxlength='200' input='M'> |
< type='S' maxlength='50' input='M'>… |
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… |
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Total |
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CALCULATED |
100 % |
Cost |
Unit value (where applicable) |
Total value (in euro, discounted) |
% of total costs |
< type='S' maxlength='200' input='M'> |
< type='S' maxlength='50' input='M'>… |
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… |
… |
… |
Total |
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CALCULATED |
100 % |
E.2.3.
Main indicators of the economic analysis in accordance with the CBA document
Main parameters and indicators |
Values |
Reference to CBA document (chapter/section/page) |
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E.2.4.
Employment effects of project
Number of jobs directly created: |
No (FTE) (A) |
Average duration of these jobs (months)(38) (B) |
During implementation phase |
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During operational phase |
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Number of jobs indirectly created: (productive investments only): |
No (FTE) (A) |
Average duration of these jobs (months) (B) |
During operational phase |
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Number of jobs safeguarded (productive investments only) |
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n.a. |
E.3.
Risk assessment and sensitivity analysis
E.3.2.
Sensitivity analysis
Variable tested |
Financial Net Present Value (FNPV(K)) variation (%) |
Financial Net Present Value (FNPV(C)) variation (%) |
Economic Net Present Value variation (ENPV) (%) |
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E.3.3.
Risk assessment
E.3.4.
Additional assessments carried out, if applicable
F. AN ANALYSIS OF THE ENVIRONMENTAL IMPACT, TAKING INTO ACCOUNT CLIMATE CHANGE ADAPTATION AND MITIGATION NEEDS, AND DISASTER RESILIENCE
F.1.
Consistency of the project with environmental policy
F.2.
Application of Directive 2001/42/EC of the European Parliament and of the Council
(40)
(the ‘SEA Directive’)
Yes |
☐ |
No |
☐ |
Yes |
☐ |
No |
☐ |
F.3.
Application of Directive 2011/92/EU of the European Parliament and of the Council
(42)
(the ‘EIA Directive’)
Yes |
☐ |
No |
☐ |
F.3.5
Development consent/construction permit (as applicable)
Yes* |
☐ |
No |
☐ |
Yes |
☐ |
No(47) |
☐ |
F.4.
Application of the Directive 92/43/EEC on the conservation of natural habitats and of wild fauna and flora
(48)
(Habitats Directive); assessment of effects on Natura 2000 sites
Yes |
☐ |
No |
☐ |
F.5.
Application of Directive 2000/60/EC of the European Parliament and of the Council
(50)
(the ‘Water Framework Directive’); assessment of effects on water bodies
Yes |
☐ |
No |
☐ |
F.6.
Where applicable, information on compliance with other environmental directives
F.6.1
Application of Council Directive 91/271/EEC
(51)
(the ‘UWWT Directive’) — projects in urban waste water sector
F.6.2
Application of Directive 2008/98/EC of the European Parliament and of the Council
(52)
(the ‘Waste Framework Directive’) — projects in waste management sector
F.6.3
Application of Directive 2010/75/EU of the European Parliament and of the Council
(53)
(the ‘Industrial Emissions Directive’) — Projects requiring the granting of a permit under that Directive
F.6.4
Any other relevant environmental directives (please explain below)
F.7.
Cost of measures taken to mitigate and/or compensate negative environmental impacts, in particular resulting from the EIA procedure or other assessment procedures (such as the Habitats Directive, the Water Framework Directive, the Industrial Emissions Directive) or national/regional requirements
Yes |
☐ |
No |
☐ |
% |
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F.8.
Climate change adaptation and mitigation, and disaster resilience
G. THE FINANCING PLAN SHOWING THE TOTAL PLANNED FINANCING RESOURCES AND THE PLANNED SUPPORT FROM THE FUNDS, THE EIB, AND ALL OTHER SOURCES OF FINAnCING, TOGETHER WITH PHYSICAL AND FINANCIAL INDICATORS FOR MONITORING PROGRESS, TAKING ACCOUNT OF THE IDENTIFIED RISKS
G.1.
Total planned financial resources and planned support from the Funds, the EIB, and all other sources of financing
G.1.1.
Sources of co-financing
Source of financing total investment cost (€) |
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Of which (for Information) |
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Total cost [C.1.12.(A)] |
Union support(55) |
National public (or equivalent) |
National private |
Other sources (specify) |
EIB/EIF loans: |
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(a) = (b) + (c) + (d) + (e) |
(b) |
(c) |
(d) |
(e) |
(f) |
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G.1.2.
Annual plan of total eligible expenditure to be declared to the Commission (financial indicator for monitoring progress)
(in EUR) |
2014 |
2015 |
2016 |
2017 |
2018 |
2019 |
2020 |
2021 |
2022 |
2023 |
Total eligible expenditure |
Priority axis of OP1 |
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Priority axis of OP1 |
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Priority axis of OP2 |
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Priority axis of OP2 |
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G.1.3.
Other Union financing sources
Yes |
☐ |
No |
☐ |
Yes |
☐ |
No |
☐ |
Yes |
☐ |
No |
☐ |
Yes |
☐ |
No |
☐ |
Yes |
☐ |
No |
☐ |
G.1.6
Impact of Union assistance on project implementation
Yes |
☐ |
No |
☐ |
Yes |
☐ |
No |
☐ |
G.2.
Output indicators
(58)
and physical indicators for monitoring progress
OP (CCI) |
Priority axis |
Name of indicator |
Measurement unit |
Target value for the major project |
Target year |
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Common:
Other: |
Common:
Other: |
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G.3.
Risk assessment
H. THE TIMETABLE FOR IMPLEMENTING THE MAJOR PROJECT
H.1.
Project timetable
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Start date (A)(59) |
Completion date (B)(59) |
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H.2.
Project maturity
H.2.1.
Technical (feasibility studies, project design etc.):
H.2.2.
Administrative with a minimum reference to necessary authorisations such as EIA, development consent, territorial/planning decisions, land purchase (if relevant), public procurement etc.:
H.2.3
Public procurement:
Contract name |
Contract type (works/supplies/services) |
Value (actual or expected) |
Body responsible for the contract |
Date of publishing tender (actual or planned) |
Date of completing evaluation of tenders (actual or planned) |
Date of signature of contract (actual or planned) |
Ref. (Official Journal of the EU etc.) if relevant |
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H.2.4.
Financial (commitment decisions in respect of national public expenditure, loans requested or granted, etc. — give references):
H.2.5.
