GUIDELINE (EU) 2017/2335 OF THE EUROPEAN CENTRAL BANK
of 23 November 2017
on the procedures for the collection of granular credit and credit risk data (ECB/2017/38)
CHAPTER I
GENERAL PROVISIONS
Article 1
Scope
Article 2
Definitions
CHAPTER II
NCBS' REPORTING OBLIGATIONS FOR CREDIT DATA AND COUNTERPARTY REFERENCE DATA
Article 3
NCBs' general reporting obligations for credit data and counterparty reference data
Article 4
NCBs' specific reporting obligations, frequency and timeliness
Article 5
Actual reporting population
Article 6
Allocation of responsibilities for RMS foreign branches
Article 7
Transitional provisions regarding the transmission of credit data and counterparty reference data
CHAPTER III
SPECIFIC REPORTING OBLIGATIONS RELATING TO COUNTERPARTY REFERENCE DATA IN RIAD
Article 8
Identification of counterparties in RIAD
Article 9
Transmission of counterparty reference data to RIAD
Article 10
NCBs' responsibility for the identification of resident counterparties registered in RIAD
CHAPTER IV
PROCEDURES AND STANDARDS FOR TRANSMISSION TO RIAD
Article 11
Assignment of the RIAD code
Article 12
Transmission standards in relation to RIAD
Article 13
Acquisition and error acknowledgements
Article 14
First transmission of counterparty reference data to RIAD
CHAPTER V
COLLECTION OF CREDIT AND COUNTERPARTY REFERENCE DATA BY NCBs
Article 15
Derogations and reduced reporting frequency
Article 16
Cooperation with competent authorities
CHAPTER VI
DATA QUALITY MANAGEMENT
Article 17
Transmission standards using the ESCB-Net
Article 18
Data quality management
Article 19
Revision policy
CHAPTER VII
FINAL PROVISIONS
Article 20
Simplified amendment procedure
Article 21
Taking effect
Article 22
Addressees
ANNEX I
Identification and reference data management of counterparties in the Register of Institutions and Affiliates Database (RIAD)
1.
General assumptions underlying the process flow chart
2.
Notes to the flow chart:
ANNEX II
Allocation of responsibilities for RMS foreign branches
|
Reporting agents reporting to the home NCB |
|||||
No derogation |
Only collect T2 |
Quarterly reporting |
Partial derogation |
Full derogation |
||
Reporting agents reporting to the host NCB |
No derogation |
Home NCB: T1&T2 |
Host NCB: T1&T2 |
Host NCB: T1&T2 |
Host NCB: T1&T2 |
Host NCB: T1&T2 |
Only collect T1 |
Home NCB: T1&T2 |
Host NCB: T1 Home NCB: T2 |
T2 required(1) Host NCB: T1&T2 |
T2 required(1) Host NCB: T1&T2 |
T2 required(1) Host NCB: T1&T2 |
|
Quarterly reporting |
Home NCB: T1&T2 |
T1 required(2) Home NCB: T1&T2 |
Home NCB: T1&T2 (Q) |
Host NCB: T1&T2 (Q) |
Host NCB: T1&T2 (Q) |
|
Partial derogation |
Home NCB: T1&T2 |
T1 required(2) Home NCB: T1&T2 |
Home NCB: T1&T2 (Q) |
— |
— |
|
Full derogation |
Home NCB: T1&T2 |
T1 required(2) Home NCB: T1&T2 |
Home NCB: T1&T2 (Q) |
— |
— |