GUIDELINE (EU) 2020/497 OF THE EUROPEAN CENTRAL BANK
of 20 March 2020
on the recording of certain data by national competent authorities in the Register of Institutions and Affiliates Data (ECB/2020/16)
Article 1
Subject matter and purpose
Article 2
Definitions
Article 3
Recording of reference data in RIAD
Article 4
Maintenance and revision policy
Article 5
Recording of new entities
Article 6
Transmission standards
Article 7
Acquisition and error acknowledgements
Article 8
Confidentiality of reference data
Article 9
Taking effect
Article 10
Addressees
ANNEX I
REFERENCE DATA TO BE RECORDED FOR ENTITIES THAT ARE CREDIT INSTITUTIONS
Attribute or relationship |
Description |
RIAD code |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Birth date |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Closure date |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
LEI |
As in Guideline (EU) 2018/876 ( ECB/2018/16) |
National identifier (as available) |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
SUBA ID |
Non-public entity identifier used for reporting of entities without an LEI |
Liquidity sub-group code |
Code of the liquidity sub-group to which the entity belongs (if applicable) |
Name |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Country of residence |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Address |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
City |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Postal Code |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Legal form |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Institutional sector |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Institutional sector details |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Institutional sector control |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Flag Listed |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Reporting currency |
Currency in which the entity reports to the NCA |
Accounting Framework for Solo Reporting |
Accounting framework used by the entity when reporting on a solo basis |
Accounting Framework for Consolidated Reporting |
Accounting framework used by the entity when reporting on a consolidated basis |
Accounting year end |
Month and day at the end of which the entity closes its yearly accounts. |
Corporate action |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Date of corporate action |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
SSM reporting requirements |
SSM reporting obligations to which an entity is subject (multiple values are possible for one entity) |
Head of the liquidity sub-group |
Flag identifying the entity representing the head of the liquidity sub-group |
SSM entity type |
Type of entity for supervision purposes |
SSM country of supervision |
Country where the entity is supervised |
SSM EBA reporting |
Institutions to be reported to the European Banking Authority (EBA) under the sequential approach pursuant to EBA Decision EBA/DC/2015/130 |
EBA list for benchmarking portfolio |
This attribute indicates the institutions included in the EBA list for benchmarking portfolio, pursuant to EBA Decision EBA/DC/2016/156 |
Link to direct controlling parent |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Link to ultimate controlling parent |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Link to direct supervised ancestor |
Parent entity that is a supervised entity and directly or indirectly owns/controls the entity |
Link to ultimate supervised ancestor within SSM |
Supervised entity that is domiciled in a participating Member State and is the highest supervised entity within a supervised group |
Link to ultimate supervised ancestor outside SSM |
The ultimate parent of the group domiciled in a non-participating Member State or in a non-EU country. An ultimate parent outside the SSM area should be reported only if this parent entity is an institution that is supervised by a credit institution’s supervisor in its respective country |
ANNEX II
REFERENCE DATA TO BE RECORDED FOR ENTITIES THAT ARE NOT CREDIT INSTITUTIONS
Attribute or relationship |
Description |
RIAD code |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Birth date |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Closure date |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
LEI |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
National identifiers (as available) |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Liquidity sub-group code |
Code of the liquidity sub-group to which the entity belongs (if applicable) |
Name |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Country of residence |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Address |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
City |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Postal code |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Legal form |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Institutional sector |
As in Guideline (EU) 2018/876 ECB/2018/16 |
Institutional sector details |
As in Guideline (EU) 2018/876 ECB/2018/16 |
Institutional sector control |
As in Guideline (EU) 2018/876 ECB/2018/16 |
Flag Listed |
As in Guideline (EU) 2018/876 ECB/2018/16 |
Corporate action |
As in Guideline (EU) 2018/876 ECB/2018/16 |
Date of corporate action |
As in Guideline (EU) 2018/876 ECB/2018/16 |
Head of the liquidity sub-group |
Flag identifying the entity representing the head of the liquidity sub-group (if applicable) |
SSM entity type |
Type of entity for supervision purposes |
SSM country of supervision |
Country where the entity is supervised |
Link to direct controlling parent |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Link to ultimate controlling parent |
As in Guideline (EU) 2018/876 (ECB/2018/16) |
Link to direct supervised ancestor |
Parent entity that is a supervised entity and directly or indirectly owns/controls the entity |
Link to ultimate supervised ancestor within SSM |
Supervised entity that is domiciled in a participating Member State and is the highest supervised entity within a supervised group |
Link to ultimate supervised ancestor outside SSM |
The ultimate parent of the group domiciled in a non-participating Member State or in a non-EU country. An ultimate parent outside the SSM area should be reported only if this parent entity is an institution that is supervised by a credit institution’s supervisor in its respective country |