If the project has already started, indicate the current state of implementation:
I. IS THE PROJECT SUBJECT TO A LEGAL PROCEDURE FOR NON-COMPLIANCE WITH UNION LAW?
Yes |
☐ |
No |
☐ |
J. HAS THE UNDERTAKING PREVIOUSLY BEEN, OR IS IT CURRENTLY, SUBJECT OF A PROCEDURE(60) TO RECOVER UNION SUPPORT FOLLOWING THE RELOCATION OF A PRODUCTIVE ACTIVITY OUTSIDE THE PROGRAMME AREA?
Yes |
☐ |
No |
☐ |
K. INVOLVEMENT OF JASPERS IN PROJECT PREPARATION
Yes |
☐ |
No |
☐ |
L. STATUS OF THE PROJECT IN RELATION TO ARTICLE 102 OF REGULATION (EU) No 1303/2013
Yes |
☐ |
No |
☐ |
M. SUMMARY OF REVISIONS TO THE APPLICATION FORM IN CASE THE MAJOR PROJECT IS SUBJECT TO MODIFICATION
N. ENDORSEMENT OF COMPETENT NATIONAL AUTHORITY
Name |
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Signature (Electronically signed via SFC2014) |
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Organisation (Managing Authority(-ies) |
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Date |
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Appendix 1(1)
DECLARATION BY AUTHORITY RESPONSIBLE FOR MONITORING OF NATURA 2000 SITES
Appendix 2
DECLARATION BY COMPETENT AUTHORITY RESPONSIBLE FOR WATER MANAGEMENT
(1)
Appendix 3
TABLE CONCERNING COMPLIANCE OF THE AGGLOMERATIONS SUBJECT TO THE APPLICATION FORM, WITH THE URBAN WASTEWATER TREATMENT DIRECTIVE
(1)
Agglomeration name |
Receiving waters |
Deadlines and transitional periods in the Accession Treaty |
Planned date of the project completion |
Status before implementation (based on the application form) |
Status after implementation (based on the application form) |
||||||||||||
Agglomeration load |
Collection rate |
Connection rate |
IAS — individual appropriate systems |
Capacity of UWWTP(s) serving the agglomeration |
Treatment level in place |
Treatment performances |
Agglomeration load |
Collection rate |
Connection rate |
IAS — individual appropriate systems |
Capacity of UWWTP(s) serving the agglomeration |
Treatment level in place |
Treatment performances |
||||
|
SA/NA/LSA/BW/ |
(mm/yyyy ) |
(mm/yyyy) |
(in p.e.) |
(in % of the load) |
(in % of the load) |
(in % of the load) |
(in p.e.) |
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(in p.e.) |
(in % of the load) |
(in % of the load) |
(in % of the load) |
(in p.e.) |
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1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
10 |
11 |
12 |
13 |
14 |
15 |
16 |
17 |
18 |
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Appendix 4
FEASIBILITY STUDIES (OR BUSINESS PLAN IF
PRODUCTIVE INVESTMENT
) AND COST-BENEFIT ANALYSIS (AS REQUIRED IN D AND E)
Appendix 5
MAP IDENTIFYING THE PROJECT AREA AND GEO-REFERENCED DATA (AS REQUIRED IN B.3.1)
Appendix 6
DOCUMENTATION REQUIRED IN F.3.3
ANNEX III
Methodology for carrying out the cost-benefit analysis
1. GENERAL PRINCIPLES
2. ELEMENTS OF THE COST BENEFIT ANALYSIS
2.1.
Presentation of the context and definition of objectives, identification of the project, feasibility of the project with demand and option analysis
2.1.1.
Presentation of the context
2.1.2.
Definition of project's objectives
2.1.3.
Identification of the project
2.1.4.
Feasibility of the project with demand and option analysis
2.2.
Financial analysis
2.2.1.
Discounted cash flow methodology, incremental method and other principles of financial analysis
2.2.2.
Results of the financial analysis
(a)
Evaluation of financial profitability of the investment and national capital
For a project to require the contribution of the Funds:
For a project to require the contribution of the Funds:
(b)
Determination of the appropriate (maximum) contribution from the Funds
(c)
Ensuring financial viability (sustainability)
2.2.3.
Financial analysis in Public Private Partnership (PPP)
2.3.
Economic analysis
2.3.1.
Key steps of economic analysis
2.3.2.
Calculation of the economic performance indicators
Sector/Subsector |
Economic benefits |
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Water supply and sanitation |
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Waste management |
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Energy |
Energy Efficiency projects
Renewable Energy Sources projects
Electricity/gas grids and infrastructure
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Roads, Railways, Public Transport |
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Airports, Seaports, Intermodal |
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Research & Innovation |
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Broadband |
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2.3.3.
Climate change mitigation and adaptation in the economic analysis
2.3.4.
Simplified economic analysis in special cases
2.4.
Risk assessment
Sector/Subsector |
Specific risks |
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Water supply and sanitation |
Demand risks:
Design risks:
Land acquisition risks:
Administrative and procurement risks:
Construction risks:
Operational risks:
Financial risks:
Regulatory risks
Other risks:
|
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Waste management |
Demand risks:
Design risks:
Land acquisition risks:
Administrative and procurement risks:
Construction risks:
Operational risks:
Financial risks:
Regulatory risks:
Other risks:
|
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Energy |
Demand risks:
Design risks:
Land acquisition risks
Administrative and procurement risks:
Construction risks:
Operational risks:
Financial risks:
Regulatory risks:
Other risks:
|
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Roads, Railways, Public Transport, Airports, Seaports, Intermodal |
Demand risks:
Design risks:
Administrative and procurement risks:
Land acquisition risks:
Construction risks:
Operational risks:
Financial risks:
Regulatory risks:
Other risks:
|
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RDI |
Demand risks:
Design risks:
Administrative and Procurement risks:
Construction risks:
Operational risks:
Financial risks:
|
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Broadband |
Context and regulatory risks:
Demand risks:
Design risks:
Administrative and procurement risks:
Operational and financial risks:
|
Formulas
Formulas for financial analysis:
—
Financial net present value (FNPV)
—
Financial rate of return (FRR)
Formulas for economic analysis
—
Economic Net Present Value (ENPV)
—
Economic rate of return (ERR)
—
Benefit/Cost ratio (B/C)
ANNEX IV
Format of the model for the joint action plan (JAP)
Title of the JAP |
|
Commission reference (CCI) |
|
A. GENERAL CHARACTERISTICS
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( ) Normal ( ) Pilot ( ) YEI
[one possibility only]; |
A.9.
Categorisation of operation activity
|
Code |
Amount |
Percentage of the total cost of the operation/per dimension |
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B. CONTACT DETAILS:
Authority responsible for the JAP application [to be completed by the authority submitting the application]
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( ) managing authority ( ) intermediate body ( ) Other designated public law body
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C. ANALYSIS OF THE DEVELOPMENT NEEDS AND OBJECTIVES
Type |
Code |
Objective |
JAP general objective |
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JAP specific objective |
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JAP specific objective |
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… |
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OP |
Priority axis |
Fund |
Investment priority |
Specific objective of OP |
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D. FRAMEWORK OF THE JAP
(Type of) project |
Synthetic description |
JAP specific objective(s) to which it contributes |
Planned starting date |
Planned end date |
Indicate (‘Yes’ or ‘No’) whether the completion of this (type of) project is necessary for the start of other JAP (type of) projects and if so, indicate for which (type of) projects. |
(Type of) Project 1 |
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(Type of) Project 2 |
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(Type of) Project 3 |
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(Type of) project |
Indicator |
OP |
Priority axis |
Fund |
Category of region |
Type |
Used for financial management of the JAP |
Baseline |
Milestone (if any) |
Milestone Year |
Target |
Target Year |
Measurement Unit |
Source of data |
(Type of) Project 1 |
JAP-specific Indicator
Indicator from OP |
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Output or result |
Y or N |
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type='S' input='M'> |
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(Type of) Project 2 |
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(Type of) Project 3 |
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External factor |
Possible impact on JAP |
Mitigating measure(s) foreseen |
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E. GEOGRAPHIC COVERAGE AND TARGET GROUP(S)
E.1.
Geographic coverage of the JAP.
Where relevant, please justify why the JAP is concentrated in a specific area
E.2.
Target group(s) of the JAP
|
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F. EXPECTED IMPLEMENTATION PERIOD OF THE JAP
|
(Please specify if it will be aligned with the date of the decision or if it will start later)
|
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(End date of projects)
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|
(Date of transmission of final payment claim and final report from the beneficiary to the managing authority. If some results are delayed in time and generate some payments later on, include them in this period)
|
G. ANALYSIS OF THE EXPECTED EFFECTS OF THE JAP
G.1.
On the promotion of equality between men and women
G.2.
On the prevention of discrimination
G.3.
On the promotion of sustainable development, where appropriate
H. IMPLEMENTING PROVISIONS FOR THE JAP
H.1.
Beneficiary of the JAP.
H.1.1 Contact Details
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H.2.
Arrangements for steering the JAP
H.3.
Arrangements for monitoring and evaluating the JAP
H.4.
Arrangements ensuring the dissemination of information and communication in relation to the JAP and to the Funds supporting the JAP
I. FINANCIAL ARRANGEMENTS OF THE JAP
I.1.
Costs of achieving milestones, outputs and results (please also complete the appendix on indicators)
I.1.1. Output indicators
Indicator (from D.1.3) |
OP |
Priority axis |
Fund |
Category of region |
Milestone (if any) |
Target |
Unit cost or Lump sum amount (national currency) |
Resulting amount (national currency) |
Additional amount from update method (if any)(3) (national currency) |
Maximum amount = Total eligible expenditure (national currency) |
Maximum amount = Total eligible expenditure (EUR) |
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(a) |
(b) |
(c) = (a) × (b) |
(d) |
(e) = (c) + (d) |
(f) = (e) * exchange rate |
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Total |
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I.1.2 Result indicators
Indicator (from D.1.3) |
OP |
Priority axis |
Fund |
Category of region |
Baseline |
Milestone (if any) |
Target |
Unit cost or Lump sum amount (national currency) |
Resulting amount (national currency) |
Additional amount from update method (if any)(4) (national currency) |
Maximum amount = Total eligible expenditure (national currency) |
Maximum amount = Total eligible expenditure (EUR) |
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(a) |
(b) |
(c) = (a) × (b) |
(d) |
(e) = (c) + (d) |
(f) = (e) * exchange rate |
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Total |
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I.1.3. Financial flexibility(5): please explain if financial flexibility is required and how it will be applied
I.2.
Indicative schedule of payments to the beneficiary, linked to the milestones and targets: please provide an indicative overview of the expected payments to every JAP (type of) project (in EUR), based on the information provided in table D.1.3 and section I.1
|
Year 1 |
Year 2 |
Year … |
Total: |
(Type of) Project 1 |
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(Type of) Project 2 |
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(Type of) Project 3 |
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Total: |
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I.3.
Financing plan by operational programme and priority axis (and Fund and category of region where relevant)
|
OP |
Priority axis |
Fund |
Category of region |
Total eligible expenditure (national currency) |
Public expenditure (national currency) |
Total eligible expenditure (EUR) |
Public expenditure (EUR) |
(Type of) Project 1 |
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(Type of) Project 2 |
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(Type of) Project 3 |
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Total |
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Appendix
Description and justification of the standard scales of unit costs and lump sums used to reimburse the JAP
A.1.
Indicator (see I.1.1 and I.1.2)
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( ) lump sum ( ) standard scale of unit cost |
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A.2.
Calculation of the standard scale of unit costs and lump sums
ANNEX V
Model for the annual and final implementation reports for the Investment for growth and jobs goal
PART A
DATA REQUIRED EVERY YEAR (‘LIGHT REPORTS’) (Article 50(2) of Regulation (EU) No 1303/2013)
1. IDENTIFICATION OF THE ANNUAL/FINAL IMPLEMENTATION REPORT
CCI |
|
Title |
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Version |
|
Reporting year |
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Date of approval of the report by the monitoring committee |
|
2. OVERVIEW OF THE IMPLEMENTATION OF THE OPERATIONAL PROGRAMME (Article 50(2) and 111(3)(a) of Regulation (EU) No 1303/2013)
3. IMPLEMENTATION OF THE PRIORITY AXIS (Article 50(2) of Regulation (EU) No 1303/2013)
3.1
Overview of the implementation
(1)
ID |
Priority axis |
Key information on the implementation of the priority axis with reference to key developments, significant problems and steps taken to address these problems |
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3.2
Common and programme specific indicators (Article 50(2) of Regulation (EU) No 1303/2013)
(2)
|
ANNUAL VALUE |
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ID |
Indicator |
Measurement Unit |
Category of region (where relevant) |
Baseline Value |
Baseline Year |
Target Value (2023) |
2014 |
15 |
16 |
17 |
18 |
19 |
20 |
21 |
22 |
23 |
Observations (if necessary) |
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m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
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ID |
Indicator |
Category of region |
Common output indicator used as basis for target setting |
Measurement Unit for baseline and target |
Target Value (2023) (Gender breakdown optional for the target) |
2014 |
2015 |
2016 |
2017 |
2018 |
2019 |
2020 |
2021 |
2022 |
2023 |
Cumulative value (calculated automatically) |
Achievement ratio Gender breakdown optional |
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Annual Value |
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Total |
M |
W |
M |
W |
M |
W |
W |
M |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
Total |
M |
W |
T |
M |
W |
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Inactive participants engaged in job searching upon leaving |
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Participants in education/training upon leaving |
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Participants gaining a qualification upon leaving |
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Participants in employment including self-employment, upon leaving |
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Disadvantaged participants engaged in job searching, education/training, gaining a qualification, in employment, including self-employment, upon leaving |
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Participants in employment including self-employment, six months after leaving (6) |
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Participants with an improved labour market situation six months after leaving (6) |
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Participants above 54 of age in employment, including self-employment, six months after leaving (6) |
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Disadvantaged participants in employment, including self-employment, six months after leaving (6) |
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ID |
Indicator |
Measurement Unit target |
Target Value (2023) (Gender breakdown optional for the target) |
2014 |
2015 |
2016 |
2017 |
2018 |
2019 |
2020 |
2021 |
2022 |
2023 |
Cumulative value (calculated automatically) |
Achievement ratio Gender breakdown optional |
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||||||||||||||||
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Annual Value |
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|
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total |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
total |
M |
W |
total |
M |
W |
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Unemployed participants who complete the YEI supported intervention |
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Unemployed participants who receive an offer of employment, continued education, apprenticeship or traineeship upon leaving |
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Unemployed participants who are in education/training, gain a qualification, or are in employment, including self-employment, upon leaving |
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Long-term unemployed participants who complete the YEI supported intervention |
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Long-term unemployed participants who receive an offer of employment, continued education, apprenticeship or traineeship upon leaving |
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|
|
|
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|
|
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|
|
|
|
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|
|
Long-term unemployed participants who are in education/training, gain a qualification, or are in employment, including self-employment, upon leaving |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
|
|
|
Inactive participants not in education or training who complete the YEI supported intervention |
|
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|
|
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|
|
Inactive participants not in education or training who receive an offer of employment, continued education, apprenticeship or traineeship upon leaving |
|
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|
|
Inactive participants not in education or training who are in education/training, gain a qualification, or are in employment, including self-employment, upon leaving |
|
|
|
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|
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|
|
|
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|
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|
|
Participants in continued education, training programmes leading to a qualification, an apprenticeship or a traineeship six months after leaving (8) |
|
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|
|
Participants in employment six months after leaving (8) |
|
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|
|
Participants in self-employment six months after leaving (8) |
|
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|
|
Inactive participants engaged in job searching upon leaving |
|
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|
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|
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|
|
|
|
|
|
|
Participants in education/training upon leaving |
|
|
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|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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|
|
|
|
|
|
Participants gaining a qualification upon leaving |
|
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|
|
|
|
|
|
|
|
Participants in employment, including self-employment upon leaving |
|
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|
|
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|
|
|
|
|
|
|
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|
|
|
Disadvantaged participants engaged in job searching, education/training, gaining a qualification, in employment, including self-employment, upon leaving |
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
Participants in employment, including self-employment, six months after leaving (9) |
|
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|
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|
|
Participants with an improved labour market situation six months after leaving (9) |
|
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|
|
Participants above 54 years of age in employment, including self-employment, six months after leaving (9) |
|
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|
|
|
|
|
|
|
Disadvantaged participants in employment, including self-employment, six months after leaving (9) |
|
|
|
|
|
|
|
|
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|
|
ID |
Indicator |
ESF/YEI |
Category of region (where relevant) |
Measurement Unit for indicator |
Measurement unit for baseline and Target |
Target Value (2023) |
2014 |
2015 |
2016 |
2017 |
2018 |
2019 |
2020 |
2021 |
2022 |
2023 |
|
Achievement ratio |
||||||||||||||||||||||||||||||||||||
|
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|
|
(Only for quantitative result indicators) |
||||||||||||||||||||||||||||||||||||
|
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|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||
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|
|
|
||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
a |
c |
a |
c |
a |
c |
a |
c |
a |
c |
a |
c |
a |
c |
a |
c |
a |
c |
a |
c |
|
|
||||||||||||||||||||||||||
|
|
|
|
|
|
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
|
|
|
t |
m |
w |
||||||||||
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||||||||||
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|
||||||||||
|
ID |
Indicator |
Measurement unit |
Fund |
Category of region (where relevant) |
Target value(12) (2023) |
2014 |
15 |
16 |
17 |
18 |
19 |
20 |
21 |
22 |
23 |
Observations (if necessary) |
||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||||||||||||||||
|
|
|
|||||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
|
Cumulative value — selected operations [forecast provided by beneficiaries] |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Cumulative value — fully implemented operations [actual achievement] |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Name of indicator |
Number of enterprises supported by OP net of multiple support |
Number of enterprises receiving support |
|
Number of enterprises receiving grants |
|
Number of enterprises receiving financial support other than grants |
|
Number of enterprises receiving non-financial support |
|
Number of new enterprises supported |
|
Indicator ID |
Indicator (name of indicator) |
Category of region (where relevant) |
Target value (2023) Gender breakdown optional (for the target) |
2014 |
2015 |
2016 |
2017 |
2018 |
2019 |
2020 |
2021 |
2022 |
2023 |
Cumulative value (calculated automatically) |
Achievement ratio Gender breakdown optional |
||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||||||||||
|
|
|
|
|
|
Annual Value |
|
|
|
|
|
|
|||||||||||||||||||
Total |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
M |
W |
total |
M |
W |
total |
M |
W |
|||
|
Unemployed(ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Unemployed(YEI) |
|||||||||||||||||||||||||||||||
Long-term unemployed (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Long-term unemployed (YEI) |
|||||||||||||||||||||||||||||||
Inactive (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Inactive (YEI) |
|||||||||||||||||||||||||||||||
Inactive not in education or training (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Inactive not in education or training (YEI) |
|||||||||||||||||||||||||||||||
Employed including self-employed |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Below 25 years of age (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Below 25 years of age (YEI) |
|||||||||||||||||||||||||||||||
Above 54 years of age |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Above 54 years of age who are unemployed, including long-term unemployed, or inactive not in education or training |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
With primary (ISCED 1) or lower secondary education (ISCED 2) (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
With primary (ISCED 1) or lower secondary education (ISCED 2) (YEI) |
|||||||||||||||||||||||||||||||
With upper secondary (ISCED 3) or post-secondary education (ISCED 4 (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
With upper secondary (ISCED 3) or post-secondary education (ISCED 4 (YEI) |
|||||||||||||||||||||||||||||||
With tertiary education (ISCED 5 to 8) (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
With tertiary education (ISCED 5 to 8) (YEI) |
|||||||||||||||||||||||||||||||
Participants who live in jobless households (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Participants who live in jobless households (YEI) |
|||||||||||||||||||||||||||||||
Participants who live in jobless households with dependent children (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Participants who live in jobless households with dependent children (YEI) |
|||||||||||||||||||||||||||||||
Participants who live in a single adult household with dependent children (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Participants who live in a single adult household with dependent children (YEI) |
|||||||||||||||||||||||||||||||
Migrants, participants with a foreign background, minorities (including marginalised communities such as the Roma) (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Migrants, participants with a foreign background, minorities (including marginalised communities such as the Roma) (YEI) |
|||||||||||||||||||||||||||||||
Participants with disabilities (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Participants with disabilities (YEI) |
|||||||||||||||||||||||||||||||
Other disadvantaged (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Other disadvantaged (YEI) |
|||||||||||||||||||||||||||||||
Homeless or affected by housing exclusion (14) (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Homeless or affected by housing exclusion (YEI) |
|||||||||||||||||||||||||||||||
From rural areas (14) (ESF) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
From rural areas (YEI) |
|||||||||||||||||||||||||||||||
Number of projects fully or partially implemented by social partners or NGOs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||||||||||
Number of projects dedicated at sustainable participation and progress of women in employment |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||||||||||
Number of projects targeting public administration or public services at national, regional or local level |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||||||||||
Number of micro, small and medium-sized enterprise supported (including cooperative enterprises, enterprises of the social economy) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||||||||||
Grand total of participants (15) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ID |
Indicator (name of indicator) |
Category of region (where relevant) |
Measurement unit |
Target value (2023) |
2014 |
2015 |
2016 |
2017 |
2018 |
2019 |
2020 |
2021 |
2022 |
2023 |
Cumulative value (calculated automatically) |
Achievement ratio |
||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||||||||||||||||||||
|
|
|
|
|
Annual Value |
|
|
|||||||||||||||||||||||||||||||||||
|
|
|
|
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
total |
m |
w |
total |
m |
w |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3.3.
Milestones and targets defined in the performance framework (Article 50(2) of Regulation (EU) No 1303/2013) — submitted in annual implementation reports from 2017 onwards
(17)
|
Value achieved(18) |
||||||||||||||||||||||||||||||||||||||||||||||||||||
Priority Axis |
Indicator Type (Key implementation step, financial, output or, where appropriate result indicator) |
ID |
Indicator or key implementation step |
Measurement unit, where appropriate |
Fund |
Category of region |
Milestone for 2018 |
Final target (2023) |
2014 |
15 |
16 |
17 |
18 |
19 |
20 |
21 |
22 |
23 |
|||||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||||||||||||
|
c(18) |
a(18) |
c |
a |
c |
a |
c |
a |
c |
a |
c |
a |
c |
a |
c |
a |
c |
a |
c |
a |
Observations (if necessary) |
||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
m |
w |
t |
|
||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3.4.
Financial data (Article 50(2) of Regulation (EU) No 1303/2013)
(19)
Table 6
Financial information at priority axis and programme level
(as set out in Table 1 of Annex II to Commission Implementing Regulation (EU) No 1011/2014(20) [Model for the transmission of financial data](21))
Table 7
Breakdown of the cumulative financial data by category of intervention for the ERDF, the ESF and the Cohesion Fund (Article 112(1) and (2) of Regulation (EU) No 1303/2013 and Article 5 of Regulation (EU) No 1304/2013)
(as set out in Table 2 of Annex II to Commission Implementing Regulation (EU) No 1011/2014 [Model for the transmission of financial data])
1. |
2. |
3. |
4. |
5. |
6. |
Use of cross-financing |
Priority axis |
The amount of EU support envisaged to be used for cross financing based on selected operations(23) (EUR) |
Share of the total EU financial allocation to the priority axis (%) (3/total financial allocation to priority axis*100) |
Eligible expenditure used under cross financing declared by the beneficiary to the managing authority (EUR) |
Share of the total financial allocation to the priority axis (%) (5/total financial allocation to priority axis*100) |
Cross-financing: Costs eligible for support under the ERDF, but supported from the ESF(24) |
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Cross-financing: Costs eligible for support under the ESF, but supported from the ERDF(24) |
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1. |
2. |
3. |
4. |
5. |
6. |
|
Priority axis |
The amount of support envisaged to be used for operations implemented outside the programme area based on selected operations (EUR) |
Share of the total financial allocation to the priority axis (%) (3/total financial allocation to priority axis*100) |
Eligible expenditure incurred in operations implemented outside the programme area declared by the beneficiary to the managing authority (EUR) |
Share of the total financial allocation to the priority axis (%) (5/total financial allocation to priority axis*100) |
Cost of operations outside the programme area(25) |
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1. |
2. |
3. |
4. |
The amount of expenditure envisaged to be incurred outside the Union under thematic objectives 8 and 10 based on selected operations (EUR) |
Share of the total financial allocation (Union and national contribution) to the ESF programme or the ESF part of a multi-fund programme (%) (1/total financial allocation (Union and national contribution) to the ESF programme or the ESF part of a multi-fund programme*100) |
Eligible expenditure incurred outside the Union declared by the beneficiary to the managing authority (EUR) |
Share of the total financial allocation (Union and national contribution) to the ESF programme or the ESF part of a multi-fund programme (%) (3/total financial allocation (Union and national contribution) to the ESF programme or the ESF part of a multi-fund programme*100) |
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1. |
2. |
3. |
4. |
5. |
6. |
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Priority axis |
The amount of EU support under the YEI (YEI specific allocation and corresponding ESF support) envisaged to be allocated to young people outside the eligible NUTS level 2 regions (EUR), as indicated in section 2.A.6.1 of the operational programme |
The amount of EU support under the YEI (YEI specific allocation and corresponding ESF support) allocated to operations to support young people outside the eligible NUTS level 2 regions (EUR) |
Eligible expenditure incurred in operations to support young people outside the eligible regions (EUR) |
Corresponding EU support to eligible expenditure incurred in operations to support young people outside the eligible regions, resulting from applying the co-financing rate of the priority axis (EUR) |
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Total |
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4. SYNTHESIS OF THE EVALUATIONS (Article 50(2) of Regulation (EU) No 1303/2013)
5. INFORMATION ON THE IMPLEMENTATION OF THE YOUTH EMPLOYMENT INITIATIVE, WHERE APPLICABLE (Article 19(2) and 19(4) of Regulation (EU) No 1304/2013)
6. ISSUES AFFECTING THE PERFORMANCE OF THE PROGRAMME AND MEASURES TAKEN (Article 50(2) of Regulation (EU) No 1303/2013)(28)
7. CITIZEN'S SUMMARY (Article 50(9) of Regulation (EU) No 1303/2013)(21)
8. REPORT ON THE IMPLEMENTATION OF FINANCIAL INSTRUMENTS (Article 46 of Regulation (EU) No 1303/2013)
9. Optional for the report to be submitted in 2016, not applicable to other light reports: ACTIONS TAKEN TO FULFILL EX-ANTE CONDITIONALITIES (Article 50(2) of Regulation (EU) No 1303/2013) in case applicable ex-ante conditionalities were not fulfilled upon the adoption of the OP: (see point 13 of the model)(30)
10. PROGRESS IN PREPARATION AND IMPLEMENTATION OF MAJOR PROJECTS AND JOINT ACTION PLANS (Article 101(h) and 111(3) of Regulation (EU) No 1303/2013)
10.1.
Major projects
Project |
CCI |
Status of MP 1.completed2.approved3.submitted4.planned for notification/ submission to Commission |
Total investments |
Total eligible costs |
Planned notification/submission date (if applicable) (year, quarter) |
Date of tacit agreement/ approval by Commission (if applicable) |
Planned start of implementation (year, quarter) |
Planned completion date (year. quarter) |
Priority Axis/Investment priorities |
Current state of realisation — financial progress (% of expenditure certified to Commission compared to total eligible cost) |
Current state of realisation — physical progress Main implementation stage of the project 1.completed/in operation;2.advanced construction;3.construction;4.procurement;5.design |
Main outputs |
Date of signature of first works contract(31) (if applicable) |
Observations (if necessary |
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10.2.
Joint action plans
Title of the JAP |
CCI |
Stage of implementation of JAP 1.completed2.> 50 % implemented3.Started4.approved5.submitted6.planned |
Total eligible costs |
Total public support |
OP contribution to JAP |
Priority axis |
Type of JAP 1.normal2.pilot3.YEI |
[Planned] submission to the Commission |
[Planned] start of implementation |
[Planned] completion |
Main outputs and results |
Total eligible expenditure certified to the Commission |
Observations (if necessary) |
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PART B
REPORTING SUBMITTED IN YEARS 2017, 2019 AND FINAL IMPLEMENTATION REPORT
(Article 50(4), 111(3) and (4) of Regulation (EU) No 1303/2013)
11. ASSESSMENT OF THE IMPLEMENTATION OF THE OPERATIONAL PROGRAMME (Articles 50(4) and 111(4) of Regulation (EU) No 1303/2013)
11.1.
Information in Part A and achieving objectives of the programme (Article 50(4) of Regulation (EU) No 1303/2013)
11.2.
Specific actions taken to promote equality between men and women and to prevent discrimination, in particular accessibility for persons with disabilities, and the arrangements implemented to ensure the integration of the gender perspective in the operational programme and operations (Articles 50(4) and 111(4), second subparagraph, (e) of Regulation (EU) No 1303/2013)
11.3.
Sustainable development (Articles 50(4) and 111(4), second subparagraph, (f) of Regulation (EU) No 1303/2013)
11.4.
Reporting on support used for climate change objectives (Article 50(4) of Regulation (EU) No 1303/2013)
11.5.
Role of partners in the implementation of the programme (Articles 50(4) and 111(4), first subparagraph, (c) of Regulation (EU) No 1303/2013)
12. OBLIGATORY INFORMATION AND ASSESSMENT ACCORDING TO ARTICLE 111(4), FIRST SUBPARAGRAPH, (a) AND (b), OF REGULATION (EU) No 1303/2013
12.1
Progress in implementation of the evaluation plan and the follow-up given to the findings of evaluations
12.2
The results of the information and publicity measures of the Funds carried out under the communication strategy
13. ACTIONS TAKEN TO FULFILL EX-ANTE CONDITIONALITIES (Article 50(4) of Regulation (EU) No 1303/2013) (May be included in report to be submitted in 2016 (see point 9 above). Required in report submitted in 2017) Option: progress report
General ex-ante conditionality |
Criteria not fulfilled |
Actions taken |
Deadline (date) |
Bodies responsible |
Action completed by the deadline (Y/N) |
Criteria fulfilled (Y/N) |
Expected date for full implementation of remaining actions, if applicable |
Commentary (for each action) |
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Action 1 |
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Action 2 |
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Thematic ex-ante conditionality |
Criteria not fulfilled |
Actions taken |
Deadline (date) |
Bodies responsible |
Action completed by the deadline (Y/N) |
Criteria fulfilled (Y/N) |
Expected date for full implementation of remaining actions, if applicable |
Commentary (for each action) |
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Action 1 |
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Action 2 |
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14. ADDITIONAL INFORMATION WHICH MAY BE ADDED DEPENDING ON THE CONTENT AND OBJECTIVES OF THE OPERATIONAL PROGRAMME (Article 111(4), second subparagraph, (a), (b), (c), (d), (g) and (h), of Regulation (EU) No 1303/2013)
14.1
Progress in the implementation of the integrated approach to territorial development, including development of regions facing demographic challenges and permanent or natural handicaps, sustainable urban development, and community led local development under the operational programme
14.2
Progress in the implementation of actions to reinforce the capacity of Member State authorities and beneficiaries to administer and use the Funds
14.3
Progress in the implementation of any interregional and transnational actions
14.4
Where appropriate, the contribution to macro-regional and sea basin strategies.
14.5
Progress in the implementation of actions in the field of social innovation, where appropriate
14.6
Progress in the implementation of measures to address the specific needs of geographical areas most affected by poverty or of target groups at highest risk of poverty discrimination or social exclusion, with special regard to marginalised communities and persons with disabilities, long term unemployment and young people not in employment including, where appropriate, the financial resources used
15. FINANCIAL INFORMATION AT PRIORITY AXIS AND PROGRAMME LEVEL (Articles 21(2) and 22(7) of Regulation (EU) No 1303/2013)
13 |
14 |
Data for the purpose of the performance review and performance framework |
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Only for report submitted in 2019: Total eligible expenditure incurred and paid by beneficiaries and certified to the Commission by 31/12/2018 Article 21(2) of Regulation (EU) No 1303/2013 |
Only for final implementation report: Total eligible expenditure incurred and paid by beneficiaries by 31/12/2023 and certified to the Commission Article 22(7) of Regulation (EU) No 1303/2013 |
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PART C
REPORTING SUBMITTED IN YEAR 2019 AND FINAL IMPLEMENTATION REPORT (Article 50(5) of Regulation (EU) No 1303/2013)
16. SMART, SUSTAINABLE AND INCLUSIVE GROWTH (option progress report)
17. ISSUES AFFECTING THE PERFORMANCE OF THE PROGRAMME AND MEASURES TAKEN — PERFORMANCE FRAMEWORK (Article 50(2) of Regulation (EU) No 1303/2013)
18. YOUTH EMPLOYMENT INITIATIVE (Article 19(4) and (6) of Regulation (EU) No 1304/2013 (where applicable))
ANNEX VI
Model for the management declaration
ANNEX VII
Model for the audit strategy
1. INTRODUCTION
2. RISK ASSESSMENT
3. METHODOLOGY
3.1
Overview
3.2
Audits on the functioning of management and control systems (system audits)
3.3
Audits of operations
3.4
Audits of the accounts
3.5
Verification of the management declaration
4. AUDIT WORK PLANNED
Authorities/Bodies or specific thematic areas to be audited |
CCI |
OP Title |
Body responsible for auditing |
Result of risk assessment |
20xx Audit objective and scope |
20xx Audit objective and scope |
20xx Audit objective and scope |
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5. RESOURCES
ANNEX VIII
Model for the audit opinion
1. INTRODUCTION
2. RESPONSIBILITIES OF THE MANAGING AND CERTIFYING AUTHORITIES
3. RESPONSIBILITIES OF THE AUDIT AUTHORITY
4. SCOPE LIMITATION
Either
Or
5. OPINION
Either
(Unqualified opinion)
Or
(Qualified opinion)
Or
(Adverse opinion)
ANNEX IX
Model for the annual control report
1. INTRODUCTION
2. SIGNIFICANT CHANGES IN MANAGEMENT AND CONTROL SYSTEM(S)
3. CHANGES TO THE AUDIT STRATEGY
4. SYSTEM AUDITS
5. AUDITS OF OPERATIONS
6. AUDITS OF ACCOUNTS
7. COORDINATION BETWEEN AUDIT BODIES AND SUPERVISORY WORK BY THE AUDIT AUTHORITY (where applicable)
8. OTHER INFORMATION
9. OVERALL LEVEL OF ASSURANCE
10. ANNEXES TO THE ANNUAL CONTROL REPORT
10.1. Results of systems audits
Audited Entity |
Fund (Multi-funds OP) |
Title of the audit |
Date of the final audit report |
Operational Programme: [CCI and Name of the OP] |
Overall assessment (category 1, 2, 3, 4) [as defined in Table 2- Annex IV of Regulation (EU) No 480/2014] |
Comments |
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Key requirements (as applicable) [as defined in Table 1- Annex IV of Regulation (EU) No 480/2014] |
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KR 1 |
KR 2 |
KR 3 |
KR 4 |
KR 5 |
KR 6 |
KR 7 |
KR 8 |
KR 9 |
KR 10 |
KR 11 |
KR 12 |
KR 13 |
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MA |
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IB(s) |
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CA |
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Note: The parts in grey in the table above refer to key requirements that are not applicable to audited entity. |
10.2 Results of audits of operations
Fund |
Programme CCI number |
Programme title |
A |
B |
C |
D |
E |
F |
G |
H |
|
Amount in Euros corresponding to the population from which the sample was drawn(7) |
Expenditure in reference to the accounting year audited for the random sample |
Amount of irregular expenditure in random sample |
Total error rate(8) |
Corrections implemented as a result of the total error rate |
Residual total error rate (F = (D * A) – E) |
Other expenditure audited(9) |
Amount of irregular expenditure in other expenditure audited |
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Amount(10) |
%(11) |
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10.3 Calculations underlying the random sample selection and the total error rate
ANNEX X
Model for the implementation reports for the European territorial cooperation goal
PART A
DATA REQUIRED EVERY YEAR (‘LIGHT REPORTS’) (Article 50(2) of Regulation (EU) No 1303/2013)
1. IDENTIFICATION OF THE ANNUAL/FINAL IMPLEMENTATION REPORT
CCI |
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Title |
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Version |
|
Reporting year |
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Date of approval of the report by the monitoring committee |
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2. OVERVIEW OF THE IMPLEMENTATION OF THE COOPERATION PROGRAMME (Article 50(2) of Regulation (EU) No 1303/2013 and Article 14(3)(a) of Regulation (EU) No 1299/2013)
3. IMPLEMENTATION OF THE PRIORITY AXIS (Article 50(2) of Regulation (EU) No 1303/2013)
3.1.
Overview of the implementation
ID |
Priority axis |
Key information on the implementation of the priority axis with reference to key developments, significant problems and steps taken to address these problems |
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3.2.
Common and programme specific indicators (Article 50(2) of Regulation (EU) No 1303/2013)
Automatic from SFC |
ANNUAL VALUE |
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ID |
Indicator |
Measurement Unit |
Baseline Value |
Baseline Year |
Target Value (2023) |
2014 |
15 |
16 |
17 |
18 |
19 |
20 |
21 |
22 |
23 |
Observations (if necessary) |
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ID |
Indicator (name of indicator) |
Measurement unit |
Target value(1) (2023) |
CUMULATIVE VALUE |
Observations (if necessary) |
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2014 |
15 |
16 |
17 |
18 |
19 |
20 |
21 |
22 |
23 |
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Selected operations [forecast provided by beneficiaries] |
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Fully implemented operations [actual achievement] |
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3.3
Milestones and targets defined in the performance framework (Article 50(2) of Regulation (EU) No 1303/2013) — submitted in annual implementation reports from 2017 onwards
Priority Axis |
Indicator Type (Key implementation step, financial, output or, where appropriate result indicator) |
ID |
Indicator or key implementation step |
Measurement unit, where appropriate |
Milestone for 2018 |
Final target (2023) |
2014 |
15 |
16 |
17 |
18 |
19 |
20 |
21 |
22 |
23 |
Observations (if necessary) |
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3.4.
Financial data (Article 50(2) of Regulation (EU) No 1303/2013)
Table 4
Financial information at priority axis and programme level
as set out in Table 1 of Annex II to Commission Implementing Regulation (EU) No 1011/2014(2) [Model for transmission of financial data](3) and table 16 of model for cooperation programmes under the European territorial cooperation goal
Table 5
Breakdown of the cumulative financial data by category of intervention (Article 112(1) and (2) of Regulation (EU) No 1303/2013 and Article 5 of Regulation (EU) No 1304/2013)
(as set out in Table 2 of Annex II to Commission Implementing Regulation (EU) No 1011/2014 [Model for transmission of financial data] and tables 6-9 of Model for cooperation programmes)
1 |
2 |
3 |
4 |
5 |
|
The amount of ERDF support(4) envisaged to be used for all or part of an operation implemented outside the Union part of the programme area based on selected operations (EUR) |
Share of the total financial allocation to all or part of an operation located outside the Union part of the programme area (%) (column 2/total amount allocated to the support from the ERDF at programme level *100) |
Eligible expenditure of ERDF support incurred in all or part of an operation implemented outside the Union part of the programme area declared by the beneficiary to the managing authority (EUR) |
Share of the total financial allocation to all or part of an operation located outside the Union part of the programme area (%) (column 4/total amount allocated to the support from the ERDF at programme level *100) |
All or part of an operation outside the Union part of the programme area(5) |
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4. SYNTHESIS OF THE EVALUATIONS (Article 50(2) of Regulation (EU) No 1303/2013)
5. ISSUES AFFECTING THE PERFORMANCE OF THE PROGRAMME AND MEASURES TAKEN (article 50(2) of Regulation (EU) No 1303/2013)
6. CITIZEN'S SUMMARY (Article 50(9) of Regulation (EU) No 1303/2013)
7. REPORT ON THE IMPLEMENTATION OF FINANCIAL INSTRUMENTS (Article 46 of Regulation (EU) No 1303/2013)
8. WHERE APPROPRIATE, PROGRESS IN PREPARATION AND IMPLEMENTATION OF MAJOR PROJECTS AND JOINT ACTION PLANS (Article 101(h) and Article 111(3) of Regulation (EU) No 1303/2013 and Article 14(3)(b) of Regulation (EU) No 1299/2013)
8.1.
Major projects
Project |
CCI |
Status of MP 1.completed2.approved3.submitted4.planned for notification/ submission to Commission |
Total investments |
Total eligible costs |
Planned notification/submission date (if applicable) (year, quarter) |
Date of tacit agreement/ approval by Commission (if applicable) |
Planned start of implementation (year, quarter) |
Planned completion date (year. quarter) |
Priority Axis/Investment priorities |
Current state of realisation — financial progress (% of expenditure certified to Commission compared to total eligible cost) |
Current state of realisation — physical progress Main implementation stage of the project 1.completed/in operation;2.advanced construction;3.construction;4.procurement;5.design |
Main outputs |
Date of signature of first works contract(6) (if applicable) |
Observations (if necessary |
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8.2.
Joint action plans
Title of the JAP |
CCI |
Stage of implementation of JAP 1.completed2.> 50 % implemented3Started4.approved5.submitted6.planned |
Total eligible costs |
Total public support |
OP contribution to JAP |
Priority axis |
Type of JAP 1.normal2.pilot3.YEI |
[Planned] submission to the Commission |
[Planned] start of implementation |
[Planned] completion |
Main outputs and results |
Total eligible expenditure certified to the Commission |
Observations (if necessary) |
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PART B
REPORTING SUBMITTED IN YEARS 2017, 2019 AND FINAL IMPLEMENTATION REPORT (Article 50(4) of Regulation (EU) No 1303/2013 and Article 14(4) of Regulation (EU) No 1299/2013)
9. ASSESSMENT OF THE IMPLEMENTATION OF THE COOPERATION PROGRAMME (Article 50(4) of Regulation (EU) No 1303/2013 and Article 14(4) of Regulation (EU) No 1299/2013)
9.1
Information in Part A and achieving the objectives of the programme (Article 50(4) of Regulation (EU) No 1303/2013)
9.2.
Specific actions taken to promote equality between men and women and to promote non-discrimination, in particular accessibility for persons with disabilities, and the arrangements implemented to ensure the integration of the gender perspective in the cooperation programme and operations (Article 50(4) of Regulation (EU) No 1303/2013 and Article 14(4), subparagraph 2, (d) of Regulation (EU) No 1299/2013)
9.3.
Sustainable development (Article 50(4) of Regulation (EU) No 1303/2013 and Article 14(4), subparagraph 2, (e) of Regulation (EU) No 1299/2013)
9.4.
Reporting on support used for climate change objectives (Article 50(4) of Regulation (EU) No 1303/2013)
9.5
Role of partners in the implementation of the cooperation programme (Article 50(4) of Regulation (EU) No 1303/2013 and Article 14(4), subparagraph 1, (c) of Regulation (EU) No 1299/2013)
10. OBLIGATORY INFORMATION AND ASSESSMENT ACCORDING TO ARTICLE 14(4), SUBPARAGRAPH 1 (a) AND (b), OF REGULATION (EU) No 1299/2013
10.1
Progress in implementation of the evaluation plan and the follow-up given to the findings of evaluations
10.2
The results of the information and publicity measures of the Funds carried out under the communication strategy
11. ADDITIONAL INFORMATION WHICH MAY BE ADDED DEPENDING ON THE CONTENT AND OBJECTIVES OF THE COOPERATION PROGRAMME (Article 14(4), subparagraph 2 (a), (b), (c) and (f), of Regulation (EU) No 1299/2013)
11.1
Progress in implementation of the integrated approach to territorial development, including sustainable urban development, and community-led local development under the cooperation programme
11.2
Progress in implementation of actions to reinforce the capacity of authorities and beneficiaries to administer and to use the ERDF
11.3
Contribution to macro-regional and sea basin strategies (where appropriate)
11.4
Progress in the implementation of actions in the field of social innovation
12. FINANCIAL INFORMATION AT PRIORITY AXIS AND PROGRAMME LEVEL (Articles 21(2) and 22(7) of Regulation (EU) No 1303/2013)
13 |
14 |
Data for the purpose of the performance review and performance framework |
|
Only for report submitted in 2019: Total eligible expenditure incurred and paid by beneficiaries and certified to the Commission by 31/12/2018 Article 21(2) of Regulation (EU) No 1303/2013 |
Only for final implementation report: Total eligible expenditure incurred and paid by beneficiaries by 31/12/2023 and certified to the Commission Article 22(7) of Regulation (EU) No 1303/2013 |
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